- TD Bank (Charlotte, NC)
- … Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct ... 7+ years of experience **Desired Skills & Experience:** + Previous experience with regulatory compliance for credit cards or residential loans + Previous audit,… more
- Wells Fargo (Charlotte, NC)
- …understanding of lending policies, regulations, and compliance + Active Certified Regulatory Compliance Manager (CRCM) designation + Knowledge and ... + Experience interpreting and applying state, federal, and agency legal and regulatory compliance requirements specific to Reg B, Reg W, Reg O and/or Deposit… more
- TD Bank (Charlotte, NC)
- …of enthusiastic colleagues dedicated to setting new industry standards The US Compliance Regulatory Inventory Governance (RIG) Office identifies regulatory ... + Experience developing/maintaining regulatory inventories. + In-depth knowledge of regulatory compliance . + Ability to assess regulatory changes… more
- TD Bank (Charlotte, NC)
- …for this role with compliance oversight responsibilities associated with regulatory compliance within loan servicing, auto originations and the TDs ... FCRA Center of Excellence. The Regulatory Compliance Oversight Analyst will participate in...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (Charlotte, NC)
- …work experience + 7+ years of experience **Desired Skills & Experience:** + Certified Regulatory Compliance Manager (CRCM) or Juris Doctor (JD) a plus ... Manger - Marketing and Data Regulations is the primary compliance manager for the Marketing US line...and documentation + Familiarity in data governance and data-related regulatory compliance + Awareness of Open Banking… more
- TD Bank (Charlotte, NC)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) supports TD business lines in ... outlined in the general description below. **Job Summary:** The Compliance Governance & Operations Manager leads the...years of experience **Desired Skills & Experience** + Prior regulatory compliance experience within the banking industry… more
- Actalent (Matthews, NC)
- …Kingdom, France, Germany, Ireland, Italy, Japan, and Singapore Leading the company's product regulatory compliance programs. As a highly visible position, we are ... as the Company's Subject Matter Expert on all product regulatory compliance matters, facilitating all compliance...Degree in Engineering * 8+ years of experience as Compliance Engineer/ Manager (or related) * Working knowledge… more
- TD Bank (Charlotte, NC)
- … Programs + Proactively reviews and advises the business of new and changed Compliance regulatory and/or policy changes + Contributes to the development and ... develop proactive strategies, tactics, policies and programs to effectively manage regulatory compliance requirements + Ensures team collaboration with partners… more
- TD Bank (Charlotte, NC)
- …and challenge of first line controls; + End to end completion of the regulatory compliance risk assessment which includes review and challenge of inherent risk ... **Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and… more
- Regions Bank (Charlotte, NC)
- …specific to a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + ... the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first,...and delivers training to assigned business area to increase compliance awareness + Gathers information requested by regulatory… more
- TD Bank (Charlotte, NC)
- …**Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and ... **Job Description:** **Job Description:** **The Ideal Candidate:** The Fair Banking Compliance Business Oversight Manager provides second line oversight and… more
- Vanguard (Charlotte, NC)
- …Responsibilities: Regulatory Intelligence Vendor Management + Collaborate with regulatory intelligence vendors to onboard compliance crew and international ... + Implement and oversee processes to ensure efficiency in regulatory change management through out Compliance Advisor teams and act as a facilitator in their… more
- Truist (Charlotte, NC)
- …large financial institution 3. Prior supervisory or management experience 4. Certified Regulatory Compliance Manager (CRCM) **General Description of ... and a broad understanding of financial services 5. Demonstrated experience with regulatory agencies, requirements, and/or regulatory compliance 6. Solid… more
- Resideo (Charlotte, NC)
- …experienced professional to join our team in a newly created role as the Finance Compliance Manager . This role will be instrumental in advising management on ... with Sarbanes-Oxley, Financial Reporting, US GAAP, IFRS, ESG, Tax Compliance and/or other regulatory compliance ...+ Embarking on the journey as Resideo's Global Finance Compliance Manager presents an avenue to play… more
- Truist (Charlotte, NC)
- …and analysts. **Preferred Qualifications:** 1. Juris Doctor (JD) or Master's degree 2. Certified Regulatory Compliance Manager (CRCM) or Completion of ABA ... America) **Please review the following job description:** Responsible for conducting compliance risk oversight of assigned business units and/or functions. Executes … more
- Resideo (Charlotte, NC)
- As the Dangerous Goods Transportation Compliance Manager , you will ensure safe and compliant transportation of hazardous materials by developing and implementing ... the data is accurate in the various ERP system to support regulatory compliance relevant to transportation. + Willingness and ability to engage with regulators… more
- USAA (Charlotte, NC)
- …what truly makes us special and impactful. **The Opportunity** As a dedicated InfoSec Regulatory Exam and Audit Oversight Manager Senior, you will manage one or ... security program with a proven track record of delivering results in compliance with federal/state/ regulatory information security and risk management policies,… more
- Xylem (Charlotte, NC)
- …to exceeding customer expectations through innovative and sustainable solutions. **Overview:** The **Program Manager - Trade Compliance ** will play a key role in ... for a highly organized and detail-oriented individual with experience in trade compliance programs, regulatory frameworks, and project execution across global… more
- CH Robinson (Charlotte, NC)
- …meetings with global teams operating in different time zones + Proficiency in compliance management tools and regulatory technologies + Values a diverse and ... CH Robinson is looking for a Strategic Program Manager to join our team. In this role,...role, you will lead, coordinate, and enhance our global compliance programs, with a specific focus on adhering to… more
- City National Bank (Charlotte, NC)
- *GRC REGULATORY AFFAIRS AND GOVERNANCE MANAGER * WHAT IS THE OPPORTUNITY? Position reports to the Head of Regulatory Affairs & Governance in the GRC Office ... regulatory trends that may impact their relevant business operations from a compliance perspective; actively monitor and report on regulatory developments and… more