- SMBC (Charlotte, NC)
- …range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees ... Finance and Leasing Co., Ltd. **Role Description** The Director, IT Functional Control Officer (FCO) for Capital Markets/Nikko is a change agent and risk management… more
- SMBC (Charlotte, NC)
- …range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees ... Americas Division (DMDAD) of the Chief Data & Analytics Officer (CDAO) works with group companies and functional areas...+ Responsible for the preparation of BAU and ad-hoc senior management decks and presentations, including materials for meeting… more
- KeyBank (Charlotte, NC)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Senior Compliance Officer will be a member of the Consumer Deposit Compliance team within ... business, as they relate to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct compliance monitoring and testing to… more
- KeyBank (Charlotte, NC)
- …second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping to execute a robust and ... This role is expected to promote an organizational culture that encourages acknowledgement and recognition of compliance risks and places a high priority on risk… more
- Wells Fargo (Charlotte, NC)
- …Join us! **About this role:** Wells Fargo is seeking a Lead Control Management Officer **In this role, you will:** + Lead complex initiatives designed to mitigate ... risks and controls + Control Codification: Identify and codify controls into Consumer /producer and measurement and telemetry around it + Core Domain Knowledge:… more
- Truist (Charlotte, NC)
- …them with the Enterprise Privacy Policy in collaboration with Chief Privacy Officer . Define archiving, retention, and data destruction requirements for CDEs for ... or Corporate functions in collaboration with the CDAO and Chief Privacy Officer . **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a summary of the essential… more
- Coinbase (Charlotte, NC)
- …be doing (ie. job duties):* * Serve as trusted partner to the Chief Compliance Officer , driving strategic and operational alignment across the Compliance ... digital assets business. Reporting directly to the CCO, this Senior Program Manager will act as a trusted and...amplifying their effectiveness. * Coordinate and drive projects across Compliance verticals (eg, Consumer & Base, Institutional,… more
- Coinbase (Charlotte, NC)
- …to motivate a range of senior stakeholders including Chief Financial Officer , Chief Compliance Officer , Business Operations, Customer Experience, Product ... can launch and scale safely. We are looking for an entrepreneurial, self-motivated Senior Product Manager who thrives in a fast-paced startup environment. You have… more
- American Express (Charlotte, NC)
- …consistent payments, financing, and savings products. Led by the Chief Operating Officer , AENB HQ drives the administration of programs and services provided by ... key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will you make an impact...will you make an impact in this role?** The ** Senior Manager of Product & Systems Management** will support… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Trust Advisor - Special Needs Trust ( Senior Lead Fiduciary Advisory Specialist (LO)) responsible for ... administering complex special needs trust accounts as an attorney or trust officer ; expert knowledge of complex estate planning techniques and fiduciary laws;… more
- Coinbase (Charlotte, NC)
- …Attendance is expected and fully supported. Reporting to the Chief Accounting Officer , this role will lead the Company's Financial Reporting function and be ... filings by all relevant parties, including the Disclosure Committee, Audit and Compliance Committee, external auditors, and internal and external legal counsel. *… more
