- BTGPactual International (New York, NY)
- …and system optimization. Track regulatory developments via industry and regulatory body engagement ; assess internal impact and guide compliance initiatives ... accordingly. Act as a liaison for the CFO in managing regulatory and audit-related inquiries, including communications with FRB, OCC, FDIC, and internal… more
- Santander Holdings USA Inc (New York, NY)
- GTB Product Specialist - Export and Agency Finance Country: United States of America Your Journey Starts Here: Santander is a global leader and innovator in the ... Santander, where you are supported by a culture of engagement and a commitment to your success. An exciting...and procedures to ensure adherence with banks credit, legal, regulatory and compliance requirements. They will manage the transactions… more
- Citigroup (New York, NY)
- …tracks progress, while defining and implementing best practices. **About the Role:** The Finance Regulatory Engagement Communications and Reporting ... **About the Team:** The Finance Regulatory Engagement &...procedures and governance processes to establish best practices for regulatory relations and communications protocols (eg timely… more
- Citigroup (New York, NY)
- …tracks progress, while defining and implementing best practices. **About the role** The Finance Regulatory Engagement Communications and Reporting Senior ... are transparent, comprehensive and clear. This role reports to the Finance Regulatory Engagement Communications and Reporting Director.… more
- MUFG (Jersey City, NJ)
- …more details. **Summary:** MUFG is seeking a dynamic and experienced Internal Communications Engagement Professional to enhance our Internal Communications , ... divisions to advance business objectives **Qualifications:** + 5+ years' experience in communications , employee engagement or training role + Previous work at… more
- Citigroup (New York, NY)
- …through these points of regulatory contact. **Team Overview:** The Risk Regulatory Engagement team ensures the Independent Risk organization maintains a ... interaction, exam management/coordination, and issue management/ resolution **Job Family Group:** Regulatory Engagement **Job Family:** Regulatory Liaison &… more
- Capital One (New York, NY)
- …communities, and creating financial tools that enrich lives. Our teams include Communications , Community Impact and Investment, Community Finance , CRA Strategy ... Director, Community Finance Underwriting, Portfolio & Loan Management Capital One,...and Program Management, the Government and Political Affairs Group, Regulatory Relations, and Strategy and Engagement . Through… more
- Santander US (New York, NY)
- GTB Product Specialist - Export and Agency Finance Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the ... Santander, where you are supported by a culture of engagement and a commitment to your success. An exciting...and procedures to ensure adherence with banks credit, legal, regulatory and compliance requirements. They will manage the transactions… more
- SMBC (New York, NY)
- …of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide ... SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance , Inc., Banco Sumitomo Mitsui Brasileiro SA, and Sumitomo Mitsui Finance … more
- SMBC (New York, NY)
- …of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide ... SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance , Inc., Banco Sumitomo Mitsui Brasileiro SA, and Sumitomo Mitsui Finance … more
- Moss Adams LLP (New York, NY)
- **Consulting Staff - Financial Institutions Regulatory Compliance & BSA** **Description** At Moss Adams, we champion authenticity. For us, that means fostering a ... **Introduction to the team** The Financial Services group provides regulatory compliance, internal audit, information systems and related consulting services… more
- Citigroup (New York, NY)
- …roles including in managing large complex cross-company transformation programs, including Finance , Risk and Controls, Regulatory or Consulting roles, in ... and deliver technology implementation roadmaps, ensuring that both business and regulatory requirements are met; Drive implementation and adoption of consistent data… more
- SMBC (New York, NY)
- …of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide ... SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance , Inc., Banco Sumitomo Mitsui Brasileiro SA, and Sumitomo Mitsui Finance … more
- AIG (New York, NY)
- …stakeholders including IT, Global Sourcing and Procurement, Global Legal, Compliance and Regulatory , People Analytics, and Finance . + Fulfill global enterprise ... and senior leader support. + Oversee program invoicing and payment processing between Finance and vendor processing and long-range budget planning as it relates to… more
- SMBC (Jersey City, NJ)
- …of financial services, including banking, leasing, securities, credit cards, and consumer finance . The Group has more than 130 offices and 80,000 employees worldwide ... SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance , Inc., Banco Sumitomo Mitsui Brasileiro SA, and Sumitomo Mitsui Finance … more
- Synchrony (New York, NY)
- …are meeting the internal MRM policies, standards, procedures as well as regulatory guidance (SR 11-7). This role requires extensive modeling expertise and serves ... may be required to commute to our nearest office for in person engagement activities such as business or team meetings, training and culture events._** Applicants… more
- TD Bank (New York, NY)
- …join the Surveillance Data Quality Team. The team supports the Trade and Communications Surveillance leads across geographies (US, Canada, EMEA, and APAC), as well ... in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment bank/systemically important financial… more
- Bank of America (New York, NY)
- …This job is responsible for providing legal counsel on products, services, and regulatory matters related to the Global Banking and Global Markets businesses. Key ... for fixed income structured products for Global Markets business, including structured finance and asset-based financing structures. . + Provide legal advice to the… more
- Bank of America (Jersey City, NJ)
- …financial obligations. **Key Responsibilities:** + Active Liquidity Risk management through engagement with Corporate Treasury Liquidity Management, LOB Risk and the ... + Define the Liquidity Risk Limits and Early Warning Indicators (EWI); up-front engagement of Liquidity Risk & LOB team and approval via senior executives and… more
- TD Bank (New York, NY)
- …This is a global role, the incumbent will work with the Trade and Communications Surveillance leads across geographies (US, Canada, EMEA, and APAC), as well as key ... timeliness of data used to detect market abuse, financial misconduct, and regulatory violations. The ideal candidate will have deep expertise in financial markets,… more
