- American Express (Charlotte, NC)
- …of risk awareness and proactivity around regulatory matters. As a Manager in the Compliance Policies and Standards Office, you will play a pivotal role ... and implementing compliance 's program for the management of compliance risk related policies and standards . **Responsibilities** + Assist with the… more
- TD Bank (Charlotte, NC)
- …team and colleagues; and promotes and monitors staff adherence to approved internal Compliance policies , procedures, standards and guidelines, in addition to ... industry standards . TD Bank is seeking a Manager to coordinate across Compliance Programs to...of complex Compliance program activities + Develops Compliance enterprise-wide frameworks, policies , standards ,… more
- TD Bank (Charlotte, NC)
- … leads the development and implementation (or lead support) of enterprise Compliance programs, including frameworks, policies , standards and development ... team of enthusiastic colleagues dedicated to setting new industry standards . The Compliance Regulatory Change Office (CRCO)...they are accountable for + Work is guided by policies and industry standards /methods. + Communicates difficult… more
- TD Bank (Charlotte, NC)
- …dedicated to setting new industry standards . TD Bank is seeking a Manager to coordinate across Compliance Programs to proactively prepare for audit exams. ... leads the development and implementation (or lead support) of enterprise Compliance programs, including frameworks, policies , standards and development… more
- TD Bank (Charlotte, NC)
- … leads the development and implementation (or lead support) of enterprise Compliance programs, including frameworks, policies , standards and development ... team of enthusiastic colleagues dedicated to setting new industry standards The US Compliance Regulatory Inventory Governance...they are accountable for + Work is guided by policies and industry standards /methods + Communicates difficult… more
- TD Bank (Charlotte, NC)
- …colleagues dedicated to setting new industry standards . **Job Summary:** The Senior Manager , Compliance Business Oversight manages and leads a team of ... overseeing implementation of business line policies and Compliance procedures, policies , and standards ...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (Charlotte, NC)
- …Compliance Business Oversight Manger - Marketing and Data Regulations is the primary compliance manager for the Marketing US line of business, leading review ... features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues...of experience **Desired Skills & Experience:** + Certified Regulatory Compliance Manager (CRCM) or Juris Doctor (JD)… more
- TD Bank (Charlotte, NC)
- …collaborating with a team of enthusiastic colleagues dedicated to setting new industry standards . The Compliance Business Oversight Manager provides second ... experience + 7+ years of experience **Preferred Skills:** + **Certified Regulatory Compliance Manager (CRCM)** + **Prior testing, audit or business operations… more
- Regions Bank (Charlotte, NC)
- …into the careers section of the system. **Job Description:** At Regions, the Corporate Compliance Manager leads a team of second line of defense risk management ... of management experience **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Strong… more
- Anywhere Real Estate (Charlotte, NC)
- …related documents for each of the franchising brands within Anywhere Brands. The Compliance Manager - Franchise Contracts will lead efforts in executing ... processes, procedures, and accountability standards associated with franchise compliance . The successful...and mitigate risk. + Develop, implement, and maintain contract compliance policies , procedures, and overall communications. +… more
- University of North Carolina at Charlotte (Charlotte, NC)
- …- Full-time Months Per Year: 12 Essential Duties and Responsibilities: The Information Security Compliance Manager must be able to direct and administer IS ... compliance officer with respect to PCI - DSS policies and regulations. + Coordinate and manage the development...and regulations. + Coordinate and manage the development of standards and guidelines to support information security compliance… more
- City Wide Facility Solutions (Charlotte, NC)
- …to 1am but vary throughout the week. Primarily 2nd shift. We are seeking a Janitorial Compliance Night Manager to join our team! The Night Manager is ... and gain new business. + Communicate with Facility Services Manager daily for any issues that need immediate attention,...Customer Compliant Policy, Four Star Policy, and other operational policies and procedures. + Ensure compliance with… more
- ManpowerGroup (Charlotte, NC)
- …collaborative spirit which will align successfully in the organization. **Job Title:** Risk/ Compliance PM (IT Project Manager V) **Location:** Charlotte, NC ... Our client is seeking a Risk/ Compliance PM to join their team. As a...of 10 years of experience in risk processes, controls, policies , and standards . + Material experience working… more
- USAA (Charlotte, NC)
- …us special and impactful. **The Opportunity** As a dedicated **Senior Audit Manager ** you'll manage audit engagements, varying in complexity, and often participates ... improve internal controls. Adheres to the Institute of Internal Auditors' International Standards for the Professional Practice of Internal Auditing ( Standards )… more
- Truist (Charlotte, NC)
- …users, business stakeholder, support functions and vendors. Ensure adherence to quality standards and established policies and processes. **ESSENTIAL DUTIES AND ... action, as necessary. 5. Ensure adherence to Risk and other Corporate policies and requirements. 6. Develop quality business relationships so that client needs… more
- First Horizon Bank (Charlotte, NC)
- …for completing audit engagement assignments with minimal supervision. The Audit Project Manager is expected to: + understand and identify the full range of ... risks related to processes, regulatory compliance , organization, policy, and technology, + evaluate control design...work performed and support conclusions + Adhere to Departmental policies and guidelines + Conduct findings follow up validation… more
- TD Bank (Charlotte, NC)
- …are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through ... for this role. **Line of Business:** Audit **Job Description:** The Audit Manager is accountable for overseeing the planning and execution for audits covering… more
- TD Bank (Charlotte, NC)
- …are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through ... details for this role. **Line of Business:** Audit **Job Description:** The Audit Manager II is accountable for overseeing the planning and execution for audits… more
- Bank of America (Charlotte, NC)
- …officials ensuring proper communication of compliance of company and regulatory policies relevant to the manager 's specific area of responsibility. Supports ... area . Functions managed are typically complex, directed by internal bank policies and require adherence to regulatory and compliance requirements which… more
- NTT America, Inc. (Charlotte, NC)
- …advisory services in support of the third line of defense, uphold regulatory compliance standards , and support our clients in achieving their business ... We are currently seeking a Financial Crimes Audit Senior Manager to join our team in Charlotte, North Carolina... Compliance :** A strong commitment to upholding regulatory compliance standards and ensuring adherence to AML… more