- Vanguard (Charlotte, NC)
- Overview Join the new Controls and Governance department as a highly skilled and motivated senior controls leader within the Advice and Wealth Management ... (AWM) Division. Reporting to the AWM Head of Controls and Governance , this leader will build...Awareness: Develop and maintain knowledge and awareness of the wealth and investment industry, risk and control … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Associate General Counsel, Executive Director in the Legal Department as part of the Wealth and Investment ... Management (WIM) division, with a focus on wealth banking and lending. In this role, you will...Identify and recommend opportunities for process improvement and risk control development + Determine appropriate strategy and actions of… more