- TD Bank (New York, NY)
- …outlined in the general description below. **Job Summary** The Senior Manager , Compliance Governance & Operations leads, develops and oversees a dynamic ... operations and in the design of a future-focused compliance program. This not just about implementing a new...these Program requirements and to promptly escalate instances of non- compliance . + Works independently as the senior manager… more
- TD Bank (New York, NY)
- …is outlined in the general description below. **Job Summary** The Compliance Governance & Operations Manager leads the development and implementation (or ... - both in day-to-day operations and in the design of a future-focused compliance program. This not just about implementing a new program - it's about creating a… more
- TD Bank (New York, NY)
- …in the general description below. **Job Description Summary:** The Compliance Governance & Operations Manager leads the development and implementation ... operations and in the design of a future-focused compliance program. This not just about implementing a new...colleagues dedicated to setting new industry standards The US Compliance Regulatory Inventory Governance (RIG) Office identifies… more
- Mount Sinai Health System (New York, NY)
- **Job Description** **IT Governance Contract & Compliance Manager II - Digital and Technology Partners Governance - Remote** The Mount Sinai Health ... our highly motivated, nonclinical professionals working to improve business operations . Our leadership team is driven to provide exceptional...IT functions. Under the direction of the Director, DTP Governance , the Compliance Manager will… more
- BMO Financial Group (New York, NY)
- …SEC 15c3 experience, possessing a strong understanding of broker dealer operations and SEC/FINRA regulations. This individual should have dealt with trading ... a comprehensive grasp of the industry. Develops or maintains an effective financial governance and controls framework that defines the ways and methods governance… more
- Amazon (New York, NY)
- …(DOT) Oversight and Governance team is seeking a high-performing Senior Risk Manager to conduct DOT compliance risk assessments and develop compliance ... regulated transportation operations . This role will work closely with compliance leads and business partners to identify risks, develop mechanisms and program… more
- TD Bank (New York, NY)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. **U.S. Compliance Operations and Governance provides governance , ... the Compliance Executive Team** **The Monitoring Program Governance team of US Compliance Operations...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- American Express (New York, NY)
- …and reporting. The Corporate Functions Control Management team is looking for a ** Manager of Governance , Exam and Audit Management** , focused on ensuring ... AENB COO Office's Strategic Planning, Control Management, Program Management and Governance functions. Colleagues across American Express' key business units (known… more
- NBC Universal (New York, NY)
- …entertainment content. The spin-off is expected to be completed during 2025. The corporate governance manager will support all corporate governance and board ... of a newly formed Media company. The corporate governance manager will be responsible for providing...matters, including matters associated with the company's public company compliance and corporate governance + Work as… more
- American Express (New York, NY)
- …programs and reporting. Corporate Functions Control Management is looking for a ** Manager of Governance , Regulatory Change Management** , focused on ensuring ... cascaded, prioritized and implemented for the Corporate Functions. **In addition, the Manager of Governance , Regulatory Change Management will:** + Facilitate… more
- City National Bank (New York, NY)
- *GRC REGULATORY AFFAIRS AND GOVERNANCE MANAGER * WHAT IS THE OPPORTUNITY? Position reports to the Head of Regulatory Affairs & Governance in the GRC Office ... discuss, and address emerging regulatory trends that may impact their relevant business operations from a compliance perspective; actively monitor and report on… more
- American Express (New York, NY)
- …with defining and implementing changes to technology risk committees and other forums. The Manager will report to the Technology Risk Governance Director and be ... an impact in this role?** The Global Risk & Compliance Organization ("GRC") is an independent risk management function,...CTRRO & Vendor Risk Oversight. CTRRO is hiring a Manager who will assist in the establishment of new… more
- TD Bank (New York, NY)
- …for this role. **Line of Business:** Risk Management **Job Description:** The **Senior Manager US Insider Risk Management Governance and Assurance** plays a key ... role in providing independent oversight, governance and assurance on the effectiveness of the insider...controls related to insider risk management within the US operations of the organization. This role ensures alignment with… more
- TD Bank (New York, NY)
- …this role. **Line of Business:** Finance **Job Description:** **Department Overview:** This Finance Manager - Governance & Control role is embedded with the US ... team and will lead the team's build out of Governance & Control infrastructure. This role will take a...and privacy; escalates issues where appropriate + Ensures business operations are in compliance with applicable internal… more
- Citigroup (New York, NY)
- The Legal Support Lead Officer for North America Legal Entity Governance is a senior level, non-attorney role, responsible for providing legal support to the Citi ... team, including through drafting and maintaining documents related to the governance of certain US. legal entities. **Responsibilities:** + Support the… more
- TD Bank (New York, NY)
- …this role. **Line of Business:** Finance **Job Description:** The Senior Group Manager Finance oversees a team of Business Finance professional roles that provide ... function within the AMCB Finance division, designed to strengthen AMCB's governance and control environment over financial reporting and operational processes. It… more
- BMO Financial Group (New York, NY)
- …as needed **Qualifications:** + Proven experience in governance , risk management, compliance , business management, operations , or a related field. + Strong ... standards. + Recommend best practices and identify efficiency opportunities related to governance and management operations . **Risk Management:** + Develop risk … more
- SMBC (Jersey City, NJ)
- …data sources to confirm data accuracy and quality. Run and analyze reports on compliance with data standards to inform updates to the firm's policies and procedures. ... systems to prevent siloing of data. **Role Objectives: Interpersonal** Partner with compliance colleagues to audit data retention and access policies to ensure they… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function within the overall ... Compliance program and is responsible for overseeing the management...Escalate regulatory concerns and other significant matters to their manager . + Communicate policies, procedures and new regulatory requirements… more
- Amazon (New York, NY)
- …programs in a rapidly growing and complex global environment. The Senior Risk Manager will work closely with compliance leads and business partners to ... to meet regulatory requirements and reduce risk for Amazon's over the road operations worldwide. The ideal candidate will be an analytical leader who demonstrates… more