- Eisai, Inc (Nutley, NJ)
- …Expertise, Critical Thinking & Business Agility, Drafting and Negotiation, Industry/ Regulatory Knowledge, Legal & Reputational Risk Management , Mentoring/ ... profile, we want to hear from you. The Associate Director , Compliance Operations will be a key member of...to enhance operational efficiency. The role includes direct people management responsibilities and will contribute to the development and… more
- SMBC (New York, NY)
- …of benefits to its employees. **Overview** SMBC is seeking an experienced Audit Director with a minimum of 10 years' experience in the banking and finance/technology ... Reporting to the Cybersecurity Audit Team Head, the Audit Director will be responsible for (i) conducting cybersecurity and...their duties. In addition, they will (i) support IAD Management team in helping to identify areas of coverage… more
- SMBC (Jersey City, NJ)
- …risk assessments (RCSA), performance against key risk indicators (KRIs), and issue remediation plans. - Supports and provides management reporting and escalation ... benefits to its employees. **Role Overview:** Reporting to the Director Operational Risk, the Director will provide...and adaptability are important - Maintain an operational risk management and regulatory compliance mindset to understand… more
- Tradeweb (New York, NY)
- …Tradeweb's growing Internal Audit Department. This role will report directly to Director , Technology Audit, Internal Audit. This role offers the opportunity to ... audits for a cutting-edge financial services company, including working with management to conduct risk assessments, engagement planning, audit execution and… more
- SMBC (Jersey City, NJ)
- … remediation ; Preparing and presenting detailed reports on control deficiencies and remediation efforts to management and the board of directors. + Supporting ... Capital Analysis and Review (CCAR), are robust, effective, and compliant with regulatory requirements. This role is crucial for maintaining the integrity and… more
- SMBC (Jersey City, NJ)
- …and objectives, and monitoring and evaluating work. This position works closely with Director of Regulatory Reporting Change Management Department to ensure ... This position is a subject matter expert in the Regulatory Reporting Automation for BHC, Branch, Liquidity or Broker...gaps using tactical and strategical approach + Drive Data Management activities with focus on data definitions, data sourcing… more
- TD Bank (New York, NY)
- … activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office. This will involve: + Accountability ... to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team...+ Master's Degree in related discipline an asset The Director , Change Delivery-TDS leads, manages, and supports the end-to-end… more
- TD Bank (New York, NY)
- …Reform, Global Codes of Conduct Principles, FMSB Standards, Cross Border activities, Regulatory Compliance Management (RCM), Regulatory Exams, Audits & ... and Examination Enforcement remediation . BRI's involvement in these regulatory initiatives includes intake, business impact assessment and gap analysis, deliver… more
- TD Bank (New York, NY)
- …on remediation and program development and improvement within TDS. This Director role will focus on driving compliance-owned remediation initiatives and ... more specific details for this role. **Job Description:** This Director - Compliance role will be a key member...Review and/or develop relevant training materials + Participate in regulatory change management and business-related processes to… more
- TD Bank (New York, NY)
- …+ developing action plans + leading Compliance implementation efforts + reporting on remediation efforts + drafting memos and management responses + Prepare ... reporting and metrics on remediation efforts to be delivered to senior management committees and the Board of Directors of impacted TD entities + Manage a team… more
- Citigroup (New York, NY)
- …and value across T&BE organization and oversees Controls, Analytics and Decision Management , Quality Assurance, Regulatory Management , Data and ... and objective assessment on the effectiveness, quality and timeliness of the remediation of high severity issues and Transformation regulatory commitments across… more
- MUFG (Jersey City, NJ)
- …risk assessments, identifying issues, developing remediation plans and overseeing remediation + Understanding of the regulatory environment and regulations ... of our recruitment team will provide more details. The Head of Technology Risk Management will lead and oversee the firm's technology risk management function… more
- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Director - Risk Data Management role will be within the Risk ... Department (RMDAD), reporting to the Executive Director - Risk Data Management . **Role Objectives:...are followed. Ensure data stewardship processes are aligned with regulatory requirements and SMBC CDO policies and guidance. Promote… more
- City of New York (New York, NY)
- …Water Supply seeks to hire an Administrative Manager, M-3 to serve as Director , Environmental, Health and Safety in the Environmental, Health and Safety Directorate ... and Safety (EHS) Directorate is to actively promote and support the management and implementation of EHS programs through effective communication, education and… more
- Citigroup (New York, NY)
- …production process of the Y-14A reports as well as the submission to the regulatory agencies. The Director will also be responsible for defining and documenting ... Y14A Forecast Reporting Director C15 Citigroup's Capital Planning organization is responsible...and the associated controls and specifying enhancements to the regulatory reporting system, and overseeing "dry runs" to produce… more
- TD Bank (New York, NY)
- …to review and assess whether the Business is adhering to internal (risk management , oversight function and audit) and regulatory requirements, requests, and ... reviews and assesses whether the Business is adhering to internal (risk management , oversight function and audit) and regulatory requirements, requests, and… more
- TD Bank (New York, NY)
- …this role. **Line of Business:** Risk Management **Job Description:** Internal Audit Regulatory Management is the central point of contact for regulatory ... Audit (IA) Division and is responsible for the overall management of regulatory requests as well as... requests as well as ensuring proper response and remediation tracking of any regulatory findings related… more
- American Express (New York, NY)
- …and our colleagues. The Enterprise Data Office (EDO) is part of Enterprise Data Management & Products (EDMP), a key part of our Technology organization, focuses on ... growth and unlock value, while also shaping robust data management strategies and governance solutions. EDO sets the enterprise...as part of the journey, we are seeking a Director to lead program governance and integration across critical… more
- Wells Fargo (New York, NY)
- …role:** **Wells Fargo is seeking a Commercial Real Estate (CRE) Lead Transaction Management Director to oversee transaction management , closing coordination ... adherence to controls and risk mitigation measures applicable to transaction management and documentation + Use industry documentation standards and best practices… more
- PNC (New York, NY)
- …works closely with executive management , line of business, finance, risk management , internal audit, legal, and regulatory affairs partners across PNC. Your ... to contribute to the company's success. As a Managing Director in PNC's Corporate Treasury team you will be...Works with internal teams including business lines, finance, risk management and regulatory affairs. + Executes business… more
