- SMBC (New York, NY)
- …framework to meet the evolving demands of our operations. **Role Objectives** + **Manage Conflicts of Interest ** : Help with the implementation of the SMBC ... Americas framework for managing conflicts of interest , ensuring compliance with regulatory expectations. Maintain policies and procedures and controls to ensure… more
- CUNY (New York, NY)
- …in response to complaints of discrimination, harassment, sex-based misconduct, retaliation, conflicts of interest and related matters, and reporting findings ... Chief Diversity Officer **POSITION DETAILS** **ABOUT JOHN JAY COLLEGE** John...as liaison between the College, CUNY, enforcement agencies and interest groups, as appropriate; + Participating in policy development… more
- City of New York (New York, NY)
- …million members of the Bronx County community. Candidates should exhibit a strong interest in criminal law and public service. Under supervision, the Special ... Officer will provide physical security, safety, and maintenance of...Office particularly Word, Excel, and Outlook Abilities to resolve conflicts and multitask Ability to attend, complete and maintain… more
- Wells Fargo (New York, NY)
- …the business and wider organization including but not limited to surveillance, conflicts of interest , and compliance with regulations, including Regulation W, ... etc. + Provide input into Enterprise and Global Markets policies and procedures + Represent Global Markets at various committees, forums, working groups and meetings as required + Act as an escalation point for any items that require escalation, awareness, or… more
- Wells Fargo (New York, NY)
- …business and wider organization including but not limited to trade surveillance, conflicts of interest , unauthorized trading, compliance with key regulations, ... etc. + Act as liaison for the business with external parties to support timeliness, appropriate response strategy, and effectiveness of communications and materials + May lead projects, teams, or serve as a peer mentor **Required Qualifications:** + 5+ years… more
- City of New York (New York, NY)
- …Handle and provide assistance to the General Counsel and Deputy General Counsel on Conflicts of Interest and employment matters that arise, including but not ... of such. - Serve as the Agency Records Access Officer and be responsible for handling agency FOIL requests...limited to secondary employment waivers, conflicts of interest questions, reporting of fundraising… more
- City of New York (New York, NY)
- …Committee. - Annual Financial Disclosure: Act as the NYCEM liaison to the Conflicts of Interest Board during the annual financial disclosure reporting period, ... assigned from other City agencies. The Office of the Chief Operating Officer (COO) is comprised of Human Capital Management (HCM), Information Technology (IT),… more
- Neuberger Berman (New York, NY)
- …to periodically review securities excluded from approved lists, securities presenting potential conflicts of interest , and asset concentrations + Overseeing and ... the "Trust Companies") are seeking a skilled and experienced Trust Investment Oversight Officer to join our team. The Trust Companies support the Private Wealth… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …researchers, and student employees. Reporting to the Chief Administrative Business Officer , with accountability to the Vice President/CHRO, the Director will play ... of the school/unit and/or University's value proposition. + Navigates conflicts and/or changes in an objective manner with agility,...for the betterment of the University and in the interest of adhering to its core values. + Encourages… more
- City of New York (New York, NY)
- …with the agency's public relations office; 7) evaluate and provide legal guidance on conflicts of interest related matters to agency staff and management; 8) ... UCC, environmental law, eminent domain, commercial leases, insurance issues, access agreements, conflicts of interest , equal employment, and employment law. The… more
- City of New York (New York, NY)
- …with the agency's public relations office; 4) evaluate and provide legal guidance on conflicts of interest related matters to agency staff and management; 5) ... environmental law, eminent domain, commercial leases, insurance issues, access agreements, conflicts of interest , equal employment, and employment law. The… more
- KeyBank (Pearl River, NY)
- …without limitation, acting professionally at all times, conducting business ethically, avoiding conflicts of interest , and acting in the best interests of ... (required) **Licenses and Certifications** + Notary License (preferred) **Mortgage Loan Officer /Loan Officer (MLO/LO) Classification** Employees in this position… more
- S&P Global (New York, NY)
- …a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts of interest by monitoring and placing restrictions on personal ... other divisions, as needed. **The Impact:** As a Review Officer , you will join a team of risk management...when there is an effective or potential conflict of interest . Employment at S&P Global is contingent upon compliance… more
- City of New York (New York, NY)
- …issues relating to records retention, identifying information law, required agency reporting, conflicts of interest and ethics, and litigation holds - Provide ... services on communities. The MOCS Director serves as the City Chief Procurement Officer . JOB DESCRIPTION: Under the direction of the General Counsel and Deputy… more
- City of New York (New York, NY)
- …debt issuance program, financing of capital projects, contracting and procurement, legislation, conflicts of interest , employment law, and other general legal ... be limited to, the following: Drafting Agency Agreements: - Assist OMB's Privacy Officer in ensuring agency compliance with City, State and federal privacy laws. -… more
- City of New York (New York, NY)
- …agency's public relations office; 4) the evaluation and provision of legal guidance on conflicts of interest related and equal employment law matters to agency ... ; 7) the provision of legal assistance to the Agency Chief Contracting Officer (ACCO) and agency procurement staff in relation to procurement appeals and decision… more
- Cushman & Wakefield (New York, NY)
- …Experience investigating a breadth of compliance matters (eg, anti-bribery, trade compliance, conflicts of interest ). + Experience managing a team of ... an option for this role) + Reports to the Chief Ethics and Compliance Officer Cushman & Wakefield also provides eligible employees with an opportunity to enroll in… more
- Cushman & Wakefield (New York, NY)
- …legal advice, counseling and guidance related to ABAC, AML, and trade sanctions and conflicts of interest matters. + Develop and execute global ethics & ... Description** Key Responsibilities + Collaborate with the Chief Ethics & Compliance Officer to develop the Global Ethics & Compliance Program priorities related to… more