- Citigroup (Irving, TX)
- The Audit Director for Wealth Compliance is a senior level management position responsible for contributing to the strategic direction of Citi's Internal ... laws and regulations. The role is also responsible for audit coverage of Citi's Compliance Chief Administration...the Compliance Risk Management Framework for the Wealth Compliance function. The overall objective of… more
- Wells Fargo (Addison, TX)
- **About this role:** Wells Fargo is seeking an Exeuctive Director , Audit Manager on the Financial Crimes Audit Team. The Financial Crimes Audit Team ... crimes risk across Wells Fargo lines of business. The Financial Crimes Audit Team oversees, manages, and executes BSA/AML/OFAC related audits across Wells Fargo… more
- Truist (Dallas, TX)
- …leadership meetings and decisions, and offer strategic advice and competitive analysis to the Truist Wealth Division Director and the Head of Wealth in order ... leading the growth and profitability of a regional Truist Wealth Advisor Team by increasing the team's revenues, expanding...* Ensure that the unit works within the existing audit , compliance and regulatory framework in order… more
- First Horizon Bank (Dallas, TX)
- …the review, providing timely status and potential issue updates to the Compliance Testing (CT) Director , issuance of preliminary findings to management, ... communicate issues and root causes effectively to the CT Director and the business unit. + Responsible for consistent...preferred (2-3 years) + Background in preparing for internal ( Compliance Testing and/or Audit ) and external (regulatory)… more