- American Express (New York, NY)
- …help us define the future of American Express. US Consumer Services is looking for a Vice President - Financial Crimes & Consumer Product Compliance to ... and product compliance risks + Work with 2LOD Compliance and 1LOD Financial Crimes CoE to implement initiatives to address evolving regulatory compliance and … more
- Raymond James Financial, Inc. (New York, NY)
- …automated, scalable, insight-driven dashboards and workflows. Reporting to the Vice President of Financial Crimes Analytics, this individual will manage ... the Director of Business Intelligence will partner with Raymond James Technology and Financial Crimes Management stakeholders to lead the transformation of the… more
- SMBC (Jersey City, NJ)
- …Description** Within the Compliance Operations Department, the KYC Advisory & Controls Vice President is responsible for promoting oversight and control within ... SMBC and Head Office. The KYC Advisory & Controls Vice President may direct the day-to-day work... Financial Services + Experience should be in financial crimes consulting, project management or back-office/compliance… more
- MUFG (Jersey City, NJ)
- …Our team is seeking an experienced and dynamic individual to join as Assistant Vice President , Data Serving **,** to support projects and BAU work efforts. ... and maintain a deeper understanding of data & reporting needs for Financial Crimes , Compliance, Wholesales Lending, Investment Banking and Transaction Banking… more
- SMBC (Jersey City, NJ)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Vice President , Governance, Risk, and Controls, plays a key role in ... with colleagues across the Governance team, Sanctions Compliance, and the broader Financial Crimes Compliance (FCC) function. They contribute to training… more
- Wells Fargo (New York, NY)
- …for the role of Lead Securities Quantitative Analytics Specialist, which is a Vice President level role within the Corporate & Investment Banking organization ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively… more
- Wells Fargo (New York, NY)
- …their total relationship with Wells Fargo. Wells Fargo is seeking an Investment Banking Vice President within our Mergers & Acquisitions group in New York City ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively… more
- Wells Fargo (New York, NY)
- …this role:** Wells Fargo is seeking a Front Office Equities Quant - Vice President (Lead Securities Quantitative Analytics Specialist) in Corporate & Investment ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively… more
- Wells Fargo (New York, NY)
- …are responsible for execution of applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... Framework (RMF):** Working knowledge of RMF concepts and policies across regulatory, financial crimes , credit, and operational risk types + **Excellent… more
- Wells Fargo (New York, NY)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively ... Qualifications:** + Completion of MBA, CFA, or MS in financial engineering + SIE, S79 & S63 + Strong...& S63 + Strong working knowledge of accounting and financial concepts, such as discounted cash flows + Knowledge… more
- Mastercard (Harrison, NY)
- …the candidate will assist to drive overall improvements in the financial crimes compliance program through consistently innovating and problem-solving ... Key Responsibilities: 1. Report and work closely with the Vice President , BSA/AML Officer for North Americas...Contribute, as a key member of the MTS US Financial Crimes Compliance leadership team, to the… more
- Mizuho Corporate Bank (New York, NY)
- …ensure ongoing compliance. SummaryThe Regulatory Relations Team is seeking an Assistant Vice President ("AVP") to primarily support and coordinate supervisory ... of financial products and businesses, risk stripes, operations, treasury, compliance, financial crimes and IT/cyber risks. + Direct experience in Regulatory… more
- SMBC (Jersey City, NJ)
- …competitive portfolio of benefits to its employees. **Role Description** Within the Financial Crimes Prevention Unit, ("FCPU"), the Sanctions Compliance Team ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...help lead the team on the behalf of the Vice President ("VP") and report into the… more
- Wells Fargo (New York, NY)
- …**About this role:** Wells Fargo is seeking a CIB Quantitative Strategist - Vice President (Lead Securities Quantitative Analytics Specialist) in Corporate & ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively… more
- Wells Fargo (New York, NY)
- …total relationship with Wells Fargo. Wells Fargo is seeking a Lead Product Manager - Vice President to join our Product Management team. This role will focus on ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance), which includes effectively… more