- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Independent Testing Specialist to support the Independent Testing & Validation (IT&V) ... for risks and controls according to standards and other applicable policies. The Senior Independent Testing Specialist will provide support during issue… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist . This role is critical for the setup, ongoing support, and expansion of ... teams) and larger WIM Operations. Some of the key responsibilities include: + The Senior Securities Operations Specialist will own the End to End of Workforce… more
- Deloitte (Charlotte, NC)
- Sustainability, Climate & Equity - EHS Transformation Specialist Senior Are you passionate about the opportunity to work with clients to improve their ... technology. The practice is looking for an EHS Transformation Specialist Senior to be a part of...project life cycle - project scoping, requirements, design, implementation, testing and ultimate deployment. + Provide objective, independent… more
- Bank of America (Charlotte, NC)
- Credit Review Senior Portfolio Specialist Charlotte, North Carolina;Atlanta, Georgia; East Hartford, Connecticut; Providence, Rhode Island; Wilmington, Delaware ... a specific portfolio or set of portfolios.We are looking for a Portfolio Specialist to join our dynamic, high-energy Credit Review team supporting review of Global… more
- Wells Fargo (Charlotte, NC)
- …(BCM) team members, Business Aligned Control (BACO) Management Group, Internal Audit, Independent Testing & Validation (IT&V). **Pay Range** Reflected is the ... **About this role:** **The Senior Business Accountability Specialist is accountable...Owners, Subject Matter Experts (SME's), Business Control Management (BCM), Independent Risk Management (IRM), to document Issues and Corrective… more
- Bank of America (Charlotte, NC)
- Enterprise Financial Risk Capital Risk Sr. Specialist Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a common ... (EFR) Overview:** Enterprise Financial Risk (EFR) seeks to deliver effective independent risk management of the activities and processes associated with managing… more
- TD Bank (Charlotte, NC)
- …Program, including:** + **Compliance-wide frameworks, guidelines and standards for testing , monitoring, risk assessment, reporting and other activities** + ... Operations and Governance coordinates with the Bank's Compliance Units, Compliance Testing , and Oversight Functions to develop the annual monitoring plan for… more
- Bank of America (Charlotte, NC)
- …the implementation plan as needed + Contributes to risk coverage plans, executes independent risk monitoring, testing , and risk assessments + Supports with ... Global Financial Crimes Specialist - Global Economic Sanctions - US Advisory...sanctions risk assessments and escalate potential sanctions violations to senior compliance leadership as needed. + Support the development,… more
- City National Bank (Rock Hill, SC)
- *FINANCIAL CRIMES ANALYST SENIOR I* WHAT IS THE OPPORTUNITY? Under the direction of the BSA Risk Manager, this colleague is responsible for carrying out ... regulatory/compliance issuance monitoring, risk assessments, and internal controls testing ensuring that there are adequate processes, procedures and internal… more
- TD Bank (Charlotte, NC)
- …role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Oversight Analyst provides a range of research, ... customer types and associated activity. **Depth & Scope:** + Specialist level professional role requiring in-depth knowledge/expertise in AML/ATF/Sanctions/ABAC and… more
- Citigroup (Charlotte, NC)
- …capital. + Senior member of the CIAT team which provides independent review and challenge of regulatory capital policies and RWA technical interpretations for ... RWA and capital measurements includes both _ex-ante_ and _ex-post_ independent review and challenge of Citigroup's regulatory capital calculation...end game enhancements to Basel III. The Basel RWA Specialist will report to the Head of CIAT, a… more
- TD Bank (Charlotte, NC)
- …ML/TF, Sanctions Risk Assessment methodologies, procedures, and challenge documentation. The Senior Financial Crime Risk Oversight Analyst provides a range of ... all aspects of AML and ATF laws. **Depth & Scope:** + Specialist level professional role requiring in-depth knowledge/expertise in AML/ATF/Sanctions/ABAC and working… more