- Insight Global (Fort Mill, SC)
- …https://insightglobal.com/workforce-privacy-policy/ . Skills and Requirements -5+ years of financial/ capital markets products experience in the investment ... and generate status reports for senior management -JIRA or SQL experience - regulatory reporting exposure -experience working with technology and the business… more
- Insight Global (Charlotte, NC)
- …Policy: https://insightglobal.com/workforce-privacy-policy/ . Skills and Requirements 5+ years of financial/ capital markets products experience in the investment ... banking industry, specifically data analytics experience. JIRA or SQL experience. Regulatory reporting exposure. Testing experience (system processes, etc.). more
- TD Bank (Charlotte, NC)
- … & Research team is a centralized function in the US Treasury group responsible for regulatory capital reporting and research under both US & Canadian rules. ... point of contact for internal audit, regulatory reporting deliverables, and governance activities related to capital...+ Invests the Bank's surplus cash in appropriate money market instruments + Buys options to protect against adverse… more
- Regions Bank (Charlotte, NC)
- …to their clients. The list of product offerings is constantly expanding in reaction to market demands. Capital Markets Analysts will work in one of our ... and logging into the careers section of the system. **Job Description:** At Regions, Capital Markets provides products and services to meet the needs of… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Capital Markets Middle Office Specialist within the Non-Financial Regulatory Reporting team as a part of ... small global team who will monitor daily North American Broker Dealer non-financial regulatory reporting controls, ie, TRACE, MSRB, Electronic Blue Sheet, and… more
- Coinbase (Charlotte, NC)
- …* Craft clear, compliant regulatory filings and disclosures for Prime Financing and Capital Markets . *What we look for in you (ie. job requirements):** * * ... the accounting backbone for a fast-scaling Prime Financing and Capital Markets business at the forefront of...tools to streamline reconciliations, reduce manual touchpoints, and uplevel reporting quality. * Lead and mentor an accounting team,… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Capital Markets Middle Office Specialist to support the Structured Products Group (SPG), focusing on the ... of profit and loss generation and attribution + Participate in cross functional planning Capital Markets Middle Office + Review and analyze complex products that… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Capital Markets Middle Office Specialist within the Listed Options Clearing and Settlement team as a part of ... of commission payable/receivables (Brokerage) **Required Qualifications:** + 2+ years of Capital Markets industry experience, or equivalent demonstrated through… more
- Regions Bank (Charlotte, NC)
- …into the careers section of the system. **Job Description:** At Regions, the Capital Markets Compliance Analyst performs compliance tasks and deals with ... unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum… more
- US Bank (Charlotte, NC)
- …years of in-depth institutional Brokered CD trading desk experience, preferably within capital markets . + Must possess a transformational mindset and ... service to internal and external clients, maintaining up-to-date knowledge of market trends, trading regulations, and ensuring compliance with US Bank company… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... the current compensation paid in their geography and the market for similar roles at the time of hire....portfolio of benefits to its employees. **Role Description** SMBC Capital Markets , Inc. (CM) is a derivatives… more
- Deloitte (Charlotte, NC)
- …Financial Services industries: consumer or corporate banking, investment banking or capital markets , investment management, wealth management, trust company, ... applicable industry + Experience in banking, digital assets or capital markets + Ability to travel up...topics: trading, operations, lending, core banking platforms, compliance monitoring, regulatory reporting , risk or case management, or… more
- TD Bank (Charlotte, NC)
- …and procedures around the production of liquidity analytics for both management and regulatory reporting + Leads development of plans and initiatives to enhance ... of TD Bank is responsible for overseeing the management of TD Bank's: non-trading market risk, liquidity risk and capital position. This role can be based… more
- City National Bank (Charlotte, NC)
- …and management of its portfolio (including timely risk rating assessments, reporting covenants, covenant compliance, and the preparation of quarterly and annual ... Bank's credit risk appetite, and compliance with institutional and regulatory requirements. * Collaboration: Partners with Relationship Manager(s) to successfully… more
- Truist (Charlotte, NC)
- …the following job description:** Leads a team of Branch, ATM, and Office market planners and specialists responsible for translating strategy into action plans at ... the local market level for Truist's office and retail real estate...and BAU network management governance routines (lease renewal and capital expenditure processes). * Manage tracking and communication of… more
- Wells Fargo (Charlotte, NC)
- …the team handle the changing regulatory environment and the complexities on capital market products within the Internal Revenue Service ("IRS") Chapter 3, ... training, military experience, education. **Desired Qualifications:** + Experience within the Capital Markets Industry, and Tax Operations + Knowledge and… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America,...knowledge of **financial products** , **risk management** , and ** regulatory reporting ** (eg, BCBS 239, RWA, CCAR,… more
- Regions Bank (Charlotte, NC)
- …logging into the careers section of the system. **Job Description:** At Regions, the Capital Markets Agency Originator works within the Real Estate Capital ... and FHA/HUD. The RECMPF Group is housed within the Capital Markets Group of Regions Bank and...landscape and economic trends; provides regular regional and industry market intelligence reporting to ensure a strong… more
- Bank of America (Charlotte, NC)
- …years' experience preferably in a similar role, covering fundamental equity, credit, capital markets or similar products. + Practical knowledge and experience ... experience or related knowledge; transferable skills. + Knowledge of investment banking, capital markets , and research functions. + Familiarity with surveillance… more
- SMBC (Charlotte, NC)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... coordinate the delivery of complex technology initiatives across our Capital Markets domain. This role is pivotal...Markets , with strong understanding of trading, risk, and regulatory environments. + 3+ years of experience as a… more