- DWS Group (New York, NY)
- …or terrorist financing and having sufficient systems and controls to prevent this. DWS Americas Business Line AFC, as a second line of defence (2nd LoD) ... Job Description: Employer: DWS Group Title: AFC Compliance Officer (AFC & Compliance Officer ) Location:...to prevent financial crime at DWS Americas. DWS Americas Business Line AFC provides anti-financial crime guidance… more
- Fiserv (New York, NY)
- …impact on a global scale, come make a difference at Fiserv. **Job Title** Line of Business Risk Officer **What does a successful Line of Business ... Risk Officer do?** The Line of Business (LOB) Risk Officer for our Issuer Solutions business , is responsible for managing and advising on … more
- HUB International (New York, NY)
- …investment advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, senior leadership position, ... reporting directly into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior...and working location, as well as the specific position's business line , scope and level. If you… more
- TD Bank (New York, NY)
- …dialogue with your recruiter who can provide you more specific details for this role. ** Line of Business :** Risk Management **Job Description:** **The Group ... Risk Management and the Office of the Chief Risk Officer . They should have and should...areas + Integrates knowledge of the enterprise sub-function's or business line 's overarching strategy in developing solutions… more
- Bloomberg (New York, NY)
- Risk Officer - Enterprise Products ( Risk Advisory) - Chief Risk Office Location New York Business Area Legal, Compliance, and Risk Ref # 10046060 ... risk and controls framework + Work closely with business units to conduct an in-depth analysis of key...interviews + Operate as a partner by facilitating First Line of Defense (1LOD) risk execution and… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and ... controls implemented by the first and second line of defense. Also responsible for performing assessments of...Volcker program, Swap Dealer program and Counterparty Trading and Risk business . + Knowledge and extensive regulatory… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... firm grow its business in a responsible way by anticipating new and...impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside… more
- Raymond James Financial, Inc. (New York, NY)
- …the accuracy and effectiveness of risk information. . Ensures the business risk management practices comply with regulatory requirements and industry best ... Responsibilities** . Establishes and oversees the implementation of a risk management framework for the business unit,...management firms preferred, especially with exposure to front-office or first- line risk roles in addition to second-… more
- MUFG (New York, NY)
- …practices for new and existing customers, whilst liaising with first and second line business stakeholders. KYC roles at MUFG provide opportunities for ... with Relationship Managers/Product Groups to enable more enriched discussions on risk /AML/Sanctions compliance issues, while managing the progress of KYCs from an… more
- MTA (New York, NY)
- Cybersecurity Officer - Application Security Job ID: 12376 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular ... comply with industry and regulatory standards, and support our business objectives by mitigating risk , reducing downtime,...reliance on paper. + Recommends and supports automation of business process creating in- line forms and approvals,… more
- MTA (New York, NY)
- Cybersecurity Officer - Manager Cloud Security Job ID: 9705 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular ... products to reduce the reliance of paper. + Recommends and supports automation of business process creating in- line forms and approvals, reducing the reliance on… more
- PNC (New York, NY)
- …valued and have an opportunity to contribute to the company's success. As a Business Development Officer III within PNC's Business Credit organization, you ... will be based in New York City. **Job Description** + Leads business development activities for credit-based products through active solicitation and cultivation of… more
- TD Bank (New York, NY)
- …on developing, implementing and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities contributing to the overall Compliance ... **Work Location** : New York, New York, United States of America **Hours:** 40 ** Line of Business :** Compliance **Pay Detail:** $110,000 - $135,000 USD TD is… more
- PNC (East Brunswick, NJ)
- …an opportunity to contribute to the company's success. As a Senior Business Development Officer within PNC's Institutional Asset Management organization, you ... Risk Analysis, Equity Valuations, Investment Banking, Sales **Competencies** Business Acumen, Customer Experience Management., Decision Making and Critical… more
- TD Bank (New York, NY)
- …Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First- Line Risk and Control, and Front Office Technology to deliver a ... York, New York, United States of America **Hours:** 40 ** Line of Business :** Compliance **Pay Detail:** $100,000...TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in Corporate Risk as part **Trade Surveillance Oversight** Team. This role will be ... line oversight + Develop, oversee, and provide expert business and regulatory compliance functional knowledge. + Develop and...expertise and consulting for projects and initiatives with high risk over multiple business lines. + Make… more
- JPMorgan Chase (New York, NY)
- …deep analytical expertise, regulatory knowledge, and collaboration with internal teams to balance risk and growth. The Senior Credit Strategy Officer will also ... As the Managing Director, Senior Credit Strategy Officer , Chase Auto, you will report directly to...risk . + **Stakeholder Collaboration:** Work with teams across business lines (eg, risk , underwriting, legal, finance)… more
- Bank of America (New York, NY)
- …Finance environment, with understanding of loans, trading, and treasury products for Credit Risk Officer + Able to soundly manage the portfolio and justify ... but not limited to Top of House (TOH) and Line of Business (LOB) specific reports or...Financial Accounting + Issue Management + Portfolio Analysis + Risk Analytics + Attention to Detail + Business… more
- City National Bank (New York, NY)
- …Technology). * Monitor legislative/regulatory/enforcement activity and trends for impacts to business line activities. * Provide compliance advice and guidance ... *COMPLIANCE OFFICER SENIOR-REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?*...in a compliance oversight and advisory role supporting assigned business units including two registered investment managers. The role… more
- Terumo Medical Corporation (Somerset, NJ)
- …legal matters to best manage Terumo's legal activities and minimize the risk to the business . **Job Details/Responsibilities** + Develop, implement, update ... Sr. Corporate Counsel & Chief Privacy Officer Date: Sep 23, 2025 Req ID: 5109...nations. Terumo Medical Corporation is comprised of two strategic business divisions: Terumo Interventional Systems and Terumo Medical Products.… more
