- City National Bank (Charlotte, NC)
- * OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Technology* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for ... National Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) team is responsible for… more
- City National Bank (Charlotte, NC)
- * OPERATIONAL RISK FRAUD OVERSIGHT MANAGER...the ongoing review and monitoring of operational risk programs executed by assigned 1LOD business or ... Management (ORM) is responsible for providing independent and objective oversight of the management of risks arising from City...business processes, procedures, and controls to adhere to operational risk governance requirements * Review and… more
- TD Bank (Charlotte, NC)
- …on-going analysis and reporting on operational risk and/or other major risk categories as applicable to own business or functional area, and reviews ... Senior Manager will provide oversight , challenge, and risk intelligence to influence business outcomes and...core operational risk disciplines/programs including, Risk & Control Self-Assessment, Business Continuity Management,… more
- USAA (Charlotte, NC)
- …line of business . Provide risk management and governance leadership, operational direction and operational oversight of Information Security, ... with senior business leaders across the enterprise to sustain oversight of the **second line risk role.** Actively engages line of business leaders to… more
- American Express (Charlotte, NC)
- …team of diverse and talented professionals responsible for building the company's operational resilience risk oversight program. The program provides ... operational risks associated with Information & Cyber Security Risk , Business Disruption, Technology Risk ,... and performance trends. + Support the design of operational resilience independent risk oversight … more
- TD Bank (Charlotte, NC)
- …field (Masters Preferred) + 5 plus years of experience in project management, compliance, risk management or business oversight within financial services + ... that will cascade throughout the organization. The Senior Compliance Business Oversight Analyst will play a critical...cross functional partners including compliance stakeholders , Line of Business and risk partners + Communicate project… more
- Regions Bank (Charlotte, NC)
- …and logging into the careers section of the system. **Job Description:** At Regions, the Business Unit Operational Risk Analyst works within a given line of ... ensure the effective execution of the Operational Risk Framework across the assigned business line....line. **Primary Responsibilities** + Conducts compliance reviews and provides oversight of legal entities, business units and… more
- TD Bank (Charlotte, NC)
- …availability and individual circumstances._ **Job Profile Summary:** The Senior Compliance Business Oversight Manager provides advice, support and objective ... key member of the second line of defense, providing risk -based oversight , guidance, and monitoring across multiple...one or more areas of expertise + Anticipates emerging business trends and regulatory/ risk issues as a… more
- Bank of America (Charlotte, NC)
- …the firm. This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, ... business -critical role to mitigate legal, compliance and reputational risk within the firm and is responsible for managing...+ Engages in activities to provide independent compliance and operational risk oversight of FLU… more
- Bank of America (Charlotte, NC)
- … Risk officer team to execute second line of defense compliance and operational risk oversight for a Front Line Unit (FLU), Control Function, ... teams in order to provide independent compliance and operational risk oversight of Front...Issue Management + Policies, Procedures, and Guidelines Management + Business Process Analysis + Critical Thinking **Required Background** Must… more
- Bank of America (Charlotte, NC)
- … Risk officer team to execute second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or ... teams in order to provide independent compliance and operational risk oversight of Front...and Guidelines Management + Active Listening + Advisory + Business Process Analysis + Written Communications **Required Qualifications:** +… more
- First Horizon Bank (Charlotte, NC)
- **Description** **Location:** On site in Memphis, TN or Charlotte, NC. **Summary:** The Business Risk and Controls Manager supports the Marketing and Product ... execution of risk activities including assessment of risk , development and oversight of controls, identification...to resolve complex issues. + Experience managing enterprise and operational risk programs at a large financial… more
- Truist (Charlotte, NC)
- …+ Demonstrated experience in formal risk roles (eg, Business Unit Risk Management, Technology Risk Oversight , Audit), specifically in support of ... equivalent education, training and experience. + Experience in compliance and operational risk mitigation and remediation. + Strong communication, interpersonal,… more
- TD Bank (Charlotte, NC)
- …risk management expertise to business segments and corporate functions. The fraud risk oversight team within TD's 2nd Line of Defense is responsible for ... policies, standards, and governance, oversight , monitoring and challenge of fraud risk ... operational risk and/or other major risk categories as applicable to own business … more
- TD Bank (Charlotte, NC)
- …Supports ongoing risk measurement activities by acquiring, analyzing and reporting business operational or relevant loss data + Establishes and provides ... segments and corporate functions. The Insider and Conduct risk oversight team within TD's 2nd Line...regular risk analysis and reporting on operational loss performance of the business +… more
- City National Bank (Charlotte, NC)
- …risk profile is at or near risk appetite. As part of enterprise Operational Risk Management, this position is responsible for providing oversight for ... WHAT IS THE OPPORTUNITY? The Enterprise Fraud & Payments Risk Manager is responsible for the oversight ... Risk and Fraud teams, the 2nd Line Operational Risk Management team, and the RBC… more
- Huntington National Bank (Charlotte, NC)
- …and Operational risk governance across the Bank, including partnership and oversight of front-line business and risk units, in alignment with the ... journey. Duties & Responsibilities: + Management of processes to ensure credible challenge, oversight , and validation of IT risk findings/action plans/ risk … more
- Truist (Charlotte, NC)
- …Key Risk Indicators (KRIs). 5. Provide risk management support and oversight for change activities (both business and regulatory change). 6. Provide ... first line of defense risk professional leading a team within the Wholesale Business Unit Risk Team, serving as a subject matter expert responsible for… more
- Truist (Charlotte, NC)
- … risk tiering, ensuring compliance with regulatory frameworks and providing independent risk oversight to one or more domains. This role involves ... may change from time to time. 1. Provide independent risk oversight (ie LOD2) for Truist Technology...oversight (ie LOD2) for Truist Technology and Truist Business Units through the effective identification, mitigation, monitoring and… more
- Truist (Charlotte, NC)
- …to support the assigned ERM Program and collaborates with leaders across the Risk Management Organization (RMO), business units, and control functions to support ... preparation and associated materials for meetings with key internal stakeholders (eg Business Unit Leadership, BURM Leadership, BUCRO Leadership, Risk Program… more