- TD Bank (Charlotte, NC)
- …corporate oversight compliance risk management program.** The **Corporate Office Compliance Business Oversight Manager ** is responsible for ... , ensuring consumer interests remain a top priority. **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective… more
- City National Bank (Charlotte, NC)
- *OPERATIONAL RISK BUSINESS OVERSIGHT PROGRAM MANAGER * WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing independent and ... business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) Program Manager is responsible for providing… more
- City National Bank (Rock Hill, SC)
- *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Entertainment & Sports Banking, Private Banking and Wealth Management* WHAT IS THE OPPORTUNITY? Operational ... Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) team is responsible for providing advisory and … more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** The Senior AI Risk Oversight Manager provides leadership and drives the successful implementation of ... of first line-of-defense (1LoD) risk program execution. 9. Monitor legal, regulatory, compliance and audit matters for assigned risk oversight area(s) and… more
- City National Bank (Charlotte, NC)
- *PAYMENTS RISK ADVISORY AND OVERSIGHT MANAGER * WHAT IS THE OPPORTUNITY? The Payments Risk Advisory and Oversight Manager will support key elements of the ... standard requirements are adhered by the enterprise. This role will execute effective oversight and challenge over the business /First Line of Defense (1LOD) and… more
- Wells Fargo (Charlotte, NC)
- …Certifications + CAMS (Certified anti-money laundering specialist) + CRCM (Certified regulatory compliance manager ) + CAFP (Certified AML and Fraud professional) ... **: Wells** Fargo is seeking talent to join the Business Risk Control and Regulatory Oversight team...business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To request a… more
- USAA (Charlotte, NC)
- …special and impactful. **The Opportunity** As a dedicated InfoSec Regulatory Exam and Audit Oversight Manager Senior, you will manage one or more analytical, ... a complex and highly regulated environment. They will also partner with the lines-of- business , Enterprise Risk and Compliance , Audit Services, and Legal, to… more
- USAA (Charlotte, NC)
- …and their families-making every interaction more meaningful. As a strategic Account Manager supporting USAA' Banking & Oversight teams - spanning Audit, ... Banking, Enterprise Risk & Compliance and Legal - you'll lead the development and...landscape, you're part strategist, part storyteller and part project manager - deeply attuned to the business ,… more
- Truist (Charlotte, NC)
- …navigate through ambiguity. **Preferred Qualifications:** 1. Advance degree in Business and/ Technology. 2.Data compliance knowledge/experience regarding ... leadership and drives the successful implementation of the Enterprise Data Risk Oversight (EDRO) Program in teh second line of defense (2LoD) including management… more
- Bank of America (Charlotte, NC)
- Sampling Methodology Oversight Senior Analyst Charlotte, North Carolina;Pennington, New Jersey; Atlanta, Georgia; Newark, Delaware; Phoenix, Arizona; Fort Worth, ... Risk Analytics (GRA) and Enterprise Independent Testing (EIT) are sub-lines of business within Global Risk Management (GRM). Collectively, they are responsible for… more
- Bank of America (Charlotte, NC)
- Third Party Information Security Escalation Management and Oversight Chicago, Illinois;Washington, District of Columbia; Addison, Texas; Charlotte, North Carolina; ... Join us! The Third Party Information Security Escalation Management and Oversight role oversees Third Party Information Security escalations that route through… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** Ensures appropriate compliance risk oversight is in place for assigned business units and/or functions. ... institution 3. Prior supervisory or management experience 4. Certified Regulatory Compliance Manager (CRCM) **General Description of Available Benefits for… more
- Xylem (Charlotte, NC)
- … team. This role combines project management, cross-functional coordination, and compliance oversight responsibilities. The ideal candidate will be a ... to exceeding customer expectations through innovative and sustainable solutions. **Overview:** The **Program Manager - Trade Compliance ** will play a key role in… more
- US Bank (Charlotte, NC)
- …memorandums, validating and verifying resolution steps, and related tasks. + Supports compliance oversight processes of business line issue identification ... One. **Job Description** Partners with leaders in their assigned Line of Business , Risk/ Compliance /Audit (RCA) Consultants, and other RCA Managers to, depending… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** Responsible for conducting compliance risk oversight of assigned business units and/or ... assess the impact those changes may have on assigned business units and/or functions. 3. Manage compliance ...Juris Doctor (JD) or Master's degree 2. Certified Regulatory Compliance Manager (CRCM) or Completion of ABA… more
- American Express (Charlotte, NC)
- …internal policies while fostering a culture of integrity and effective second line independent Compliance oversight . The Manager of the Compliance ... will help us define the future of American Express. The Global Risk & Compliance Organization (GRC) is an independent risk management function, led by the Chief Risk… more
- TD Bank (Charlotte, NC)
- …Testing Manager role will play a key part in the Bank's second line Compliance oversight over the validation of regulatory compliance issues. This role ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...outlined in the general summary below. **Job Summary:** The Compliance Testing Manager is responsible for planning… more
- TD Bank (Charlotte, NC)
- …which is outlined in the general description below." **Job Summary** The Senior Manager , Business Management oversees and leads a large and/or highly complex, ... / guidelines and ensures appropriate escalation processes are followed + Ensures business operations are in compliance with applicable internal and external… more
- TD Bank (Charlotte, NC)
- …Change Management initiative, as required + Delivers relevant subject matter expertise and Compliance advice to business Compliance partners + Interacts with ... can provide you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Job Description:** **Department Overview:** **Why… more
- TD Bank (Charlotte, NC)
- …Change Management initiative, as required + Delivers relevant subject matter expertise and Compliance advice to business Compliance partners + Interacts with ... who can provide you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Job Description:** **Why Work with Us?** At… more