- Yorktown Search Partners (New York, NY)
- About the job Vice President , Investor Relations - Real Estate Our client is a distinguished real estate investment firm specializing in co-General Partner ... confidential executive search for a highly experienced and strategic Vice President of Investor Relations to lead...such as earnings calls, investor days, and property tours. Regulatory Compliance : Ensure all investor communications are… more
- PATRIOT BANK, NA (Stamford, CT)
- The Vice President , Treasurer is responsible for the strategic leadership and management of the company's treasury operations. This role oversees capital ... including cash management, bank account structures, and treasury systems. Ensure compliance with all regulatory requirements, internal controls, and audit… more
- TD Bank (New York, NY)
- …This VP Compliance role will be a key member of the TDS US Compliance Regulatory Initiatives Team and US Wholesale Compliance Group. The Compliance ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair… more
- Ross Stores, Inc. (New York, NY)
- …legal/business objectives of the Company\. The position will report to the Vice President , Compliance & Regulatory Counsel and will work directly with ... broad range of topics and projects in the areas of product compliance , regulatory compliance , product safety, environmental, and risk management\. The… more
- TD Bank (New York, NY)
- …REQUIREMENTS** + University degree or equivalent + CFA or FRM designation an asset The Vice President , Change Delivery - TDS is aligned with the TDS Delivery ... to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team is responsible for the...closely with senior leaders across TDS, Risk, Legal, HR, Compliance and will work in close alignment with our… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Preferred Qualifications:** We are looking for a Vice President , Compliance - US Corporate Investment Banking ... experience in the investment banking space, preferably in an advisory capacity. The Vice President will assist in the management of the firms compliance… more
- MTA (New York, NY)
- …are in place to comply with federal grant requirements and obtain necessary regulatory approvals. The Assistant Vice President , Commercial Executive will ... Assistant Vice President Commercial Executive (Interborough Express)...President , Commercial Executive will monitor D-Ber and PM/CM compliance with diversity requirements. Engage with firms to ensure… more
- American Express (New York, NY)
- …encouraging awareness of reporting requirements across the Company. + Ensure compliance with Regulatory Reporting Governance policy (RRGP), Oversight Committee, ... with peers to share observations and monitor closure. + Support regulatory reporting to ensure compliance with the reporting guidelines issued by the FRB and… more
- JPMorgan Chase (New York, NY)
- Join a team where your expertise shapes the future of risk management and compliance at JPMorgan Chase. As a Regulatory Strategy Lead, you will be at the ... forefront of managing critical regulatory relationships and ensuring our firm remains strong and...You collaborate with senior leaders across Risk Management & Compliance and other corporate functions to provide strategic advice… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...status quo and striving to be best-in-class. As the Regulatory Strategy Lead within the Commercial and Investment Bank… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Preferred Qualifications:** We are looking for a Vice President , US Markets Compliance Advisory to join our ... drafting, updating, and implement relevant policies and procedures. + Provide regulatory / compliance training. + Participate in internal investigations, respond… more
- JPMorgan Chase (New York, NY)
- …services, asset management, wealth management, pensions/insurance, banking). + Compliance , regulatory consultancy, and/or business/product control experience ... PowerPoint. **Preferred qualifications, capabilities, and skills** + Experience in compliance , regulatory consultancy, or business/product control. + Active… more
- American Express (New York, NY)
- …through a combination of monitoring and testing activities. We are seeking a dynamic Vice President in the Deputy Compliance Office within the GC&E ... and well-documented work papers and reports. * Prioritize testing based on regulatory requirements, risk assessments, and emerging compliance issues (eg, AML,… more
- American Express (New York, NY)
- …future of American Express. US Consumer Services is looking for a Vice President - Financial Crimes & Consumer Product Compliance to lead a diverse team of ... and 1LOD Financial Crimes CoE to implement initiatives to address evolving regulatory compliance and financial crime risks in BU, as well as mitigate existing… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As a Regulatory Strategy Engagement Lead you will play a pivotal role in the firm's regulatory strategy. Collaborate with ... senior leaders globally to provide strategic advice and manage regulatory examinations conducted by top banking regulators. This highly visible role offers the… more
- American Express (New York, NY)
- …through a combination of monitoring and testing activities. We are seeking a dynamic Vice President of Compliance Monitoring to lead the firm's ongoing ... monitoring activities that assess adherence to regulatory requirements and internal compliance standards. This role ensures early identification of emerging… more
- RWJBarnabas Health (West Orange, NJ)
- Senior Counsel / Assistant Vice President , Legal Affairs, Managed Care ContractingReq #:0000206244 Category:Legal, Risk and Compliance Status:Full-Time ... educational background, skills and professional experience. Senior Counsel / Assistant Vice President of LegalAffairs,Managed Care Contracting Job Overview:… more
- JPMorgan Chase (Jersey City, NJ)
- …best-in-class. As an Identity and Access Management (IAM) Technology Operational Risk Management Vice President within the CCOR ( Compliance Conduct and ... compliance and effectiveness. + Stay informed on IAM regulatory changes and emerging solutions for compliance ....IAM regulatory changes and emerging solutions for compliance . + Support responses to regulatory inquiries… more
- JPMorgan Chase (Jersey City, NJ)
- …challenging the status quo, and striving to be best-in-class. As a Surveillance Lead Vice President within the North America and Latin America Swaps Trade ... Bachelor's Degree + 3+ years of Trade Surveillance or other compliance , regulatory , or related financial industry experience + Relevant knowledge of derivatives… more
- SMBC (Jersey City, NJ)
- …employees. **Role Description** Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Training Vice President to join our Compliance ... you will report to the Executive Director, Head of Compliance Training, and will be responsible for overseeing training...in the US and a working knowledge of the regulatory requirements in other countries in the Americas. The… more
