- City National Bank (New York, NY)
- * COMPLIANCE OFFICER - CREDIT CARDS * WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance ... new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer ,...* Good knowledge and relevant work experience with bank credit , deposit, operations regulations (as applicable/assigned). * Knowledge and… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards , and consumer finance. The Group has more than 130 ... **Role Description** SMBC is seeking a Vice President / Credit Officer to cover Middle Market LBO....review, loan reviews and pass watch or any special credit reviews. + Manage compliance with internal… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards , and consumer finance. The Group has more than 130 ... and guidance to front office to ensure consistent and complete credit applications and compliance with internal policies and procedures + Ensure US Regulatory… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards , and consumer finance. The Group has more than 130 ... recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with relevant stakeholders… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards , and consumer finance. The Group has more than 130 ... portfolio of benefits to its employees. **Role Description** This position supports the Chief Credit Risk Officer as well as Co-Head(s) of CDAD as a business… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards , and consumer finance. The Group has more than 130 ... portfolio of benefits to its employees. **Role Description** The Compliance - Functions Control Officer function plays a critical role in strengthening the … more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Lead Credit Officer on the Banks and Broker Dealers team, you will leverage your ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...base consisting of North American Banks, Broker Dealers, Fintechs, Credit Unions, Card Processors, and other financial… more
- Bank of America (New York, NY)
- …decisioning. * Support asset quality forecasting and reporting efforts. * Ensure compliance with internal credit policies and applicable regulatory requirements. ... SAG Corp/Comm Sr Port Officer Chicago, Illinois;New York, New York; Boston, Massachusetts;...has 7+ years workout/corporate loan experience. Reports to the credit products head - special assets or the international… more
- Capital One (New York, NY)
- …such as: + Onboarding and managing business teams across a suite of business credit card , rewards, payment solutions to fit into their unique combination of ... Senior Director, Commercial Card Experiences Design **Senior Director, Commercial Card...technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards , and consumer finance. The Group has more than 130 ... of benefits to its employees. **Role Description** The Regulatory Change Management Officer works with the Regulatory Change Management Team as a Subject Matter… more
- Citigroup (New York, NY)
- The Mortgage Lending Officer role is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and assessing ... range of financial products and services, including consumer banking and credit , corporate and investment banking, securities brokerage, and wealth management. Citi… more
- Citigroup (Bronx, NY)
- The **Community Mortgage Lending Officer ** is an **entry level position** responsible for driving mortgage sales and client relationships through engagement with ... and change, plans for the future, income, assets, debts, cash flow, and credit history. + Analyze financial information for customers to make an initial assessment… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards , and consumer finance. The Group has more than 130 ... the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New… more
- Veterans Affairs, Veterans Health Administration (Castle Point, NY)
- …Agent, Regional Program Manager, Regional Director, Laboratory Director, or National Quality and Compliance Officer ). May qualify based on being covered by the ... incumbent must be able to work independently and maintain regulatory compliance for the following accreditation agencies including College of America Pathologists… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards , and consumer finance. The Group has more than 130 ... work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer , SMBC Americas Division Head of Ethics Office, business unit supervisors,… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards , and consumer finance. The Group has more than 130 ... work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer , SMBC Americas Division Head of Ethics Office, business unit supervisors,… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards , and consumer finance. The Group has more than 130 ... of benefits to its employees. **Role Description** Within the Compliance Operations Department, the Account Control Group (ACG) QC...in the KYC system and escalating to the BSA Officer any confirmed or suspected name matches associated with… more
- Capital One (New York, NY)
- …and experiences such as: Managing business teams across a suite of business credit cards , rewards, payment solutions to fit into their unique combination ... a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards , and consumer finance. The Group has more than 130 ... real property appraisals Reporting Relationships + Reports to the Chief Risk Officer + Direct Reports: + Deputy Chief Appraiser + Appraisal Administrator **Principal… more
- Capital One (New York, NY)
- …to best support customers (Treasury Management Officer , Merchant Services, Business Card Reps, Market Credit Exec, Sales Support). + Exhibits the ability ... complex business cash flow cycle and apply advanced business credit sales skills to the client interaction using an...Holds accountability for the execution of risk management / compliance protocols within the sales process and in all… more