- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance ... line of defense. Also responsible for performing assessments of Citi's compliance risks; performing independent testing activities (testing and monitoring) within… more
- Wells Fargo (New York, NY)
- **About this role:** We are seeking a highly experienced Senior Lead Compliance Officer to support the Structured Products Group (SPG) across both Capital ... lending functions. This role combines strategic advisory and operational compliance responsibilities, ensuring robust regulatory compliance across asset-backed… more
- Bank of America (New York, NY)
- …validation of Volcker and Capital attributes for books to ensure compliance with enterprise guidelines + Partner with Trading Desk, Trade Support, Operations, ... by producing all financial reporting and disclosures in partnership with senior management, front office, and other business stakeholders. Key responsibilities… more