- TD Bank (Charlotte, NC)
- …US Consumer Banking, US Commercial Banking and US COO Group businesses. The G&C Governance & Control Specialist may have responsibility for overseeing the ... who can provide you more specific details for this role. **Line of Business:** Governance & Control **Job Description:** This position is part of the first… more
- TD Bank (Charlotte, NC)
- …procedures for the US Compliance Monitoring Program.** **In this position, the Compliance Specialist will assist the team in performing quality reviews and ... strong analytical skills, and attention to detail.** **Job Description:** The Senior Compliance Governance & Operations Analyst provides a range of research,… more
- TD Bank (Charlotte, NC)
- …role which is outlined in the general description below. **Job Summary** The Compliance Governance & Operations Manager leads the development and implementation ... of experience **Desired Skills & Experience:** + Proficient knowledge of compliance , legal and regulatory environment, enterprise governance framework, products… more
- Wells Fargo (Charlotte, NC)
- …you. Apply today. **About this role:** Wells Fargo is seeking a Senior Control Management Specialist within the Commercial Client Insights and Product Management ... and issue management, control design and evaluation, control reporting and governance , and other ...enterprise environment. + Knowledge and understanding of audit, regulatory compliance , or risk management. + Ability to identify risk… more
- TD Bank (Charlotte, NC)
- …**Line of Business:** Finance **Job Description:** **Department Overview:** This Finance Manager - Governance & Control role is embedded with the US Retail Bank ... team and will lead the team's build out of Governance & Control infrastructure. This role will...of complex projects and initiatives requiring seasoned business partner specialist knowledge and/or the integration of cross functional processes… more
- Bank of America (Charlotte, NC)
- …organization's adherence to security best practices, laws/rules/regulations, and policies. The Control Specialist will analyze technology, controls and various ... Identity & Access Management (IAM) Governance & Controls Analyst Charlotte, North Carolina;Washington, District...risk for the Bank. The IAM Information Security Controls Specialist will analyze, strengthen, and secure the company's related… more
- Wells Fargo (Charlotte, NC)
- …to grow. Join us! **About this role:** Wells Fargo is seeking a **Senior Control Management Specialist ** in the Global Operations Control Organization as ... the pen in drafting + Responsible for risk identification, risk measures, control identification/design and ratings applicable to the assigned RAUs in partnership… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Annuities and Insurance Supervision Unit within Wealth & Investment ... Fargo Advisors + Support branch offices with on-going monitoring to ensure compliance with internal policies, applicable laws and regulations + Provide ongoing… more
- TD Bank (Charlotte, NC)
- …Insights, & Artificial Intelligence **Job Description:** The Business Insights Specialist is responsible for conducting analyses on curated and/or aggregated ... Undertakes and completes a variety of complex projects and initiatives requiring specialist knowledge and/or the integration of cross functional processes within own… more
- Wells Fargo (Charlotte, NC)
- …brand priorities into scalable operational workflows, leading Risk and Control Self-Assessment (RCSA) efforts, driving planning initiatives, and reporting on ... to develop operating plans that focus on third-party management, risk and compliance programs, Loudspeaker responses, team budgets / forecasts + Lead planning… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist in the Trust Services team within Wealth & Investment Management within our Security ... Control & Account Transfers (SCAT) team. The SCAT team...environment while developing understanding of function, policies, procedures, and compliance requirements. + Provide information to, collaborate, and consult… more
- TD Bank (Charlotte, NC)
- …policy governance or risk management frameworks in accordance with governance standards, regulatory expectations, and internal control requirements + ... FCRM compliance professionals, interacting with key stakeholders + Provides governance oversight through management of the policy and training exemption … more
- Wells Fargo (Charlotte, NC)
- …role:** Wells Fargo is seeking a Lead Capital Markets Middle Office Specialist Supporting Corporate & Investment Banking (CIB) Operations. The successful candidate ... evaluate the design and performance of existing controls and processes, identify control gaps and measure the effectiveness of controls in managing operational risk,… more
- Wells Fargo (Charlotte, NC)
- …governance enhancements + Collaborate with key stakeholders-including legal, compliance , operations, technology, and business leadership-to ensure alignment and ... education **Desired Qualifications:** + Proven experience leading complex risk management, control , or compliance initiatives within a financial institution or… more
- TD Bank (Charlotte, NC)
- … leads a significant business management function and/or strategy planning, oversight, control or governance activities for highly complex / high risk ... provide centralized program management oversight of business operations, management, and governance routines to position US Treasury to operate effectively while… more
- Truist (Charlotte, NC)
- …and associated reporting and analytics tools (eg Tableau). 4. Familiarity with enterprise Governance Risk and Compliance (eGRC) platforms and tools (eg, RSA ... **Please review the following job description:** JOB SUMMARY The AI Risk Specialist will be responsible for maintaining and monitoring adherence to AI policies… more
- Wells Fargo (Charlotte, NC)
- …Testing Specialist will be accountable for executing independent operational and compliance risk and control testing focusing on the Technology and Strategy, ... **About this role:** Wells Fargo is seeking an Independent Testing Specialist in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn more about… more
- TD Bank (Charlotte, NC)
- …Business Management, Strategy & Support **Job Description:** The 'Business Mgmt Specialist (US) - Risk Profiles' is responsible for performing and documenting ... Wealth, in alignment with the Enterprise Risk Framework (ERF). The 'Business Mgmt Specialist (US) - Risk Profiles' will integrate with the 3LOD to ensure alignment… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Independent Testing Specialist within the Independent Testing & Validation (IT&V) Finance group as part of Corporate ... group specific testing. The IT&V team is seeking an Independent Testing Specialist to support the IT&V Enterprise Functions (EF) Finance testing and validation… more
- Bank of America (Charlotte, NC)
- Privileged Access Management (PAM) Sr. Specialist Chicago, Illinois;Washington, District of Columbia; Addison, Texas; Charlotte, North Carolina; Jacksonville, ... to comply with IAM Standard. + Partner with PAM Governance leads to ensure that Privileged Access Controls are...safeguard BAC's reputation, its clients, and assets by driving compliance with applicable laws, rules, and regulations, adhering to… more