- Truist (Charlotte, NC)
- …5. Incorporate results of quality monitoring activities, 2nd line testing , SOX testing and complaints reporting in control environment assessments and ... (United States of America) **Please review the following job description:** Controls Monitoring and Testing Team Lead II is an essential role within the Consumer… more
- Wells Fargo (Charlotte, NC)
- …a ** Lead ** **Product Manager** supporting the **Currency Transaction Regulatory Reporting Product (CTR)** team within the **Chief Operating Office (COO)** . This ... Change Inventory (TCI) and Vulnerability items + Vendor Management + Lead complex initiatives including establishing marketing programs for new products or… more
- TD Bank (Charlotte, NC)
- …in designing, testing , and implementation of solutions + Acts as lead for area of specialization with industry, enterprise, and business awareness; recognizing ... specific details for this role. **Line of Business:** Governance & Control **Job Description:** _ITM (insider threat management) Investigations are conducted when… more
- TD Bank (Charlotte, NC)
- …+ Generally leads a team focused on assigned audit and generally assumes the lead position on the audit, providing supervision and assignments to team members as ... Works at direction of Audit Manager + May perform testing procedures for more critical areas of audits +...in Charge on an Audit + May participate and/or lead assigned special projects + Provides feedback on staff… more
- American Express (Charlotte, NC)
- …review to identify control gaps and improvement opportunities for regulatory reporting processes. + Conformance testing to ensure compliance with the ... quick thinkers who can shape the strategic decisions that lead our business forward. Whether it's negotiating with some...Assurance reviews including process & controls testing , testing the conformity of reported data with reporting… more
- TD Bank (Charlotte, NC)
- …oversight, and support for central elements of the US Compliance Monitoring and Testing Program, including:** + Lead strategic planning efforts and support US ... Compliance Monitoring and Testing in defining the long-term vision, priorities, and success...& Operations Manager leads the development and implementation (or lead support) of enterprise Compliance programs, including frameworks, policies,… more
- Truist (Charlotte, NC)
- …Work with and oversee the preparation of regular analysis and reporting of control monitoring and control testing results. 8. Make recommendations and ... Specific activities may change from time to time. 1. Lead and guide the ongoing design, execution, and continuous...quality monitoring activities, 2nd line testing , SOX testing and complaints reporting in control… more
- Deloitte (Charlotte, NC)
- …may include: + Contributing to projects involving the implementation and automation of reporting processes, testing and validating reporting data, developing ... questions, and developing governance processes + Developing and implementing regulatory reporting policies, including risk and control assessments, operational… more
- American Express (Charlotte, NC)
- …multiple Quality Assurance reviews which include: + Process review to identify control gaps and improvement opportunities for regulatory reporting processes. + ... quick thinkers who can shape the strategic decisions that lead our business forward. Whether it's negotiating with some...reporting guidelines issued by regulators to support regulatory reporting . + Transaction testing ie, substantive … more
- American Express (Charlotte, NC)
- …risks impacting the Audit department's operations, execution, tools, processes, and audit programs. Control Testing : Oversee the development and execution of a ... Owned Issue & Event Management: Manage the intake, documentation, resolution, and reporting of IAG owned external assessment recommendations, control issues and… more
- TD Bank (Charlotte, NC)
- …to meet business governance and control objectives. May provide complex reporting , analysis, testing and assessments at the functional or enterprise level ... and is generally a lead or SME for a given area/function. **Depth &...handle confidential information with discretion **Preferred Qualifications:** + Internal/External control testing experience + Internal/External audit experience… more
- Wells Fargo (Charlotte, NC)
- … environment, including ensuring effective planning for sustainability, ongoing control adherence, reporting , measurement, technology impacts, and monitoring ... trade finance, leasing, inventory financing, etc.). **_This is not Information Technology (IT) testing . this is Quality Assurance (QA) team focus is on testing … more
- Wells Fargo (Charlotte, NC)
- … environment, including ensuring effective planning for sustainability, ongoing control adherence, reporting , measurement, technology impacts, and monitoring ... trade finance, leasing, inventory financing, etc.). **_This is not Information Technology (IT) testing . this is Quality Assurance (QA) team focus is on testing … more
- Truist (Charlotte, NC)
- …guidelines and best practices for the Bank regarding design and structure of control frameworks. 2. Develop data testing procedures and templates for various ... will influence senior management to improve data management and reporting . Review, analyze and assess the quality and accuracy...as a member of a team. 7. Ability to lead and direct team members in completion of complex… more
- American Express (Charlotte, NC)
- …reviews and update assessment criteria to align with regulatory updates) + Conduct control monitoring (supplemental to BU process owners testing ) and compile key ... feels like they belong. **Join Team Amex and let's lead the way together.** The US Consumer Services Team...for intervention, including conducting independent quality assurance and process testing + Reviewing thematic risk reporting to… more
- Bank of America (Charlotte, NC)
- … control processes within the LOB or ECF through ongoing monitoring and testing of controls, identifying issues and control improvements for remediation, and ... Global Payments Solutions - Audit and Regulatory Business Control Manager New York, New York;Chicago, Illinois; Charlotte, North Carolina; Atlanta, Georgia **To… more
- TD Bank (Charlotte, NC)
- …specific details for this role. **Line of Business:** Governance & Control **Job Description:** _ITM (Insider Threat Management) Investigations are conducted when ... At the completion of the ITM Investigation, QC (quality control ) performs an inline review prior to case closure...of moderately to complex risk and resource requirements; may lead end-to-end processes or functional programs + Contributes to… more
- Bank of America (Charlotte, NC)
- …and provide analytical support across the team. Additional responsibilities include: + - Lead development of dashboards/ reporting requirements for GPS Third Party ... Business Control Specialist Charlotte, North Carolina;New York, New York...standards + Provides administrative support for the monitoring and testing of controls by gathering and organizing data to… more
- Wells Fargo (Charlotte, NC)
- …Support downstream reporting impact analysis and assist in the documentation of reporting and control changes resulting from source system updates + Partner ... **About this role:** Wells Fargo is seeking a Lead Credit Portfolio Consultant with a focus on...and systems of record - critical for risk management, reporting , and regulatory compliance. You will also act as… more
- Truist (Charlotte, NC)
- …will interpret the results of audit work performed, determine internal control weaknesses, and make value-added recommendations. On occasion, the Truist Senior ... Internal Auditor may lead segments or primary elements of smaller audits or...effectiveness and efficiency of controls. 3. Design and execute testing strategy by incorporating the use of data analytics.… more