- Shimadzu Scientific Instruments (Charlotte, NC)
- …Instruments is one of the largest suppliers of analytical instrumentation, physical testing , and environmental monitoring systems in the world. Ground-breaking ... quotes, negotiate terms, and manage the closing process. Ensure compliance with procurement processes and purchasing protocols. EDUCATION AND QUALIFICATIONS:… more
- ALBEMARLE (Charlotte, NC)
- …logistics category, including third-party risk assessments, supplier financial health monitoring , early warning systems, and business continuity planning. Given the ... and value-based negotiations. + Own global contract strategy, terms, and compliance for all logistics providers, ensuring alignment and collaboration with legal,… more
- JE Dunn Construction Company (Charlotte, NC)
- …with the Aptitude Project Manager. - May be responsible for tracking and monitoring project budget and costs by using the project management system's cost reports ... as required, prior to cabling and device installation. - Ensures quality compliance through use of specifications, setting quality standards, in-house QA/QC and… more
- SMBC (Charlotte, NC)
- …to comply with regulations (eg, Swap Dealer recordkeeping, SEC and FINRA WORM compliance , FRB/OCC/FDIC Disaster Recovery testing ). - Prepare and present risk and ... Front Office Control Officers and AD-wide IT Control Officers. Assessments and monitoring of the control environment will be across information technology functions… more
- SMBC (Charlotte, NC)
- …audits and vulnerability assessments to determine internal security procedures and compliance requirements. + Reviews security event log data and investigates ... architectures, change and configuration management and security product integration. + Performs testing to evaluate new products for network and system controls. +… more
- RVO Health (Charlotte, NC)
- …internal documentation, including ad specs, system workflows, and operational FAQs + ** Monitoring & Compliance -** Run checks using tools like ObservePoint ... or Confiant to ensure proper delivery and compliance + **Cross-Team Support -** Collaborate with Product, Engineering,...with Product, Engineering, and Ad Ops to support ad testing , site releases, and campaign QA + **Project Assistance… more
- TD Bank (Charlotte, NC)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, ... and support for central elements of the US Compliance Monitoring and Testing Program, including:** + Lead strategic planning efforts and support US … more
- TD Bank (Charlotte, NC)
- …CRA, UDAAP, GLBA; familiarity with securities regulations a plus. + Experience in compliance monitoring , testing , and control mapping. + Hands-on experience ... business reports, and key risk indicators to identify trends, gaps, and potential compliance risks. + Review and validate first-line testing to ensure gaps… more
- Vanguard (Charlotte, NC)
- …and elevate our client experience. Responsibilities + Conducts routine and targeted compliance monitoring and testing across financial services operations, ... are seeking a seasoned compliance professional to lead monitoring and testing for our broker-dealer's Cash program, which includes banking-like features such… more
- KeyBank (Charlotte, NC)
- …to various lines of business. Additionally, the Compliance Officer will conduct compliance monitoring and testing to ensure compliance risks ... evolves and grows. + Proven ability to work in a team environment. + Compliance monitoring and testing skills. + Sound decision-making skills; able to make… more
- KeyBank (Charlotte, NC)
- …to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct compliance monitoring and testing to ensure compliance risks ... the development of new products and/or processes. + Conduct compliance monitoring to proactively identify process improvements...mitigating risk to Key. + Conduct gap analyses and testing to ensure compliance risks are mitigated… more
- Huntington National Bank (Charlotte, NC)
- …to determine adequacy and effectiveness of action taken. + Develop and execute compliance monitoring programs and periodic testing procedures, including work ... laws, regulations, and policies as well as regulatory best practices impacting the monitoring and testing programs. (This can be customized for specific segments… more
- TD Bank (Charlotte, NC)
- …Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring . This role will execute monitoring , conduct ... would require the following: + Ability to execute and enhance the Bank's monitoring program + Manages and/or perform independent compliance reviews of regulatory… more
- Coinbase (Charlotte, NC)
- …of operations. *What you'll be doing: * Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud Investigations/EDD) Analysts; * Ensure ... connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a testing lead within WIM Operations to drive testing strategy, planning and execution for a portfolio of Account ... needs to be strategic, focus on accelerating execution and optimizing the testing practice to support the product platform. **Strategic Test Planning & Execution**… more
- Bank of America (Charlotte, NC)
- …test structure to determine automation viability, accessing pertinent databases to source testing data, and collaborating with Compliance and Operational Risk ... + Adaptability + Attention to Detail + Collaboration + Monitoring , Surveillance, and Testing + Problem Solving...Execution Manager and Test Lead, develops and executes assigned testing scope as prescribed by the Global Compliance… more
- Coinbase (Charlotte, NC)
- …filing a SAR. Additionally, you will be proactively detecting emerging risks, optimizing compliance processes, and testing new tools and models before deployment ... connection, and alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global CX Compliance… more
- American Express (Charlotte, NC)
- …policy interpretation, regulatory change implementation, and incident response. + Support compliance testing , audit readiness, and business responses to ... and comply with applicable regulatory obligations. + Support the execution of compliance risk assessments and ongoing monitoring activities within the business… more
- Regions Bank (Charlotte, NC)
- …against policies, guidelines or processes + Administers a monitoring and testing program to ensure effective compliance with all applicable laws and ... section of the system. **Job Description:** At Regions, the BSA AML and OFAC Compliance Function Manager operates as a first, second, or third line of defense risk… more
- TD Bank (Charlotte, NC)
- …+ Develop and deliver specialized/ad hoc training, as required. + Support testing engagements from Internal Audit, Compliance Quality Assurance, and others. ... function for assigned line of business through the development and monitoring of compliance programs within the larger compliance framework developed +… more
