- SMBC (Charlotte, NC)
- …areas with expert guidance on processes and control design, ensures effective assessment of technology risk across the broader operating environment, and ... Support risk & control assessments within 1LoD, working closely with Risk Management, Compliance , Internal Audit, and peer Control Officers supporting… more
- American Express (Charlotte, NC)
- …a culture of integrity and effective second line independent Compliance oversight. The Director , Compliance Risk Assessment Program, is a key member ... Management team responsible for designing, governing, and overseeing the enterprise-wide Compliance Risk Assessment (CRA) framework. This role supports… more
- Truist (Charlotte, NC)
- …Information Technology Infrastructure Library (ITIL)). 18. Familiarity with enterprise Governance Risk and Compliance (eGRC) platforms and tools (eg, RSA ... leader to the Truist second line-of-defense (LoD2) Enterprise Data Risk Oversight (EDRO) testing team reporting to the Head...with a specific focus on the oversight of Data Assessment regarding data quality and completeness as it impacts… more
- American Express (Charlotte, NC)
- …large, complex organization. + Deep understanding of internal fraud typologies, data-driven risk assessment , and control design. + Expertise with analytics tools ... you will help us define the future of American Express. **Position Overview** The Director of Internal Fraud Risk Identification & Rules Design plays a critical… more
- American Express (Charlotte, NC)
- …superior customer service. Credit & Fraud Risk is looking for a Director , Compliance to lead a diverse team of high-performing professionals focused on ... and oversee execution of initiatives to strengthen the BU's compliance risk framework. + Oversee compliance... risks throughout business processes and systems. + Facilitating risk assessment performance in addition to further… more
- Capital One (Charlotte, NC)
- Senior Director , Commercial Credit Review Capital One's Credit Review organization is a third line of defense function that is responsible for providing an ... independent assessment of the Company's credit quality, key and emerging...and emerging risks, and credit process execution to the Risk Committee of the Board of Directors and other… more
- Wells Fargo (Charlotte, NC)
- …of management or leadership experience **Desired Qualifications:** + Experience with risk assessment frameworks, change management frameworks, policy frameworks, ... Fargo is seeking an experienced and strategic Business Accountability Director to lead development and oversight of risk...division. This role sits at the intersection of marketing, compliance , and risk and ensures all campaigns… more
- City National Bank (Charlotte, NC)
- …Management. * Lead the execution of continuous monitoring and adjust audit plan and risk assessment as necessary. * Data Analytics and Technology: * Leverage ... * DIRECTOR OF AUDIT- BSA/AML* WHAT IS THE OPPORTUNITY?...and Advisory experience * Strong understanding of Financial Crimes compliance risk across 1st and 2nd lines… more
- Guidehouse (Charlotte, NC)
- …consultancy mindset + Focus on exceptional quality in all deliverables + Managed compliance and risk assessment processes for Globally Systemically Important ... None **What You Will Do** **:** As an Associate Director at Guidehouse's Commercial Financial Services practice, you will...one or more of the following areas: + Operational risk and/or big bank compliance + Banking… more
- Grant Thornton (Charlotte, NC)
- … for banking and/or financial products and services. + Apply strong finance, risk assessment , and technology skills to develop solutions to regulatory ... As the Anti-Money Laundering Managing Director , you'll offer tailored services to help clients...evolving requirements. + Design and implement business strategies and risk or compliance transformations for financial services… more
- Truist (Charlotte, NC)
- … risk and regulatory expectations. Effectively manage overall operational and compliance risk related to Regulatory Reporting. Support the reporting ... such as data management, issues management, change management, internal controls, risk assessment and prioritization, training, reporting and escalation. 5.… more
- American Express (Charlotte, NC)
- …information technology, 3rd party, business continuity management. + Understanding of risk assessment methodologies, frameworks and industry standards. + ... Risk Management (TRM) team, within the Global Risk and Compliance organization and led by...resilience is strengthened across the enterprise. Reporting to the Director for Business Disruption & Operational Resilience Risk… more
- Truist (Charlotte, NC)
- …the business impact of specific identified issues, as well as assist the Data Risk Director with compiling the results of assigned enterprise data entity ... to time. 1. Assist with the establishment of data risk policies, standards, guidelines and best practices for the...6. Make informed recommendations for remediation to the Data Assessment Director , as appropriate. 7. Identify, compare… more
- City National Bank (Charlotte, NC)
- …problem-solving skills. * Strong understanding of internal auditing standards, COSO and risk assessment practices. * Strong understanding of internal control ... Governance. Additionally, this role is responsible for the overall assessment of the Bank's Risk Governance Framework...years of audit or related experience in banking operations, compliance , and/or risk management activities. * Minimum… more
- City National Bank (Charlotte, NC)
- …problem-solving skills. * Strong understanding of internal auditing standards, COSO and risk assessment practices. * Strong understanding of internal control ... equivalent * Minimum 4 years of audit or related experience in banking operations, compliance , and/or risk management activities. * Minimum 1 year of experience… more
- Lilly (Concord, NC)
- …exhilarating journey! **What You'll Be Doing:** As the **MQ Tech at Lilly Sr. Director ** at our new Site, you'll spearhead the IT landscape, reporting to both the ... We Value in You:** + Deep knowledge of regulatory compliance (cGMP). + Proven leadership prowess and team-building excellence...CAPA systems + Access Security + Building Monitoring + Risk Management + MES (Manufacturing Execution System) Member of… more
- Trane Technologies (Davidson, NC)
- …Insurance has responsibility for directing the Corporation's insurance programs from risk assessment through program implementation and monitoring of ... and procedures + Management of department's Sarbanes Oxley reporting requirements + Assisting Director Risk Management & Insurance in management of wholly owned… more
- Huntington National Bank (Charlotte, NC)
- …/ Advisory Job Description: The Compliance Group Manager assists the Enterprise Compliance Risk Director of Fair and Responsible Banking ( Director ... of the enterprise complaint management program, including completion of the complaint risk assessment , review of UDAAP/fair lending tagging, evaluation of… more
- City National Bank (Charlotte, NC)
- …highlighting consumer compliance risks and control weaknesses. * *Consumer Compliance Risk Management:* Understands and assesses risks related to consumer ... years of audit or related experience in banking operations, compliance , and/or risk management activities. * Minimum...* Strong understanding of internal auditing standards, COSO and risk assessment practices. * Strong understanding of… more
- American Express (Charlotte, NC)
- …teams throughout the enterprise and be a key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will you make an impact in this ... Risk Management execution, and coordinate systems and infrastructure requirements assessment processes for risk and control management purposes within the… more
