- Capital One (New York, NY)
- …through various initiatives, including oversight of third party resources.Support interactions with Internal Audit and Regulatory agencies related to our work, ... welcome diverse perspectives and experiences as we reshape the financial industry. Just as we prioritize driving innovation through...7 years experience in Cybersecurity, Technology, Risk Management, or Audit or a combination of the the four At… more
- Coinbase (New York, NY)
- …collaboration, connection, and alignment. Attendance is expected and fully supported.The Coinbase Internal Audit is an independent, third line function that ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a... Audit Committee. The purpose and mission of Internal Audit is to objectively evaluate and… more
- Tradeweb (New York, NY)
- …+ Supervise and coach team members and monitor their performance against internal audit methodology requirements + Perform manager reviews of audit work ... https://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf **Group Details** Tradeweb is seeking a VP, Business Audit , Internal Audit to take on… more
- SMBC (New York, NY)
- …of experience in the broker dealer & financial industry to work within the Internal Audit Department. The Audit Manager will design and supervise ... Description** SMBC is seeking an experienced Vice President - Audit Manager with a minimum of 8...Skills** - Minimum of 8 years internal audit experience in the banking and financial … more
- SMBC (New York, NY)
- …7 years' experience in the banking & finance industry to work within the Internal Audit Department. The Audit Manager will report to the Risk Stripe Lead ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...feedback to audit team which may include internal or co-sourced internal audit … more
- NatWest Markets (Stamford, CT)
- … audit experience, with at least 2 years in an Audit Manager role + Experience in financial markets or investment banking is required; Broker-Dealer ... Audit Manager Closing date for applications:..., you'll serve as a key ambassador for the Internal Audit function, upholding its reputation for… more
- RGP (New York, NY)
- Reference Point, an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead teams of ... engagements for Banking, Insurance, and Capital Markets clients. As a Senior Manager in Reference Point's Risk & Regulatory Compliance practice, you will lead… more
- Disney Store (New York, NY)
- Assistant Manager Asset Protection Retail StoresThe Asset Protection Manager ensures a safe and secure environment for Cast Members and Guests across multiple ... store retail locations. This role manages the Asset Protection team, including internal personnel and third-party security providers, and oversees the execution of… more
- SMBC (New York, NY)
- … audits, periodic reviews, and ad-hoc requests. - Support interactions with internal audit and control departments for monitoring and testing activities. ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...across SMBC entities. This includes committee governance, regulatory and audit engagement, and issue management. The VP is responsible… more
- Warner Music Group (New York, NY)
- …and Participations expense and balance sheet entries + Oversee SOX compliance and internal controls, respond to audit requests + Build and maintain strong ... Excellence for Shared Services is the home to the financial , legal, and administrative functions that provide critical support...others to execute successfully + You're a caring people manager , who prioritizes the coaching and development of your… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of...at the right time. + Partner with Compliance, Risk, Audit , and Technology teams to ensure program objectives align… more
- Tutor Perini (New Rochelle, NY)
- …visa sponsorship now or in the future **Tutor Perini Corporation** is seeking a ** Manager of Finance Operations** to join our **New** **Ro** **chelle , NY** office. ... short, we help our clients make "public works" work. Our corporate integrity, financial strength and outstanding record of performance makes us an attractive partner… more
- Warner Music Group (New York, NY)
- …remaining focused on upcoming deadlines, and proactively communicate anticipated hurdles to your manager + Handling large volumes of financial data is your jam, ... financial statements, perform reconciliations, update cash forecasts and budgets, investigate audit issues and claims + Follow department financial controls… more
- SMBC (New York, NY)
- …Office of the CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk, HR, Internal Audit , and Technology. The Regulatory Governance team collaborates with ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...for facilitating efficient coordination between CPAD Advisory and other internal support functions, including CPAD Central Functions, Strategic Planning… more
- Neuberger Berman (New York, NY)
- …pipeline in Salesforce database **Qualifications** + 3+ years' experience in Financial Services, ideally within a finance, audit , and/or operations/servicing ... + Aggregate Private Equity Capital Call and Distribution notices and confirm internal systems accurately reflect Private Equity activity + Support client requests… more
- Neuberger Berman (New York, NY)
- …lens + Partner with various business stakeholders to coordinate and manage internal / external audits and regulatory exams + Monitor industry and regulatory ... **Qualifications** + Bachelor's degree required + 15+ years of experience in financial services, with significant experience in business controls, risk management, … more
- SMBC (Jersey City, NJ)
- …Data Analytics, Program Management, Risk and Control, Anti-Fraud/Anti-Bribery & Corruption, and Internal Audit , in addition to engagement with Head Office ... FCC M&T will interact with key stakeholders from various internal bank departments such as KYC, Sanctions, Financial...Minimum 8-10 years of BSA/AML/Sanctions compliance experience (eg, compliance, internal audit , AML Risk and Control, AML… more
- Equitable (New York, NY)
- Internal Auditor - Lead Audit Manager in Financial Risk Management ( 250000FT ) **Primary Location** : UNITED STATES-NY-New York **Other Locations** : ... management, control and governance processes. The Internal Auditor - Lead Audit Manager , Financial Risk Management team member will be responsible for… more
- Huron Consulting Group (New York, NY)
- …future. Huron is seeking Manager -level candidates with experience in Internal Audit , GRC and SOX 404 within the financial services industry to join our ... process, and technology. **Key Responsibilities:** As a Manager in the Financial Institutions Internal Audit discipline, you will be required to work and… more
- Stryker (Mahwah, NJ)
- **Why ARA at Stryker?** Our team is growing, and we are seeking someone with internal audit expertise and risk acumen. Are you interested in driving improvements ... and innovation. Our remit spans strategic, operational, compliance, and financial risks. The Senior Manager will support...will support the Senior Director, ARA in executing on internal audit projects and driving the strategy… more
