- City National Bank (New York, NY)
- * SENIOR FIDUCIARY BUSINESS CONTROLS ANALYST *... Business Control Officer ("BCO") and Business Control Managers ("BCM"s) for Fiduciary ... practical impacts/implications to the business line. * Provide guidance on Control Standards to ensure compliance-related controls are documented in line… more
- City National Bank (New York, NY)
- …to fiduciary operations. * Risk management: Identify, measure, monitor, and control the risks inherent in the bank's fiduciary activities, including ... *CHIEF FIDUCIARY OFFICER WM* *WHAT IS THE OPPORTUNITY?* The...Management Division to balance prudent risk management, regulatory oversight, business development, and client relationship management. The position requires… more
- TD Bank (New York, NY)
- …change. Supports business line regulatory change implementations including overseeing business changes to policies, procedures, systems, and/or controls via ... and effectiveness of Compliance Management System (CMS) programs and controls in the business units throughout US...audience + Actively manages relationships within and across various business lines, corporate and/or control functions and… more
- TD Bank (New York, NY)
- …of, adherence to and effectiveness of Compliance Management System (CMS) programs and controls in the business units throughout US Wealth businesses;** + ... and manage regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support… more
- BMO Financial Group (New York, NY)
- …the Fixed Income, Currencies, and Commodities ("FICC") LOBs and other internal business partners to ensure regulatory, corporate and fiduciary obligations are ... with business /group and internal partners to ensure regulatory, corporate and fiduciary obligations are met. Advise business /group on implications of new… more
- JPMorgan Chase (Jersey City, NJ)
- …skills, with the ability to establish credibility and build strong partnerships with senior business and control partners + Strong analytical skills ... of information in accordance with firm policy + Partner with stakeholders, business management, other control groups (ie risk management, compliance, fraud… more
- City National Bank (New York, NY)
- *COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and ... advisory role supporting assigned business units including two registered investment managers. The role...with applicable laws, rules, and regulations, and ensuring effective controls are in place to mitigate compliance risk. Maintaining… more
- M&T Bank (New York, NY)
- …and external sources, and the retention and expansion of a book of business . Consults and coordinates on the delivery of solutions for a comprehensive wealth ... management strategy for individuals, business owners, and/or families. **Primary Responsibilities:** + Leads the client relationship team and has overall… more
- City National Bank (Jersey City, NJ)
- …operational and process audits to assess the adequacy of the banks internal control environment. Fiduciary and private banking audits in corporate, employee ... * Completes all required training. * Develops a general knowledge of the business , regulatory and accounting and control environment in which City National… more
- TD Bank (New York, NY)
- …or broader audience + Actively manages relationships within and across various business lines, corporate and/or control functions and promotes alignment with ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
- JPMorgan Chase (Jersey City, NJ)
- …influencing skills, with the ability to establish credibility and build partnerships with senior business and control partners; adept at presenting complex ... and business stakeholders. + Partner with stakeholders, including other control groups (such as risk management, compliance), external auditors, and regulators.… more
- JPMorgan Chase (Jersey City, NJ)
- … control issues and report them timely. + Partner with stakeholders, business management, and other control groups, establishing strong working relationships. ... audit delivery. + Solid understanding of Asset Management and Private Banking controls , including investment, liquidity, fiduciary , credit, and market risk… more
- City National Bank (Jersey City, NJ)
- …and wealth management specific risks in order to identify and assess key control activities in business processes. Assesses information security and privacy ... results of testing performed, and effectively communicate audit results to the Senior Audit Manager/Director and senior management in meetings, presentations,… more
- JPMorgan Chase (Jersey City, NJ)
- …of business activities and assess emerging trends impacting the control environment, communicate audit findings to management and identify opportunities for ... career development with the opportunity for promotion to a Senior Auditor role on one of our Internal Audit...Business and Corporate Function to assess the internal control processes that drive our global business … more
- JPMorgan Chase (Jersey City, NJ)
- …influencing skills, with the ability to establish credibility and build partnerships with senior business and control partners; adept at presenting complex ... and business stakeholders + Partner with stakeholders, business management, other control groups (ie risk...the ability to evaluate and determine the adequacy of controls by considering business and technology risks… more
- TIAA (New York, NY)
- …strategy. + Maintain Risk & Control inventory + Act as primary liaison with Business Controls , Compliance / Risk / Audit functions * Management of audit / ... processes are efficient, scalable, and aligned with regulatory and fiduciary obligations in PAM and IMG, while delivering value...risk management experience within a wealth, trust and/or brokerage business as a senior risk leader or… more
- JPMorgan Chase (New York, NY)
- …communication and interpersonal skills, with the ability to effectively engage with business partners and present insights to senior management. + Demonstrated ... of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your… more
- Honeywell (New York, NY)
- Honeywell Sustainable Building Technologies is seeking a Senior Project Manager (PM) with experience in Microgrids and Battery Storage. This PM will be the subject ... subs/vendors, and the customer + Executes with accuracy all fiduciary requirements including managing installation budgets, creating/approving revenue and expense… more