- JPMorgan Chase (Plano, TX)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about...be best-in-class. As a Lead Credit Officer on the Banks and Broker Dealers team, you will… more
- Wells Fargo (Addison, TX)
- …+ Experience with assessing risk and controls related to Travel Rule and/or Broker Dealer compliance. **Job Expectations:** + Ability to travel up to 10% of the ... The Financial Crimes Audit Team provides horizontal audit coverage of financial crimes risk across Wells Fargo lines of business. The Financial Crimes Audit Team… more
- Bank of America (Plano, TX)
- …**Skills:** + Adaptability + Analytical Thinking + Influence + Production Support + Risk Management + Automation + Collaboration + Innovative Thinking + Result ... Production Services Specialist II Plano, Texas **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better through… more
- City National Bank (Dallas, TX)
- …for direct exposure to executive management . * Working knowledge of risk management and/or internal control techniques of investment operations, broker ... effectiveness of internal controls, adherence to regulatory requirements and Bank policies, and the effectiveness of operations of the...focus * Assists with the development of the annual risk assessment and audit plan * Leads and performs… more
- JPMorgan Chase (Plano, TX)
- …operational risk , and supervisory requirements within JP Morgan Wealth Management . Our firm provides comprehensive strategies and expertise across asset classes ... JP Morgan Wealth Management provides individuals, advisors and institutions with strategies...OR OTHER OBLIGATION OF, OR GUARANTEED BY, JPMORGAN CHASE BANK , NA OR ANY OF ITS AFFILIATES * SUBJECT… more
- Deloitte (Dallas, TX)
- …from every sector of the industry, including investment managers, broker -dealers, banks , insurance companies, mutual funds, investment partnerships, ... and taxation to provide tax compliance and consulting services to investment management clients. You will identify complex tax issues and provide tax analysis… more