- SMBC (Jersey City, NJ)
- …Americas Division FCC testing and monitoring program, with primary focus on BSA/ AML , Sanctions, Fraud and Anti-Bribery & Corruption testing. The role is responsible ... for overseeing the day-to-day operations and managing a team of compliance professionals performing...of SMBC's controls to mitigate the risks related to BSA/ AML , Sanctions, Fraud and Anti-Bribery and Corruption, assess adherence… more
- NatWest Markets (Stamford, CT)
- …markets businesses with experience across a wide range of regulatory requirements ( AML / KYC , securities rules, Dodd Frank, etc.). + Demonstrated ability in ... US Client Services and Onboarding, Manager LocationStamford,United States Job typePermanent Contract typeFull Time...may be assigned as necessary to ensure the proper operations of the department and the business_ **US Client… more
- American Express (New York, NY)
- …in an environment where everyone is seen, heard and feels like they belong.** ** Manager , KYC Operations and AML Standards - US:** The Manager , KYC ... compliance within local regulatory requirements and global standards. **The Manager , KYC Operations and AML Standards will:** + Manage day-to-day KYC … more
- TD Bank (New York, NY)
- …such as CAMS, or equivalent are strongly preferred + 3+ years of experience in KYC , EDD, or AML within a financial institution + Demonstrated expertise in ... makes process and capacity management decisions to ensure ongoing operations + Moderate level of complexity in operational /...to present complex findings to stakeholders + Proficiency in AML software and tools, as well as Microsoft Office… more
- Citigroup (New York, NY)
- …Banking, Financial Services, with 8-10+ years' managerial experience leading cross-functional teams. + ** AML & KYC Operations Expertise:** Deep expertise in ... of the Role:** The Data Governance Foundation Sr. Group Manager is a senior level role managing a team...Anti-Money Laundering ( AML ) and Know Your Customer ( KYC ) operations , including comprehensive understanding of global… more
- Citigroup (New York, NY)
- …strict adherence to internal policies, procedures, and relevant regulatory requirements (eg, AML , KYC , sanctions screening). + Proactively identify and escalate ... The Account Manager for Depositary Receipt Services is responsible for...+ **Compliance & Risk Management:** Knowledge of anti-money laundering ( AML ), Know Your Customer ( KYC ), sanctions, and… more
- Robert Half (New York, NY)
- …REQUISITION New York - Risk & Compliance - Financial Crimes Compliance - Manager LOCATION NEW YORK CITY ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The ... You Protiviti is looking for a Risk and Compliance Manager to join our growing Financial Crime Compliance team....or understanding of: + Financial crime compliance programs including AML , BSA, OFAC, and fraud investigations. + Model validations… more
- JPMorgan Chase (Jersey City, NJ)
- …protect operations . **Required Qualifications, Capabilities, and Skills:** + Strong AML / KYC knowledge and understanding of the onboarding/ KYC lifecycle. ... system for control management. + Familiarity with Digital Document Services and Wholesale KYC Operations . + Ability to leverage AI/ML technology in risk… more
- JPMorgan Chase (Jersey City, NJ)
- …of the regulatory and compliance environment in the market with strong experience in AML / KYC risk and control process. JPMorganChase, one of the oldest financial ... Broker Dealers and Market Structure Payments Sales team! As a Payments Sales Manager within the Financial Institutions Group - North America Broker Dealers and… more
- Mizuho Corporate Bank (New York, NY)
- Responsibilities: Support direct team manager for all onboarding processes: + Manage daily onboarding requests for all divisions of Mizuho + End to end onboarding ... coordination + Compose KYC packages and perform due diligence on new clients...with necessary documentation ( ie : RIA, QIB, 2111, AML Wolfsberg Questionnaire, Accelerated Onboarding Sheets & 151 Prime… more
- Citigroup (New York, NY)
- …procedures, and regulatory frameworks relevant to global payments and e-commerce (eg, KYC / AML , PCI DSS, data privacy, consumer protection laws, cross-border ... Citi offers a wide range of services across clients' corporate treasury, payment operations , marketing and sales teams. Citi is seeking a highly experienced and… more
- TD Bank (New York, NY)
- …work experience + 7+ years experience **Preferred Skills:** + 3 years of AML experience including KYC transaction monitoring and governance + Experience in ... Financial Crime Risk Specialist role develops and maintains TD's AML /ATF/Sanctions/ABAC programs, including frameworks, methodologies, policies, standards, procedures, awareness… more
- Citigroup (New York, NY)
- …compliance policies and procedures. + Review and ensure that transactions comply with AML / KYC (Anti Money Laundering and Know Your Client) policies and ... telephone, email, fax or in person + Interface with Operations and Product Areas to insure timely response to...to establish overdraft lines & escalate to Service Team Manager . + Maintain Credit Documentation Deficiencies > 60 days… more
- Bank of America (New York, NY)
- …of US banking regulations in the compliance space including but not limited to AML , OFAC, and KYC + Excellent communications and presentation skills + Strong ... objectives and provide strategic advice to enhance their treasury operations + Engage at every level of the target...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more