- TD Bank (New York, NY)
- …US Compliance team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in surveillance of ... of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and...in the discussion * Gain an understanding of new trade surveillance modules and surveillance … more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- SMBC (Jersey City, NJ)
- …into the Managing Director, Compliance Data and Analytics, in the Compliance Department, Americas Division, the Data Analytics Associate performs detailed ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...and objectives. This position is focused on support for Compliance Department's E-Communications surveillance business, and will… more
- Guardian Life (New York, NY)
- …best execution + Collaboration with Compliance on regulatory reporting and trade surveillance + Document procedures and recommend operational improvements + ... responsible for the full lifecycle of order entry and trade support across a range of asset classes including...via AnnuityNet + Review client transactions for accuracy and compliance (eg, mutual fund share classes, breakpoints, ROA, LOI)… more
- SMBC (Jersey City, NJ)
- …will also be expected to have a functional understanding in the areas of compliance surveillance , transactional data sets, and bank related reference data. They ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...This exciting opportunity to drive the transformation of the Compliance department by supporting strategic Compliance processes,… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... Sciences and Engineering (ESE) is responsible for conducting inspections to ensure compliance with various rules and regulations aimed at improving the operating… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... and injury related to environmental health risks through outreach and education, surveillance , and enforcement. The division's Bureau of Food Safety and Community… more
- New York State Civil Service (New York, NY)
- …used in setting the prevailing rates;* Inspect payroll records to determine compliance with the law;* Investigate to determine the proper classification of work;* ... four years of qualifying experience* or investigative experience ; or an associate 's degree and two years of qualifying experience* or investigative experience ;… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... Sciences and Engineering (ESE) is responsible for conducting inspections to ensure compliance with various rules and regulations aimed at improving the operating… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... for all places of employment and public spaces. BFSCS also monitors compliance with regulations in other facilities, such as tattoo parlors, correctional facilities,… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... for all places of employment and public spaces. BFSCS also monitors compliance with regulations in other facilities, such as tattoo parlors, correctional facilities,… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... safety standards are followed and serves as a resource for accreditation compliance . Manage laboratory purchase of inventory, storage, and supplies usage. Assist the… more