- Scotiabank (New York, NY)
- Director, Regulatory Relations Group **Requisition ID:** 222216 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... for every future! **Overview** The incumbent supports with delivery of the Regulatory Relations Group ("RRG") mandate in the United States and is responsible for… more
- Mizuho Corporate Bank (New York, NY)
- …the organization, and implementing necessary changes to ensure ongoing compliance. SummaryThe Regulatory Relations Team is seeking an Assistant Vice President ... About the TeamThe Mizuho US Operations ("MUSO") Regulatory Affairs Group is responsible for managing the... Affairs Group is responsible for managing the Bank's regulatory relationships and supervisory engagement across MUSO, ensuring that… more
- TD Bank (New York, NY)
- …**Line of Business:** TD Securities **Job Description:** The TD Securities, Employee Relations Director, Regulatory and Controls is responsible for leading the ... oversight and management of employee relations . This senior leader will ensure that TDS HR...processes for TDS HR to ensure operational effectiveness and regulatory adherence. The day accountabilities would entail: working closely… more
- City National Bank (New York, NY)
- …GRC program. The position will closely coordinate with the Bank's and RBC US/CUSO's Regulatory Relations and Legal functions. WHAT WILL YOU DO? * Responsible for ... plan development in response to regulatory findings. * Liaise with the Regulatory Relations office on a regular cadence to ensure alignment of GRC and … more
- Citigroup (New York, NY)
- …including recurring liaison meetings and ad hoc information requests, to strengthen regulatory relations from an Independent Risk Management perspective. + ... across relevant risk segments to ensure a more integrated approach to regulatory relations . + Drive proactive communication with regulators and provide advice to… more
- Citigroup (New York, NY)
- …including recurring liaison meetings and ad hoc information requests, to strengthen regulatory relations from an Independent Risk Management perspective. + ... across relevant risk segments to ensure a more integrated approach to regulatory relations . + Support proactive communication strategies with regulators and… more
- MUFG (New York, NY)
- …generating roles, program management, audit/compliance, managing staff functions + Background in regulatory relations and knowledge of heightened regulatory ... one day. A member of our recruitment team will provide more details. Regulatory Affairs Office (RAO) Coordinator, Assistant Vice President Join a financial group… more
- Equitable (New York, NY)
- …and manage a diverse team, including Directors of State and Federal Government Relations and regulatory affairs professionals. Provide guidance and mentorship to ... Head of Government Relations ( 25000041 ) **Primary Location** : UNITED...Your role is pivotal in crafting and executing legal, regulatory , and policy initiatives that propel Equitable's interests forward.… more
- American Express (New York, NY)
- …or outstanding issues that may impact the scope of the examination. + US Regulatory Relations team within the General Counsel's Organization to provide input to ... your place in risk and analytics on #TeamAmex. The Regulatory Exam Lifecycle Management team ("RELM") in Global Risk...and Compliance is the center of expertise for US regulatory exams and remediation of regulatory findings… more
- Scotiabank (New York, NY)
- …(Internal Controls, Compliance, Finance, Risk, Legal, Operations, Information and Technology, Regulatory Relations , Data Governance, etc.) to ensure business ... client relationships and leverage broader Bank relationships, systems and knowledge Regulatory and Controls: + Strengthen and develop the control environment by… more
- Scotiabank (New York, NY)
- …drafted to identify the steps necessary to close the findings. + Coordinate with Regulatory Relations to manage regulatory examinations by evaluating and ... management and US Compliance personnel on relevant compliance issues, the regulatory environment, and Compliance Department initiatives by actively participating in… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... colleagues and co-sourced resources + Oversee and manage any external reviews and regulatory requests related to QAIP activities and processes + Develop and drive… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... American Express' Internal Audit Methodology, internal policies and standards, and regulatory expectations throughout the audit lifecycle. + Evaluate processes under… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... and inquiries with the Central Risk Transformation PMO, and assist in drafting IAG regulatory response as they relate to the Third Line's RT efforts. The Audit… more
- SMBC (New York, NY)
- …more Compliance disciplines (ie, BSA/AML, ABC, AF, Surveillance, Control Room, Testing, Regulatory Relations , etc.) + Skilled in working effectively with ... day-to-day operations. The role requires forming and maintaining effective stakeholder relations across cross-functional teams, the ability to collaborate to align… more
- American Express (New York, NY)
- …with a Professional Practice group that manages audit methodology, quality assurance, regulatory relations , and reporting. IAG has reinvented our audit process ... and deadlines + As applicable, lead related exam interactions with various regulatory bodies + Development of Global Services Group controls subject matter expertise… more
- Bank of America (New York, NY)
- …**Skills:** + Business Acumen + Critical Thinking + Project Management + Regulatory Relations + Talent Development + Policies, Procedures, and Guidelines ... and oversees stakeholder engagement, including team effort in preparation for audit and regulatory exams + Sets quantitative work priorities in line with the bank's… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... and integrity + Strong knowledge and appreciation of Internal Audit standards, regulatory , and financial industry guidance and best practices relevant to business,… more
- American Express (New York, NY)
- …Practices group responsible for managing audit operations, quality, and standards; regulatory relations ; reporting; training and professional development; and ... recommendations with clarity and professionalism + Knowledge and appreciation of regulatory , accounting, and financial industry guidance and best practices relevant… more
- Capital One (New York, NY)
- …CRA Strategy and Program Management, the Government and Political Affairs Group, Regulatory Relations , and Strategy and Engagement. Through our teams, we ... management approvals, ensuring alignment with Capital One's risk appetite and regulatory requirements. + Drive innovation and process improvements in underwriting,… more