- Capital One (Charlotte, NC)
- Audit Director - Operational Risk Management **Overview:** Capital One's Audit function is a dedicated group of professionals focused on delivering ... Director interested in becoming part of our Audit team. As a member of the Risk...team, the candidate will focus on all aspects of Operational Risk Management (ORM) and Enterprise … more
- City National Bank (Charlotte, NC)
- * DIRECTOR OF AUDIT COMPLIANCE* WHAT IS THE...* Audit , Assurance and Advisory experience * Risk Management experience including any one of operational ... OPPORTUNITY? The Director of Audit for Compliance will support City National...compliance engagements and projects with a focus on compliance risk management practices and regulatory compliance * Audit… more
- USAA (Charlotte, NC)
- …+ Experience performing internal audits, external audits, or applying audit , risk , or compliance acumen in a complex operational and regulatory environment. ... us special and impactful. **The Opportunity** As a dedicated ** Director , Audit - Insurance** , you will...the planning, execution and oversight of the consolidated annual audit plan including risk -based assurance and advisory… more
- Truist (Charlotte, NC)
- …Truist is looking for a Managing Director who will cover the Truist Enterprise Risk Management, Credit Risk and Operational Risk domains to validate ... This role is responsible for leading the delivery of independent, objective risk -based audit assurance services to the Audit Committee and Executive… more
- American Express (Charlotte, NC)
- … operational risk metrics to assess risk exposure. Operational Risk Management (ORM) is looking for a Director of Process Risk Reduction and ... functional areas, and geographies. The Director , Process Risk Reduction and Operational Risk ... operational risk management (eg, within Risk , Internal Audit , or Control Management function)… more
- US Bank (Charlotte, NC)
- …management position that supports the Corporate Functions, Regulatory Reporting, and SOX Administration Audit Director . This role supports the Audit ... Director and Senior Audit Director , in providing the Audit Committee and... audit leader that has strong knowledge of audit , risk management, and regulatory expectations (eg,… more
- Wells Fargo (Charlotte, NC)
- …the work of a team of Audit staff. Wells Fargo is seeking an Audit Manager, Executive Director for the Commercial Banking and Corporate & Investment Banking ... segments of the Audit Plan + Ensure audit engagements are risk based, and executed...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more
- Wells Fargo (Charlotte, NC)
- … staff. The Enterprise Technology Audit Group (ETAG) is looking to fill an ** Audit Manager, Executive Director ** who will provide leadership in the audit ... segments of the Audit Plan + Ensure audit engagements are risk based, and executed...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more
- USAA (Charlotte, NC)
- …+ Experience performing internal audits, external audits, or applying audit , risk , or compliance acumen in a complex operational and regulatory environment. ... engagements. Leverage results from engagements and continuous monitoring activities to assist Audit Leadership in updating risk assessments. Adheres to the… more
- USAA (Charlotte, NC)
- …+ Experience performing internal audits, external audits, or applying audit , risk , or compliance acumen in a complex operational and regulatory environment. ... role leverages results from engagements and continuous monitoring activities to assist Audit Leadership in updating risk assessments. Adheres to the Institute… more
- Wells Fargo (Charlotte, NC)
- …customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance), ... this role:** Wells Fargo is seeking a Quality Control Director to join the Fraud & Claims Management (FCM)...direction, and implement monitoring routines to ensure the overall risk and control environment remains sustainable. + Drive the… more
- US Bank (Charlotte, NC)
- …Team and serve as the Bank Customer Remediation Policy and Program Owner. The Director will work collaboratively with business line risk , compliance and legal on ... products/services, systems, and associated risks/controls - Thorough knowledge of Risk /Compliance/ Audit competencies - Strong leadership and management skills… more
- Grant Thornton (Charlotte, NC)
- …resolve staffing conflicts and escalations while understanding client prioritization and risk + Strengthening global C&RM relationships within and across service ... to roll out capacity management strategies to maximize utilization and drive operational excellence + Overseeing the monthly forecasting process by partnering with… more
- Truist (Charlotte, NC)
- …team, as well as leads in Human Resources, Corporate Communications, Technology, Data, Audit and the Governance and Controls Office. This position will help drive ... Controllers, FP&A, Corporate Treasury and Business Unit Finance to drive operational excellence 2. Evaluate opportunities for enhancements to the finance operating… more
- Bank of America (Charlotte, NC)
- …of responsibility. Supports accountability for compliance elements of the Risk Framework, maintaining appropriate oversight of operations and vendor performance. ... business managers and peers to ensure enforcement of compliance programs, balancing operational strategy within area of responsibility. May lead/coach projects or be… more
- US Bank (Charlotte, NC)
- …and support business needs. + Audit Support + Help route requests from audit and risk to appropriate process owners and influencers + Provide macro process ... this role will be a key ingredient. Reporting to the Marketing Operations Director , this role leads the day-to-day execution of process governance and improvement… more
- Wells Fargo (Charlotte, NC)
- …which may impact multiple business lines or the enterprise + Work closely with risk , compliance and audit , responding to reporting inquiries + Recognize and ... customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance),… more
- TEKsystems (Charlotte, NC)
- …business decisions are made, including but not limited to compliance and operational risk . Demonstrate consideration for Client's reputation by driving ... outside the review and reporting process and flags in Director * Assist in training new team members *...and guidelines to prevent significant monetary loss and avoid audit findings o Review updates from investors, insurers, All… more