- USAA (Charlotte, NC)
- …of what truly makes us special and impactful. **The Opportunity** As a dedicated ** Staff Auditor ,** you will perform audit assignments on the Finance Audit team ... covering Financial Regulatory Reports filed with FRB, OCC...timely and professionally with guidance and support from the Auditor -in-Charge (AIC) in support of the annual audit plan… more
- Capital One (Charlotte, NC)
- …Degree in Finance, or Master of Business Administration + Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance ... Principal Auditor (Experienced Senior Auditor ) Corporate Compliance...+ Provide coaching, on-the-job training, and feedback to audit staff , including junior associates and recent hires. Here's what… more
- TD Bank (Charlotte, NC)
- …on the job training for staff auditors. The main function of a Senior Auditor - ICFR SOX Testing is to carry out a testing of design and operational ... role. **Line of Business:** Audit **Job Description:** The Senior Auditor is responsible to perform and document audit test...effectiveness of SOX/Internal controls over Financial Reporting and review testing performed by auditors to… more
- US Bank (Charlotte, NC)
- …tasks and deadlines simultaneously. - Advanced knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned ... best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We… more
- US Bank (Charlotte, NC)
- …best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We ... **Job Description** **About the job:** The Corporate Audit Services Senior Auditor is primarily responsible for completing audit engagement assignments with minimal… more
- Deloitte (Charlotte, NC)
- …Assurance practice helps organizations effectively navigate business risks and opportunities-from financial risks to operational, cyber, and regulatory risks-to ... Audit and Assurance - Information Technology Auditor - Manager Do you thrive in times...and a global network to deliver high-quality audits of financial statements and internal controls over financial … more
- City National Bank (Charlotte, NC)
- …THE OPPORTUNITY? The Audit Manager I position is a leadership role as an auditor -in-charge to guide a team of auditors to assess risks, develop detail audit ... methodology and taking into consideration industry development, emerging risks, and regulatory changes and expectations. Audit coverage focuses on the 2LOD… more
- City National Bank (Charlotte, NC)
- …management activities. * Minimum 3 years of experience conducting internal audits within financial institutions and supervising staff . * CPA - Certified Public ... Manager II position is a leadership role as an auditor -in-charge to guide a team of auditors to assess...and taking into consideration industry development, emerging risks, and regulatory changes and expectations. WHAT WILL YOU DO? *… more
- City National Bank (Charlotte, NC)
- …THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor -in-charge to guide a team of auditors to assess risks, develop detailed audit ... delivers well written audit reports and other forms of communication. Manages staff assigned to engagements, and collaborates with other audit groups to effectively… more
- City National Bank (Charlotte, NC)
- …Bachelor's Degree or equivalent * Minimum 7 years of lending, compliance, and regulatory reporting. * Minimum 5 years of financial services experience ... management skills and be accustomed to working with deadlines. * Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor (CFSA)… more
- First Horizon Bank (Charlotte, NC)
- …senior internal auditor with a deep understanding of banking and financial risk management; + provide critical assurance and advisory services on the governance, ... understand and identify the full range of risks related to processes, regulatory compliance, organization, policy, and technology; + evaluate control design adequacy… more
- City National Bank (Charlotte, NC)
- …activities. * Minimum 1 year of experience conducting internal audits within financial institutions. * CRCM-Certified Regulatory Compliance Manager (preferred) * ... a key role responsible for leading and contributing to compliance audits and regulatory and non- regulatory issue validation. This individual will lead and… more
- Capital One (Charlotte, NC)
- …with privacy compliance in the financial services industry + Certified Regulatory Compliance Manager (CRCM); Certified Internal Auditor (CIA) or Certified ... audit projects to management (written reports/oral presentations). + Manage staff during audit engagements and provide feedback on work...believer that data will only make you a better Auditor . This part will require looking at some data,… more
- Coinbase (Charlotte, NC)
- …etc.) or comprehensive working knowledge of the Chartered Institute of Internal Auditor practice. * Understanding of international regulatory requirements as it ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...audit function. * In depth understanding of local global regulatory requirements as it pertains to information technology, security… more
- Sedgwick (Charlotte, NC)
- …Audit Committee of the Board of Directors. + Provides external auditors with staff augmentation for completion of financial statement audit testing. + Directs ... Companies Certified as a Great Place to Work(R) Fortune Best Workplaces in Financial Services & Insurance VP Internal Audit **PRIMARY PURPOSE OF THE ROLE:** Ensures… more
- Truist (Charlotte, NC)
- …quality and completeness as it impacts critical various of data outputs ( Regulatory Reporting and beyond). Develop, implement, and deliver an independent assessment ... processes, extract, transform and load (ETL) data warehouse processes and certain regulatory and external reporting processes. Identify, sample, test and report on… more
- US Bank (Charlotte, NC)
- …experience **Preferred Skills/Experience** + Considerable knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their ... or as part of a team. As the lead auditor , the APM helps influence engagement scope with support...and the common definition of internal controls + Advanced Financial Service Industry knowledge (eg, Credit, Models, Regulatory… more
- TD Bank (Charlotte, NC)
- …of Business:** Audit **Job Description:** The Audit Manager I - US Non- Financial Risk Management (NFRM) is responsible for executing and leading audit engagements ... based on established audit plans in alignment with applicable policies and regulatory guidelines for TD Bank's Governance, Risk & Oversight Functions. The Audit… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... control, and governance processes. Participants will learn fundamentals of financial services, auditing, and risk analysis in classroom and...may receive a promotion, based on performance, to an Auditor role at the conclusion of the program. The… more