- TD Bank (Charlotte, NC)
- …dedicated to setting new industry standards. **Role Description:** + Supports the US Compliance Risk Assessment lead with managing and facilitating the ... US Compliance Risk Assessment and reports up into the...in the general summary below.** **Job Profile Summary:** The Compliance Governance & Operations Manager leads the… more
- TD Bank (Charlotte, NC)
- …the following: + Serve as Compliance lead for managing and facilitating the US Compliance Risk Assessment , reporting to the US Head of Compliance ... + Manage the Compliance Risk Assessment framework to ensure the applicable regulatory compliance...in the general summary below. **Job Summary:** The Senior Manager , Compliance Governance & Operations leads, develops… more
- NTT America, Inc. (Charlotte, NC)
- …of an inclusive, adaptable, and forward-thinking organization, apply now. We are currently seeking a Risk & Compliance Consulting Manager to join our team in ... Services clients: https://us.nttdata.com/en/services/consulting-services/banking-and-financial-services-consulting **How You'll Help Us:** As a Risk & Compliance Consulting Manager … more
- TD Bank (Charlotte, NC)
- …Additionally, this role supports management in delivery of initiatives related to risk assessment , internal/external exam support, etc. **Depth & Scope:** + ... with FCRM partners and other related groups (such as Compliance , Legal and Risk etc.) to support...analysis, updates tools and/or supports training activities specific to risk assessment + Leads development of processes,… more
- Citizens (Charlotte, NC)
- …and or federal regulatory requirements. You will also work with the First Line Risk Manager to initiate root cause analysis into control failures and ... Description As the First Line Risk Senior Manager for the Embedded...of B2B, B2C, C2C legal and payment structures. + Risk Assessment Skills: The ability to manage… more
- City National Bank (Charlotte, NC)
- …Bank's business processes, people, systems or external events. Working with the Enterprise Fraud Risk Manager for the Fraud and Payment Systems, the ORBO ... *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER II- Payment...the operational risk management framework, which includes risk identification and assessment ; risk … more
- City National Bank (Charlotte, NC)
- *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Entertainment & Sports Banking, Private Banking and Wealth Management* WHAT IS THE OPPORTUNITY? Operational ... the operational risk management framework, which includes risk identification and assessment ; risk ...services industry * Minimum 5 years of experience in risk management, operational risk management, compliance… more
- TD Bank (Charlotte, NC)
- …operating standards and processes related to AML/ATF/ Sanctions/ABAC + Provides oversight on risk assessment processes as required + Protects the interests of ... provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Manager , Financial Crime Risk … more
- City National Bank (Rock Hill, SC)
- …activities and metrics and ongoing performance monitoring as well as other relevant model risk compliance metrics and measures. * Socialize and support the model ... *MODEL RISK GOVERNANCE MANAGER * WHAT IS THE...validation pipeline; focusing on proactive management of business priorities, compliance dates and regulatory requirements. Support the governance of… more
- Bank of America (Charlotte, NC)
- EFR Liquidity Risk Manager Jersey City, New Jersey;Charlotte, North Carolina **To proceed with your application, you must be at least 18 years of age.** ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Jersey-City/EFR-Liquidity- Risk - Manager \_25030559) **Job Description:** At Bank of America,… more
- Principal Financial Group (Charlotte, NC)
- **What You'll Do** We're looking for an experienced **Operational Privacy Risk Manager ** to join our Business Risk & Controls team! In this role, you'll play ... ideal for someone with a strong background in privacy compliance and risk management who enjoys working...or equivalent work experience preferred. + Strong knowledge of risk assessment methodologies, control frameworks, and regulatory… more
- Truist (Charlotte, NC)
- …Operating Model including risk advisory, effective challenge and independent risk assessment responsibilities and delivery. 2. Ensures active engagement and ... parties (On or Offshore, Vendors, etc.) 4. Familiar with Governance Risk and Compliance platforms, eg, Archer **General Description of Available Benefits for… more
- TD Bank (Charlotte, NC)
- …and challenging root causes, remediation plans and performs validations. + Participating in Compliance risk assessment process. The above details are ... and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments… more
- Citigroup (Charlotte, NC)
- …technical strategy. + Demonstrates expertise in maintaining a robust Manager 's Control Assessment in compliance with risk policies, affecting primarily a ... as well as monitoring control exceptions and breaches. + Knowledge of risk assessment , compliance with laws, rules, and regulations, and managing and… more
- TD Bank (Charlotte, NC)
- …compliance assurance and testing + Provides/Executes skilled AML/ATF/Sanctions/ABAC research, risk assessment , reporting and/or analytical support in a timely ... assessment activities for designated business using TD's enterprise AML/ATF/Sanctions/ABAC risk assessment framework + Ensures that assessments (monitoring, … more
- TD Bank (Charlotte, NC)
- …+ Knowledge of Non-Model/EUC risk management framework, including risk level assessment and controls + Compliance or QA/QC testing or audit experience + ... models. The role will support the governance of Non-Model/EUC risk to the bank by executing compliance ...escalation, review and approval processes, data management, policies and risk assessment processes + Directs the development… more
- Bank of America (Charlotte, NC)
- …drive process improvements. + Supports the implementation of controls to mitigate and manage compliance and operational risk . + Supports a variety of routine to ... Service Delivery Consultant (GHR) - Skills Assessment Charlotte, North Carolina;Atlanta, Georgia; Plano, Texas; New...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- TD Bank (Charlotte, NC)
- …Additionally, this role supports management in delivery of initiatives related to risk assessment , internal/external exam support, etc. **Depth & Scope:** + ... with FCRM partners and other related groups (such as Compliance , Legal and Risk etc.) to support...analysis, updates tools and/or supports training activities specific to risk assessment + Contributes to the development… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... that will cascade throughout the organization. + The US Compliance Senior Transformation Manager supports the overall...awareness programs + Provides oversight on enterprise wide annual risk assessment process as required + Protects… more
- TD Bank (Charlotte, NC)
- …with a focus on loan performance and servicing. This role involves managing compliance programs related to risk assessment , exam management, monitoring, ... a mission to build a more resilient and scalable compliance risk management function. As part of...colleagues dedicated to setting new industry standards. The Senior Compliance Manager **-** Compliance Monitoring… more