- US Bank (Charlotte, NC)
- … compliance risks are in-scope. + Develops and maintains processes for Compliance issue coordination to ensure timely resolution of issues, including each ... issue expectations + Assists Management with strategic development of Corporate Compliance Issue Management program + Other projects, as assigned Basic… more
- TD Bank (Charlotte, NC)
- …control checks of USCRCO key process steps prior to closure + Tracking US Compliance Enforcement Actions. + Managing audit and regulatory exams for Regulatory ... inventory reporting (inclusive of metrics) + Manage the US Compliance monthly Issue monitoring report Please review...environment + Experience assembling data or material from an audit or exam for regulators + Ability… more
- City National Bank (Rock Hill, SC)
- …ORM framework, tools, policies, procedures, and reporting metrics. * Provides 2LOD audit and regulatory exam support * Executes additional departmental ... industry * Minimum 5 years of experience in risk management, operational risk management, compliance , or audit * Minimum 3 years of control assurance experience… more
- City National Bank (Rock Hill, SC)
- …Financial Crimes key controls management activities for moderate to high-risk initiatives in compliance with the Issue Management Policy and Standard and the ... and procedures for operational functions covered. * Provides 2LOD audit and regulatory exam support. * Executes...least five years in an Financial Crimes risk/Financial Crimes Compliance management, internal audit , or compliance… more
- City National Bank (Charlotte, NC)
- …peer network and tap the industry to identify leading practices * Support and facilitate audit and exam activities * Develop expertise in relevant Royal Bank of ... * Minimum 10 years of experience in risk management, operational risk management, compliance , or audit functions in the financial services industry * Minimum… more
- Truist (Charlotte, NC)
- …7. Support the business and the GCO governance & reporting team for all audit and regulatory exam engagements. 8. Communicate with assigned business unit's ... of formal risk management processes to include Regulatory engagements, Issue Management, and the development of key controls with...change). 6. Provide oversight and support for open risk, audit and regulatory issues. Evaluate the root cause, the… more