- Wells Fargo (Charlotte, NC)
- …career" in the US **About this role:** Wells Fargo is seeking a **F** **ront- Line Regulatory Risk Execution Leader** (Business Execution Senior Manager) in ... role, you will:** + Lead and manage the CIB Front Line Compliance Risk Execution...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory… more
- Wells Fargo (Charlotte, NC)
- …bank's disparate risk systems into one cohesive, cross-asset platform that provides front - line risk management capabilities, risk calculations to ... risk calculations including full-revaluation VaR, and capital calculations for internal risk management and regulatory requirements such as FRTB-SA. The… more
- Bank of America (Charlotte, NC)
- …including control execution, case management, and results reporting + Oversees all operations front line unit responses for regulatory exams, internal ... GT Risk and Regulatory Portfolio Executive -... examiners.The role will require candidate to work across front line units to discuss emerging risks… more
- Wells Fargo (Charlotte, NC)
- **About this role** **: Wells** Fargo is seeking talent to join the Business Risk Control and Regulatory Oversight team under the Chief Operating Office (COO) ... business at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . **Business** **Overview:** The Business Risk Control and Regulatory Oversight Early Talent… more
- Capital One (Charlotte, NC)
- Principal Risk Associate, Capital Markets Regulatory Onboarding Are you looking for a challenging role that includes the convenience of working virtually at ... Perform due diligence review and validation of onboarding documentation for accuracy and regulatory compliance + Consult Front Office and external customers on… more
- Bank of America (Charlotte, NC)
- …skills and a strong attention to detail. Responsibilities: - Partner with Global Regulatory Relations (GRR) and Front - Line Unit / Control Function ... Business Control Manager role is responsible for the oversight of internal audits, regulatory engagement, and governance routines for the Line of Business (LOB).… more
- Wells Fargo (Charlotte, NC)
- … Risk Management (IRM). This individual will work with partner with CIB Front Line , Control, and IRM teams in providing critical execution with respect ... + Engage with all levels of professionals and managers companywide, including CIB Front Line , Control, CIB CRO Organization, Business Aligned IRM, Finance, and… more
- Truist (Charlotte, NC)
- …Executive with stakeholders, including senior leadership, risk management organization, other front line risk teams, auditors or regulators. **Essential ... may change from time to time. 1. Engage in risk management activities with the line of...in assigned/specified line of business. 5. Broad risk and regulatory knowledge with an emphasis… more
- TD Bank (Charlotte, NC)
- …business partners including Treasury, Balance Sheet Management, Front Office, other second- line of defense risk partners, and Internal Audit. + Deliver ... **Work Location** : Charlotte, North Carolina, United States of America **Hours:** 40 ** Line of Business:** Risk Management **Pay Detail:** $170,000 - $200,000… more
- Bank of America (Charlotte, NC)
- …as review & challenge the Line of Business + Define the Liquidity Risk Limits and Early Warning Indicators (EWI); up- front engagement of Liquidity Risk ... limits are set based on specific analysis of the risk factors or are in line with...breach notifications to drive remediation, when necessary, by the Front Line Units. + Lead deep dives… more
- Bank of America (Charlotte, NC)
- …are the responsibility of EFR, including but not limited to independent review and risk assessment of front line owned processes (eg capital calculation, ... from new products and new transactions + Support corporate-wide risk related initiatives, including regulatory change + Enhance the Risk landscape, by… more
- Bank of America (Charlotte, NC)
- …audit and exam management including direct and indirect audit exam interaction, regulatory responses, issues management + Supports risk self-identification and ... Sr Business Control Specialist - Global Payment Operations Business Risk and Controls Charlotte, North Carolina;Newark, Delaware; Richmond, Virginia; Scranton,… more
- Wells Fargo (Charlotte, NC)
- …+ Guide implementation of new credit policy/procedure requirements in collaboration with Credit Risk , CROs, and front - line partners + Design and document ... internal groups including Business Risk Management, Chief Risk Officer (CRO), and Line of Business...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory… more
- Lincoln Financial (Charlotte, NC)
- …closely with risk managers to monitor risk exposures, assess risk mitigation strategies, and ensure compliance with regulatory requirements. The ideal ... interest rate and market volatility exposure + Work with front -office teams to understand market views, exposures, and trading...or investment banking industry. Experience working in a second line market risk oversight role is a… more
- US Bank (Charlotte, NC)
- …of the data used within all CBB customer remediation events. This includes confirmation to front line systems for any data created internally or obtained from an ... the following: - Customer Remediation Support: The Consumer & Business Banking (CBB) Risk Data Team supports issue and business line management with research,… more
- City National Bank (Charlotte, NC)
- …actions are taken when risk appetites are exceeded. * Engage and partner with front line risk functions to provide advice related to development and ... regulatory /enforcement activity and trends for impacts to business line activities. * Provide compliance advice and guidance to...report and validate corrective actions. * Challenge and aggregate front line risk assessments and… more
- Bank of America (Charlotte, NC)
- …trusted advisor to the Compliance and Operational Risk ("C&OR") Officers of the Front Line Units ("FLU") and Control Functions ("CF") for the company and to ... into the identification, aggregation, reporting, remediation and thematic analysis of front line unit/control function-owned issues and control enhancements… more
- Bank of America (Charlotte, NC)
- …pertinent databases to source testing data, and collaborating with Compliance and Operational Risk officers and/or Front Line Unit (FLU) process owners ... support of coverage needs identified by Compliance and Operational Risk officers and/or Front Line ...Accounting, Business Administration + 5-7 years minimum experience in regulatory reporting, data, compliance, or risk functions… more
- Bank of America (Charlotte, NC)
- …or compliance risks and partners with Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to resolve investigations + Performs quality control ... operational or compliance risks and partners Global Financial Crimes (GFC) Management and/or Front Line Units (FLU) to resolve investigations + Performs quality… more
- USAA (Charlotte, NC)
- …of the adequacy and compliance with policies, procedures, and processes established by the front - line units and Independent Risk Management to ensure ongoing ... risk management and control processes including, legal and regulatory compliance and regulatory readiness, and the...effectiveness of the design, implementation and execution of the line of business processes and risk management… more