- BMO Financial Group (New York, NY)
- …ideal candidate will assist in the implementation, maintenance and administration of the Fixed Income compliance program. Coordinate and performs risk ... in the office each week is the expectation** . Our team is growing its Fixed Income , Commodities, and Currency Compliance ("FICC") team in New York with a… more
- TD Bank (New York, NY)
- …surveillance team. Preferred 3-5 years of experience in surveillance of either Fixed Income Products, Foreign Exchange and Commodities, Equities Options and ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is...details for this role. **Job Description:** The TDS US Compliance team is looking for Associate candidates… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Associate Director (Vice President) Risk Solutions Group, Global...("Derivative Products Group" or "DPG") is part of Global Fixed Income Origination Group within Scotiabank's Global… more
- Neuberger Berman (New York, NY)
- …our New York office, supporting independent risk oversight for the firm's Equity, Fixed Income , Alternatives, and Multi-Asset Class strategies. This role is ... The Associate /Senior Associate role will join Neuberger...day-to-day coverage and analysis of the investment strategies across fixed income and equity for portfolio management… more
- JPMorgan Chase (New York, NY)
- …you'll manage credit risk for the firm's diverse investment portfolio, including fixed income products like asset-backed securities and government bonds. As ... Join JPMorgan Chase in Risk Management and Compliance , where you'll play a crucial role in...diligence on both new and existing investments across various fixed income products like CMBS, RMBS, ABS,… more
- Neuberger Berman (New York, NY)
- …our New York office, supporting independent risk oversight for the firm's Equity, Fixed Income , Alternatives, and Multi-Asset Class strategies. This role is ... The Quantitative Analyst/ Associate will join Neuberger Berman's Investment Risk group...also include developing an understanding of the underlying Equity, Fixed Income and Alternative investments within the… more
- JPMorgan Chase (New York, NY)
- …JP Morgan company, is a leading provider of evaluated pricing services for fixed income securities, derivatives, and private equity. We leverage advanced ... team that provides independent valuations and analytics on over 3 million fixed income , derivatives, and private equity instruments, where you will… more
- JPMorgan Chase (New York, NY)
- …professional development **Preferred Qualifications, Capabilities, and Skills:** + Understanding of fixed income pricing concepts and balance sheet management + ... Join JPMorgan Chase's Risk Management and Compliance team, where your expertise helps safeguard the...Experience in a fixed income trading environment + Exposure to… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Associate , Corporate Banking - TMT Structuring & Execution...various ad-hoc tasks including conducting industry reviews, validating/providing internal compliance documentation, update internal reports for management + Participate… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Associate Director, US Corporate Banking Origination, (Consumer, Industrial,...to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Associate , US Treasury - Liquidity Reporting & Analytics...Reporting & Analytics team for Scotiabank to ensure regulatory compliance , prepare and enhance liquidity reporting & analytics, achieve… more
- Wells Fargo (New York, NY)
- …banking, commercial real estate lending and servicing, investment banking, equity and fixed income solutions including sales, trading, and research capabilities ... 2026 Investment Banking Associate Program Wells Fargo Corporate & Investment Banking...customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical… more
- Wells Fargo (New York, NY)
- …banking, commercial real estate lending and servicing, investment banking, equity and fixed income solutions including sales, trading, and research capabilities ... 2026 Investment Banking Summer Associate Wells Fargo Corporate & Investment Banking delivers...customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical… more
- Scotiabank (New York, NY)
- …working with Liability Management products; utilizing experience in corporate finance and fixed income mathematics; helping in corporate, sovereign and financial ... Associate Director, Head of Latin America Liability Management...business controls to meet obligations with respect to operational, compliance , AML/ATF/sanctions and conduct risk. Champion a high performance… more
- Wells Fargo (New York, NY)
- …banking, commercial real estate lending and servicing, investment banking, equity and fixed income solutions including sales, trading, and research capabilities ... . **About this role:** Wells Fargo is seeking a Securities Quantitative Analytics Associate to join our Structured Products Group. This opportunity focuses on data… more
- Mizuho Corporate Bank (New York, NY)
- Job Description : The Corporate Tax Compliance Associate will be responsible for assisting the Director of Compliance on: Tax Compliance , Provision, ... CPA preferred + 3- 5 years of Corporate Tax Compliance and /or ASC74 0 The expected base salary...span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX,… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Associate , Corporate Banking, Structuring and Execution, FIG **Requisition...strategies and objectives. Ensure all activities conducted are in compliance with governing regulations, internal policies and procedures. **What… more
- Neuberger Berman (New York, NY)
- …client assets (as of September, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private equity and hedge ... corporate tax department. **Responsibilities** : + Prepare consolidated and separate company income tax provision, tax disclosures and related income tax… more
- JPMorgan Chase (New York, NY)
- …settlements and confirmations + Establish and monitor financing solutions for credit and fixed income products, including repo lines + Experience with settlement ... in London. Highbridge Capital Management ("HCM") is seeking an Associate for our Treasury & Middle Office team. The...teams on corporate actions to ensure effective execution and compliance + Cash and Collateral Management including FX exposure… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... Associate , Structured Note Sales **Requisition ID:** 230455 **Salary...clients + Coordinate with internal teams including legal, tax, compliance , internal controls + Liaise with outside counsel for… more