- Deluxe (Charlotte, NC)
- …Create bench strength for growth within Operation. + Customer Service : Respond to inquiries regarding customer issues/requests for information; participate ... and tours; ensure client SLAs are met/exceeded. + Financials: Understand site financial goals and actively monitor controllable expenses; track OT and supplies… more
- SMBC (Charlotte, NC)
- …and with a 400-year history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer finance. ... **Qualifications and Skills** + 8+ years of experience in Financial Services + 10-15 years of experience...stakeholder management skills + Experience in banking or the financial industry, preferably in regulatory reporting or… more
- Deloitte (Charlotte, NC)
- Financial Services Manager - Regulatory & Financial Risk Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate ... consortiums, or trade groups or committees The Team Our Regulatory & Financial Risk offering supports clients'...records of professional achievement, experience working in a relevant financial services industry sector, and a demonstrated… more
- TD Bank (Charlotte, NC)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... role. **Line of Business:** Audit **Job Description:** The Audit Manager is accountable for overseeing the planning and execution...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (Charlotte, NC)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring. This role will execute monitoring, conduct regulatory… more
- Truist (Charlotte, NC)
- …industry experience 3. Knowledge of regulatory reports produced within the Financial Services industry 4. Master's degree in related discipline 5. ... for specific risk programs. 5. Foster relationships between Senior Financial Management leaders, peers, the regulatory reporting...Financial Risk Manager (FRM)/Certified Financial … more
- TD Bank (Charlotte, NC)
- …required, preferably in Risk Management, Regulatory , or Audit in the financial services industry + Ability to manage routine initiatives with multiple ... **Line of Business:** Risk Management **Job Description:** Internal Audit Regulatory Management is the central point of contact for...banking experience or are just starting your career in financial services , we can help you realize… more
- TD Bank (Charlotte, NC)
- …role. **Line of Business:** Financial Crimes & Fraud Mgmt **Job Description:** The Regulatory Issue Manager is an individual contributor in the Financial ... or OSFI) + Experience with end-to-end issues management + Financial Crimes related regulatory experience preferred. Includes...banking experience or are just starting your career in financial services , we can help you realize… more
- TD Bank (Charlotte, NC)
- …you've got years of banking experience or are just starting your career in financial services , we can help you realize your potential. Through regular leadership ... **Line of Business:** Technology Solutions **Job Description:** The Senior Manager Information Security manages / leads a team of...+ Provides managerial oversight and support for all the Regulatory Assurance and Quality Control reviews of all US… more
- City National Bank (Charlotte, NC)
- …experience conducting internal audits within financial institutions. * CRCM-Certified Regulatory Compliance Manager (preferred) * CPA - Certified Public ... and identifying data analytic opportunities to test compliance with regulatory requirements. The Audit Manager will analyze...Bank of Canada, one of North America's leading diversified financial services companies. To learn more about… more
- Coinbase (Charlotte, NC)
- …degree in finance, economics, or law (preferred). * Minimum of 6+ years of financial services regulatory experience, ideally focused on CFTC, SEC and/or ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...in a fast-paced environment supporting a wide variety of regulatory advocacy and the development of new policy positions,… more
- City National Bank (Charlotte, NC)
- …a subsidiary of Royal Bank of Canada, one of North America's leading diversified financial services companies. To learn more about City National and our dynamic ... *SR AUDIT MANAGER - IT REGULATORY ISSUES MANAGEMENT* WHAT...evaluations of new applicants. * Keeps informed of new services , products and events that have a significant business… more
- Citigroup (Charlotte, NC)
- …these standards. **Qualifications:** + 10+ years of relevant experience, within the financial services industry highly preferred + Strong PM experience + ... The Finance Solutions Sr. Program Manager is accountable for management of complex/critical/large professional...Generally accountable for delivery of a full range of services to one or more businesses/ geographic regions. Excellent… more
- Capital One (Charlotte, NC)
- …compliance in the financial services industry + Certified Regulatory Compliance Manager (CRCM); Certified Internal Auditor (CIA) or Certified Public ... Senior Audit Manager , Corporate Compliance (Hybrid) Capital One's Audit function...+ 10+ years of experience in banking or the financial services industry + 2+ years of… more
- City National Bank (Charlotte, NC)
- * MANAGER FINANCIAL INTEL SERVICES SENIOR* WHAT IS THE OPPORTUNITY? Management and accountability of the Bank's Financial Crimes Compliance (FCC) ... a subsidiary of Royal Bank of Canada, one of North America's leading diversified financial services companies. To learn more about City National and our dynamic… more
- CRC Insurance Services, Inc. (Charlotte, NC)
- …or strategy. These may include: income/expense or cash flow forecasts; regulatory interpretations, variance analysis and explanations for financial statement ... and managers in the performance of a variety of more complex financial analysis and reporting activities. Provide leadership in the development, design,… more
- Bank of America (Charlotte, NC)
- …fraud, and other financial crime typologies beyond AML + Experience in financial services and/or a related government entity + Advanced degree or ... Global Financial Crimes Manager - Red Flags...the intake, assessment, and interpretation of red flags and regulatory guidance across the financial institution. This… more
- Truist (Charlotte, NC)
- …industry experience 3. Knowledge of regulatory reports produced within the Financial Services industry 4. Master's degree in related discipline 5. ... description:** Implementation, management and ongoing execution of the Truist regulatory reporting risk frameworks in alignment with second line...Financial Risk Manager (FRM)/Certified Financial … more
- Bank of America (Charlotte, NC)
- …Disclosure team and is responsible for position monitoring and preparation of non- financial regulatory disclosures under the relevant regulatory reporting ... to improve data quality of regulatory reports, and with Non Financial Regulatory Reporting Interpretation and Technology teams to review and maintain… more
- Bank of America (Charlotte, NC)
- …and processes. Job Description: This role is responsible for preparation of non- financial regulatory reporting (NFRR), including submitting, under the relevant ... with key stakeholders, including upstream process owners, data providers, and Non- Financial Regulatory Reporting Interpretation and Technology teams * Partner… more
