- Association of National Advertisers (New York, NY)
- …Own policies and procedures for system security, data backup, retention, and compliance , including PCI standards. Technical Support Oversight : Ensure ... trade association representing client-side marketers, is seeking a dynamic and strategic Senior Vice President, Deputy Chief Information Officer (Deputy CIO) to join… more
- Crdit Agricole CIB (New York, NY)
- …The role requires strategic leadership, regulatory expertise, and collaboration with senior business and compliance leaders. Primary Responsibilities ... with disabilities. Reference 2025-101619 Update date 27/06/2025 Job description Business type Types of Jobs - Compliance ...& procedures *Act as the key relationship manager with senior business leaders, providing advisory support on… more
- Syntricate Technologies (New York, NY)
- …specialist/SME consultant who focuses only on Regulatory . We need A senior technical Business Analyst that has heavy financial/Capital Markets experience ... of regulatory reporting obligations & risk assessments for global regulatory compliance across Citadel's Asset Management business , working alongside the… more
- Informa Group Plc. (New York, NY)
- …and Fintech verticals. Updating various agreement templates to align with changing business policies, legal risks and regulatory compliance requirements. Leading ... of a fantastic community to make a real impact. We're an international business that connects specialists with knowledge, helping them to learn more, know more… more
- DLC Management Corp (Elmsford, NY)
- …soliciting bids, contract negotiation and preparation, on-site coordination and financial oversight Ensure compliance with all terms of Property Management ... operating and capital expense budgets that are in keeping with property business plans and department KPI initiatives Manage property operations in accordance with… more
- Brown Brothers Harriman & Co. (New York, NY)
- …the primary relationship manager for less complex client relationships with little or no oversight from senior RM or RM Team Leader. Help prepare client meeting ... to the firm and demonstrate 100% adherence to the compliance requirements of the business , including Investment...point with clients, elevate high level risk issues to senior RM and/or TL. Ensure total compliance … more
- The Falcon Group (New York, NY)
- …Managing Director to head our New York City office. This is a senior level leadership position. The Director is responsible for overseeing and guiding Division ... Managers, Team Leads and Senior Project Managers, ensuring the delivery of high-quality services,...creating hand-sketches. Observes/ tracks work in progress to ensure compliance with project specifications. Records accurate field measurements and… more
- Cockroach Labs (New York, NY)
- …visible and cross-functional leadership role. You will be responsible for global compliance , financial reporting, internal controls, tax, treasury, and the design of ... scalable systems and processes. You will also be a key partner to senior leadership on financial strategy, risk, and operational excellence. You Will Lead all global… more
- J Harlan Group, LLC (New York, NY)
- …is experiencing exceptional growth! The candidate will have daily exposure to senior / investment management. The ability to multi-task while maintaining an ... and in group settings and be able to effectively communicate with senior /investment management across the firm. This individual will be a significant contributor… more
- TD Bank (New York, NY)
- …the role which is outlined in the general description below.** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective ... standards. **We are seeking a highly dynamic individual for this role with compliance oversight responsibilities associated with regulatory compliance within… more
- TD Bank (New York, NY)
- …role which is outlined in the general summary below. **Job Description Summary:** The Senior Compliance Business Oversight Manager provides advice, ... a team of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Manager **-** Compliance Monitoring Programs will lead… more
- TD Bank (New York, NY)
- …in as you consider this opportunity.** **Job Profile Summary** The Senior Manager, Compliance Business Oversight manages and leads a team of ... Compliance laws + Works with executive team, senior business unit management/partners to develop proactive...subject matter expertise and Compliance advice to business management + Maintains oversight (via review… more
- Amazon (New York, NY)
- …of Transportation (DOT) Oversight and Governance team is seeking a high-performing Senior Risk Manager to conduct DOT compliance risk assessments and develop ... for Amazon's regulated transportation operations. This role will work closely with compliance leads and business partners to identify risks, develop mechanisms… more
- TD Bank (New York, NY)
- …& Experience below as you consider this opportunity. **Job Description Summary** The Compliance Business Oversight Manager provides advice, support and ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Department Overview:** **Why...operations or strategy of the Company. + Managing the oversight of compliance issues by reviewing and… more
- BMO Financial Group (New York, NY)
- …per week at our 151 W 42nd Street, NY office. Provides market risk oversight , monitoring, and reporting for a designated portfolio. Develops and monitors the market ... metrics, and program standards for the assigned portfolio to ensure compliance and effective monitoring, timely reporting and identification of action plans.… more
- TD Bank (New York, NY)
- …**Line of Business :** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Oversight Analyst provides a range of research, ... guidance, and business oversight to assigned portfolio, business...potential impacts + Coordinates with other AML/ATF/Sanctions/ABAC partners and business compliance partners to ensure consistency in… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $125,000 - $140,000... compliance initiatives to help manage regulatory risk. ** Compliance Monitoring & Compliance Oversight **… more
- TD Bank (New York, NY)
- … Oversight , TD Securities, US **Position Summary** The US FCRM TDS Business Oversight team supports TD Securities in developing, implementing, and maintaining ... financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and legal,...and plays a key role within US FCRM TDS Business Oversight . **Primary duties include:** + Demonstrate… more
- Molina Healthcare (Yonkers, NY)
- …works with health plans and operations departments to assess, oversee, and recommend business practices to ensure adherence to and compliance with State and ... Federal regulatory guidelines. The Analyst develops and performs audits and oversight functions involving business -critical operations and vendor outsourcing… more
- TD Bank (New York, NY)
- … Oversight , TD Securities, US **Position Summary** The US FCRM TDS Business Oversight team supports TD Securities in developing, implementing, and maintaining ... and plays a key role within US FCRM TDS Business Oversight . **Primary duties include:** + Demonstrate...+ Proficiency with Microsoft Word, Excel and PowerPoint. The Senior Compliance Office provides advice, guidance and… more
