- Mastercard (New York, NY)
- …people, businesses and governments realize their greatest potential._ **Title and Summary** Director , Regulatory Compliance Overview Mastercard is a ... programs and a background in payments and financial technology. Role The Director , Regulatory Compliance will lead a team charged with executing the… more
- Ross Stores, Inc. (New York, NY)
- …with continuous learning opportunities and development for our teams\. **GENERAL PURPOSE:** The Director , Product Compliance & Regulatory Attorney will work ... broad range of topics and projects in the areas of product compliance , regulatory compliance , product safety, environmental, and risk management\. The… more
- Grant Thornton (New York, NY)
- As a Managing Director within our Regulatory Compliance & Risk Consulting practice, you will get the opportunity to contribute to our clients' business needs ... + Enterprise Risk Management, Risk Management Framework, Management Systems, and/or Regulatory Compliance or related consulting experience + Exceptional client… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is...advice, guidance and expertise on regulatory requirements and assisting business units… more
- Mount Sinai Health System (New York, NY)
- …for Investigators and Research Teams The position will report into the Assistant Director of Regulatory Compliance . Individuals should be comfortable with ... **Job Description** A Senior Regulatory Compliance Coordinator position is currently available within the Tisch Cancer Institute. The incumbent will work with… more
- Bowery Residents Committee (Manhattan, NY)
- …management instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and external financial, ... Position Overview Reporting to the CFO, the Director of Audit Compliance performs various...and adherence to sound business practices, company policies, and regulatory requirements. + Reviews and analyzes transactions, documents, records,… more
- Merck (Rahway, NJ)
- …roadmaps and investment cases to deliver enterprise value, focusing on innovation, risk, regulatory compliance , and scalability. + Act as a senior technology ... Management, Product Management Leadership, Product Strategies, Regulatory Affairs Compliance , Regulatory Compliance , Requirements Management, Stakeholder… more
- TD Bank (New York, NY)
- …of Business:** TD Securities **Job Description:** The TD Securities, Employee Relations Director , Regulatory and Controls is responsible for leading the ... and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory... compliance with internal / external audit and regulatory requirements + Provides prompt and comprehensive response to… more
- TD Bank (New York, NY)
- …industry best practices, and related systems and infrastructure processes + 15+ years compliance and regulatory experience along with a deep understanding of how ... is accountable for establishing the programs and frameworks required to satisfy regulatory obligations and manage employee conduct and behaviors to ensure … more
- TD Bank (New York, NY)
- …with integrated remediation activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office. This will involve: ... to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team is responsible for the...closely with senior leaders across departments Risk, Legal, HR, Compliance , Audit and will work in close alignment with… more
- CIBC (New York, NY)
- …the business lines and performing specific written supervisory procedures to achieve regulatory compliance . Regulatory Supervision must be highly responsive ... occurring as well as detecting when violations do occur. Regulatory Supervision is a business role (not Compliance... Regulatory Supervision is a business role (not Compliance ) and is delegated the responsibility to supervise on… more
- New York State Civil Service (New York, NY)
- …but are not limited to, the following:* Oversees the activities of the three Regulatory Compliance Units and works with the Assistant Chief who oversees the ... NY HELP No Agency Financial Services, Department of Title Assistant Chief Regulatory Unit ( Director Financial Services Programs 2, SG-33) Occupational Category… more
- Citigroup (New York, NY)
- …160 countries and jurisdictions, offers an unparalleled platform for financial regulatory lawyers. With its vast and sophisticated institutional, commercial, and ... role, you will be part of the Financial Services Regulatory Legal team and will serve as Citi's primary...laws, rules, and internal policies. Drive a culture of compliance and proactively manage and report control issues with… more
- Wolters Kluwer (New York, NY)
- …and play a critical role in achieving our mission to revolutionize the legal, regulatory and compliance content, expert solutions and software space. If you're ... As the Director of Product Software Engineering for our Legal & Regulatory US business, you will be at the forefront of shaping the technology vision for a… more
- CBRE (New York, NY)
- …This position reports to the Vice President, Gov't & Defense, M&A Integration, and Regulatory Compliance and offers the opportunity to make a significant impact ... Director of Compliance and Privacy, Industrious...industry guidelines. + Act as the primary expert on compliance and regulatory matters, providing strategic guidance… more
- Capital One (New York, NY)
- …Certified Information Privacy Professional (CIPP), Certified Risk Professional (CRP) or Certified Regulatory Compliance Manager (CRCM) At this time, Capital One ... Director , Compliance Privacy Advisor The Capital... Director , Compliance Privacy Advisor The Capital One Privacy ...senior management team + Subject matter expertise in key regulatory and audit requirements and three lines of defense… more
- TD Bank (New York, NY)
- …banking Functions including M&A, Debt and Equity Capital Markets. The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... this role. **Job Description:** We are looking for a Director , US Compliance Advisory (DCM/ECM) to join...Analyzing and scoping the impact of new and complex regulatory and compliance developments across senior function/business/product,… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** The Compliance Director Business Oversight, ... and Technology Enablement supports the development, implementation, and maintenance of a regulatory compliance program and provides independent compliance … more
- American Express (New York, NY)
- …professional development; and key internal capabilities and technologies. About the Role The IAG Compliance Director role will lead core Global Compliance & ... credit card or financial services industries + Knowledge of US consumer compliance regulatory requirements applicable to the banking industry including, but… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... Support the Firms build out and ongoing support of the Firms Regulatory Compliance Management Framework including Rules mapping, control mapping and ongoing … more