- Formation Bio (New York, NY)
- …with ICH-GCP, FDA regulations, and other applicable regulatory standards. Champion proactive risk management by identifying and mitigating risks before they ... and clinical studies. Collaborate with cross-functional teams (Clinical Development, Regulatory, Program Management , etc.) to shape and refine Clinical… more
- Formation Bio (New York, NY)
- …you will have the opportunity to establish the strategic development and operational management of Formation Bio's quality assurance program to support the ... including GMP, GCP, and ICH guidelines. Expertise in Quality Management Systems (QMS). Extensive knowledge of quality risk... Management Systems (QMS). Extensive knowledge of quality risk assessment and management methodologies, with a… more
- Principal Financial Group (New York, NY)
- …made and aligned with organizational risk appetite. + Partner with enterprise risk management and other control functions to ensure alignment and consistency ... meetings. + Help stand up a robust, scalable operational risk program that can be extended to...stakeholders, including compliance, internal audit, fund administration, and enterprise risk management . + Partner with client-facing teams… more
- 4370918 (New York, NY)
- …and financial worthiness of loan/transaction parties. If relevant, performs ongoing credit risk management for assigned portfolio. May coach and/or review the ... and activities to ensure they adhere to and support PNC's Enterprise Risk Management Framework. Qualifications Successful candidates must demonstrate appropriate… more
- City National Bank (New York, NY)
- …, risk assessments, issues management , and monitoring and reporting. Compliance Risk Management Division This is a great opportunity to grow your career ... for the appropriate oversight, tracking and reporting of compliance program risks that includes an internal control structure, new...expanding organization as a member of City National's Compliance Risk Management team. The focus is on… more
- HSBC (New York, NY)
- …region. The CRO is responsible for protecting the business through appropriate risk management discipline; ensuring risks are captured, understood and clearly ... AM and WPS. The CRO oversees effective execution of risk management across the businesses and defines...through an industry-leading volunteerism policy, a generous matching gift program , and a comprehensive program of immersive… more
- HSBC (New York, NY)
- Senior Vice President, Global Trade Solutions - Transaction Risk Management Brand: HSBC Area of Interest: Commercial Banking Location: New York, NY, US, 10001 ... and others. + Develop Professional Relationships that support our risk management objectives + Work with complex...through an industry-leading volunteerism policy, a generous matching gift program , and a comprehensive program of immersive… more
- Principal Financial Group (New York, NY)
- …the Public Equities platform in the execution of the second line global investment risk management program that meets business objectives and regulatory ... **What You'll Do** We're looking for a Director, Investment Risk Management to join our Asset ...positions have the opportunity to participate in a bonus program . Sales positions are eligible for sales incentives, and… more
- Sunrise Senior Living (Stamford, CT)
- …Participate in the development of the Individualized Service Plans (ISP). Transcribe orders. Risk Management and General Safety Partner with community team to ... national/provincial regulations pertaining to occupational health and safety requirements, promoting Risk Management programs and policies, and adhering to… more
- RGP (New York, NY)
- …and forward thinking. + Lead and manage client engagements focused on risk management , regulatory compliance, and audit remediation across banking, insurance, ... firm or a strategy consulting firm (required). + Extensive experience in risk management , regulatory compliance, and digital technology within the financial… more
- Principal Financial Group (New York, NY)
- …Financial Group is seeking a Director, Middle Office Accounting Operations - Asset Management ! The Director will lead the day-to-day operations of one or more ... investment operations functions within Principal Asset Management . Partner with leadership to develop, implement, and manage strategies, policies, and procedures… more
- Principal Financial Group (New York, NY)
- …portfolio strategies with a focus on regulatory capital efficiency, asset-liability management (ALM), accounting standards, and optimized risk -return outcomes. + ... partnership with the strategic advisory team to develop the appropriate ALM and risk analytics tools & systems that will deliver the outputs for the… more
- HSBC (New York, NY)
- …with internal policies and regulatory guidelines + Establish and maintain robust risk management practices to identify, assess, and mitigate investment and ... all share. The Senior Equity Portfolio Manager is responsible for the ongoing management of the US equity portfolios in the proposition, including delivering strong… more
- HSBC (New York, NY)
- …possible supported by automation, measures and analytics + Ensure regulatory and risk management outcomes are being maintained or robustly managed. Ownership ... trade-offs + Knowledge and exposure of the application of Risk and Control Management and associated frameworks,...through an industry-leading volunteerism policy, a generous matching gift program , and a comprehensive program of immersive… more
- SMBC (New York, NY)
- …for producing management reporting for senior business leadership, CPAD Senior Management , Risk Management , and other governance forums, including ... enhancements with respect to each of the below-listed Compliance Program areas: + Policies and Procedures Management ...Procedures Management + Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk… more
- Capco, a Wipro Company (New York, NY)
- …prides itself on our industry-leading expertise from strategy through implementation within risk management and regulatory advisory. Our team combines expert ... **About the Team:** As a member of the Finance, Risk , and Compliance ("FRC") group at Capco you will...with scenario testing, impact tolerance design, BCP/DR planning, crisis management , incident response or resilience program build-out.… more
- Tradeweb (New York, NY)
- …corporate teams to manage the end-to-end audit life-cycle including conducting risk assessments, engagement planning, audit execution and reporting; assisting the ... other audit teams, to support the delivery of periodic risk assessments and annual planning to develop the Internal...audit teams to develop and run a continuous audit program + Maintain full documentation and audit trail of… more
- HSBC (New York, NY)
- …functions and businesses to manage the end-to-end processes involved in R&R management . This will include engagement with regulators, stakeholders in the Treasury ... book of work already underway + Carry responsibility for the interlock with Risk Strategy in the alignment of Stress Testing with recovery and resolution planning,… more
- Unity Technologies (New York, NY)
- …pivotal leader responsible for the design, implementation, testing, evidence management , and continuous improvement of technology control environments across ... engagements with internal and external audit partners and drive a proactive, risk -based approach to technology compliance. **What you'll be doing** + Lead and… more
- HSBC (New York, NY)
- …team. This position is responsible for end-to-end digital product management , including managing product performance, driving product enhancement and ... in review, remediation and mitigation of related product servicing and relevant product risk items. This is a highly client-centric role. The ideal candidate must… more
