- Coinbase (Charlotte, NC)
- …comply with regulatory requirements, and consistently deliver high-quality resolutions. As an Analyst , Compliance TMS Operations within the CX Compliance ... alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global...feedback from all levels to drive continuous improvement in compliance handling. *What you'll be doing: * Minimum of… more
- Insight Global (Charlotte, NC)
- …crypto, investigations, legal, or the tech industry, with a focus on TMS, compliance , or regulatory matters. * Relevant experience in SAR narrative drafting and ... investigative review and analysis in support of company's BSA/AML regulatory compliance policies and programs including investigating automated alerts from our… more
- Raymond James Financial, Inc. (Charlotte, NC)
- …supervision and provides technical guidance when required on achieving full compliance with applicable rules and regulations in management and/or operations. + ... Works without supervision and provides technical guidance when required on planning, organizing, prioritizing and overseeing activities to efficiently meet business objectives. + Works without supervision and provides technical guidance when required on… more
- Wells Fargo (Charlotte, NC)
- …Finance + Sustainable Finance and Advisory **WHAT THE PROGRAM OFFERS** The Analyst Program is non-rotational and provides the opportunity to gain experience working ... from a manager and exercise independent judgment while developing understanding of compliance and risk management requirements for the supported area + Collaborate… more
- Wells Fargo (Charlotte, NC)
- …in-depth understanding of the day-to-day responsibilities of a full-time Corporate Banking Analyst . Analysts will work with Corporate Banking team members to support ... training as scheduled + Assist with deal closing including regulatory and compliance requirements Ideal Candidate for this role: + Outstanding problem solving and… more
- Citigroup (Charlotte, NC)
- …processes by Model Risk Management (MRM). **Project Management & Compliance :** + Assume overall responsibility for the direction, coordination, implementation, ... actively safeguarding Citigroup, its clients, and assets. This includes driving compliance with applicable laws, rules, and regulations, adhering to Policy,… more
- Citigroup (Charlotte, NC)
- …gaining approval for any such changes through appropriate governance forums, Ensuring compliance with such targets for month and quarter end periods **Stress ... expertise. * Working knowledge of capital rules and regulations (CCAR, Basel III , SR 15-18: Federal Reserve Supervisory Assessment of Capital Planning and Positions… more