- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Financial Controls Manager within the Enterprise COSO testing team. The Enterprise Finance function contains ... the Corporate Controllers division, which includes the Enterprise Controls & Oversight (EC&O) group. The Enterprise COSO testing team is a component of EC&O.… more
- City National Bank (Charlotte, NC)
- *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Entertainment & Sports Banking, Private Banking and Wealth Management* WHAT IS THE OPPORTUNITY? Operational Risk ... assessment teams related to the following control management activities: control identification to match appropriate controls with identified risk exposures… more
- City National Bank (Charlotte, NC)
- *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER II- Payment Systems* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for providing ... RBC. The ORBO Manager II is responsible for providing advisory and oversight for Payments within the ORM, with a particular focus on strengthening operational… more
- Wells Fargo (Charlotte, NC)
- …this role** **: Wells** Fargo is seeking talent to join the Business Risk Control and Regulatory Oversight team under the Chief Operating Office (COO) ... at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . **Business** **Overview:** The Business Risk Control and Regulatory Oversight Early Talent program… more
- Bank of America (Charlotte, NC)
- …age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Sr-Business- Control -Specialist Global-Payment-Operations-Business-Risk-and- Controls ... adherence to enterprise-wide standards. Job expectations include monitoring and testing controls and implementing quality assurance and quality control processes… more
- TD Bank (Charlotte, NC)
- …role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Financial Crime Risk Business Oversight Specialist acts as key business ... and provides expert/specialized business guidance and 2nd line challenge and oversight to portfolios, businesses and functions on development, maintenance, and… more
- TD Bank (Charlotte, NC)
- …you consider this opportunity.** **Job Profile Summary:** The Senior Compliance Business Oversight Manager provides advice, support and objective guidance to ... Solves unique and ambiguous problems with broad impact; typically oversees standards, controls and operating methods that have significant financial and… more
- TD Bank (Charlotte, NC)
- …of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Business Oversight Manager provides second line oversight and support ... outlined in the general summary below. **Job Description:** The Compliance Business Oversight Manager provides advice, support and objective guidance to assigned… more
- Synchrony (Charlotte, NC)
- …We are seeking a data management expert to provide operational risk oversight of our data management platforms and processes. This position is accountable ... for the independent oversight (2nd LOD) of data architecture, data sourcing and...the independent assessment of the effectiveness of the corresponding control environment. + Lead independent reviews and control… more
- TD Bank (Charlotte, NC)
- …regulator expectation + Identifies and communicates areas of non-compliance and/or material control weaknesses + Responsible for the oversight of business ... **Desired Skills & Experience:** + Experience in a compliance, risk, or regulatory oversight role within consumer financial services. + Working knowledge of… more
- Truist (Charlotte, NC)
- …leadership and drives the successful implementation of the Enterprise Data Risk Oversight (EDRO) Program in teh second line of defense (2LoD) including management ... moving to Audit for validation. 9. Provides risk advisory to strengthen data risk controls when applicable. Be the Point of contact for data risk areas within… more
- TD Bank (Charlotte, NC)
- …complete and accurate, with effective controls in place. This role provides controls oversight to include testing US Liquidity reports and US Treasury ... of Business:** Finance **Job Description:** **Department Overview:** US Treasury ** Financial Analyst III** is a member of TD's US...III** is a member of TD's US Treasury Internal Controls team, whose objective is to supplement control… more
- TD Bank (Charlotte, NC)
- …regulator expectation + Identifies and communicates areas of non-compliance and/or material control weaknesses + Responsible for the oversight of business ... seeking a highly dynamic individual for this role with compliance oversight responsibilities associated with regulatory compliance within loan servicing, auto… more
- ALBEMARLE (Charlotte, NC)
- …and the planet. **Job Description** **Role Description:** Albemarle is seeking a Project Controls Manager to establish and maintain the capital project cost and ... safety culture and Core Values. + Provide development, leadership, oversight , advice, and guidance to project teams for project..., advice, and guidance to project teams for project controls activities. + Provide feedback, and balance the supply… more
- Bank of America (Charlotte, NC)
- Sampling Methodology Oversight Senior Analyst Charlotte, North Carolina;Pennington, New Jersey; Atlanta, Georgia; Newark, Delaware; Phoenix, Arizona; Fort Worth, ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Sampling-Methodology- Oversight -Senior-Analyst\_24040814-2) **Job Description:** At Bank of America, we are… more
- Citigroup (Charlotte, NC)
- …the procedural implementation and change management to ensure sound governance and controls . + Enhances and automates control processes, monitors control ... controls , and a culture of responsible finance, contributing to the implementation and oversight of the Control Framework. + Adheres to firm's Code of… more
- Bank of America (Charlotte, NC)
- …The Data Quality Testing Lead is accountable for leading transaction and / or controls testing within the Financial Regulatory Reporting or Global Financial ... Data Quality Testing Lead (Transaction & Conformance & Controls ) Charlotte, North Carolina;Atlanta, Georgia; Phoenix, Arizona **To...are guided by a common purpose to help make financial lives better through the power of every connection.… more
- Bank of America (Charlotte, NC)
- …our clients stay ahead. The GPS Audit and Regulatory Business Control Manager role is responsible for the oversight of internal audits, regulatory ... Global Payments Solutions - Audit and Regulatory Business Control Manager New York, New York;Chicago,...LOB or ECF through ongoing monitoring and testing of controls , identifying issues and control improvements for… more
- TD Bank (Charlotte, NC)
- …+ Ensures business operations are in compliance with applicable requirements (eg financial controls , segregation of duties, transaction approvals and physical ... more specific details for this role. **Line of Business:** Governance & Control **Job Description:** **Depth & Scope:** + Provides people management leadership by… more
- Truist (Charlotte, NC)
- …leadership, while maintaining a focus on mitigating risk for the firm from financial , reputation and regulatory items. Ensure that the advisors and teams, OSJs ... first line of defense supervisory principal reporting within the Governance and Controls Office (GCO) Centralized Supervision Group, serving as a subject matter… more