- DWS Group (New York, NY)
- Job Description: Employer: DWS Group Title: Real Estate Fund Finance /Fund Accounting Associate Location: New York Job Code: #LI-MB1 #LI-0 2 About DWS: Today, ... owned subsidiary of DWS. IAO is responsible for the financial reporting and certain operational aspects for investment vehicles to be launched as part of the firm's… more
- ICON Clinical Research (New York, NY)
- Operational Compliance Associate I - Onsite, Rochester, NY ICON plc is a world-leading healthcare intelligence and clinical research organization. We're ... mission to shape the future of clinical development. We are currently seeking an Operational Compliance Associate I to join our diverse and dynamic team. As… more
- JPMorgan Chase (New York, NY)
- **Job Summary:** You would be a member of the Operational Due Diligence team focused on alternative investments. **Job Responsibilities:** + Supporting the ... operational due diligence process for primarily alternative investment managers...infrastructure, counterparties and service providers, valuation processes, cyber security, compliance and regulatory issues + Reviewing and scoring responses… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Compliance Associate - Swap Dealer will contribute to the ongoing ... compliance program for Marex's registered Swap Dealer (Marex Derivative...CFTC and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all… more
- SMBC (New York, NY)
- …Underwriting, Risk Management, Compliance , IT Risk and Training committees. The Compliance Advisory Associate role assists in managing coverage areas or ... a competitive portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory advisory… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $110,000 - $135,000 USD TD is committed to providing fair ... who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring… more
- Mizuho Corporate Bank (New York, NY)
- …required training for ACBD1 staff. + Compliance Library: Maintaining an up-to-date Compliance Library for ACBD1 staff use. + Operational Errors / Incident ... is a front office function serving Japanese corporate clients in the US The Compliance and Risk Management Unit, part of the Planning Team within ACBD1, is… more
- JPMorgan Chase (Jersey City, NJ)
- …and striving to be best-in-class. As a Control Room Officer within the Compliance , Conduct and Operational Risk (CCOR) organization, you will effectively ... collaborate with the Line of Business (LOB) and global/regional Compliance teams, including Internal Audit, Operational Risk, and other Control functions. You… more
- TD Bank (New York, NY)
- …against industry practices + With Risk, ensure that the Bank operates within the compliance risk appetite and that operational risk from a Compliance ... you more specific details for this role. **Job Description:** The Global Compliance Department is responsible for overseeing regulatory compliance across TDBG… more
- Molina Healthcare (Yonkers, NY)
- …management, coordinates and performs oversight audits and validation activities to ensure operational regulatory compliance with Federal and State laws and ... **Job Description** **Job Summary** Establish a specifically designed Operational Regulatory Oversight program that effectively prevents and/or detects violation of… more
- JPMorgan Chase (Jersey City, NJ)
- …and testing of controls and sustainable solutions to mitigate compliance and operational risk. As a Control Manager - Associate within the Treasury/Chief ... and joint accountability model with the business executives that promotes early compliance and operational risk identification and assessment, effective design… more
- JPMorgan Chase (Jersey City, NJ)
- …and joint accountability model with the business executives that promotes early compliance and operational risk identification and assessment, effective design ... and testing of controls and sustainable solutions to mitigate compliance and operational risk. As a Control...operational risk. As a Control Manager - Senior Associate within Treasury/Chief Investment Office, you'll be responsible for… more
- MUFG (New York, NY)
- …more details. **RESPONSIBILITIES:** + Coordinate the required deliverables to implement compliance with the Sound Practices to Operational Resilience, and ... being adhered to + Drive the overall delivery of a CUSO-wide Operational Resilience toolset, including development of business requirements, evaluation of vendor… more
- City of New York (New York, NY)
- …relevant performance metrics and identify trends and areas of improvement. - Assist operational divisions with the EHS compliance requirements. - Manage the ... also provide important community open spaces and a diverse wildlife habitat. The Associate Public Health Sanitarian III will be responsible for assisting the Bureau… more
- Scotiabank (New York, NY)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, ... Associate , US Treasury - Liquidity Reporting & Analytics...including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk… more
- JPMorgan Chase (Jersey City, NJ)
- …+ Respond timely to challenges and recommendations from the 2nd Line of Defense ( Compliance Conduct & Operational Risk) and 3rd Line of Defense teams (Internal ... Join JPMorgan Chase as a Control Manager - Senior Associate within Treasury/Chief Investment Office! The Treasury/Chief Investment Office is responsible for managing… more
- HarperCollins Publishers (New York, NY)
- …+ compliance , and digital operations + workflows. + Spearhead operational efficiency projects with internal stakeholders and our customers to streamline ... and are looking to expand your portfolio? HarperCollins is looking for an Associate Director, Customer Operations to lead our efforts to increase operational … more
- Scotiabank (New York, NY)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, ... Associate Director, US Corporate Banking Origination, (Consumer, Industrial,...including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk… more
- Scotiabank (New York, NY)
- …effectiveness of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, ... Associate , US FX Institutional and Sponsor Sales **Requisition...including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk… more
- CUNY (New York, NY)
- Professional School Senior Associate Dean for Administration **POSITION DETAILS** The City University of New York (CUNY) Graduate School of Public Health and Health ... seeking an experienced, dynamic, and innovative leader to serve as the Senior Associate Dean/Chief Operating Officer (COO). Reporting to the Dean and in partnership… more
