- City National Bank (Charlotte, NC)
- * MANAGER FINANCIAL CRIMES COMPLIANCE II* WHAT IS THE OPPORTUNITY? Responsible for monitoring, analyzing, and escalating matters of regulatory or legal ... developed and implemented within statutory timeframes utilizing sound and current compliance industry standards and practices. Responsible for the review and… more
- Bank of America (Charlotte, NC)
- …to complete compliance , policy, operational/fraud risk management requirements. The **Global Financial Crimes Manager - Red Flags Management** serves as ... Global Financial Crimes Manager -...Global Financial Crimes Manager - Red Flags Management...Bank Secrecy Act (BSA), Anti-Money Laundering (AML), and global financial crime compliance obligations. The expert provides… more
- Capital One (Charlotte, NC)
- Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance Capital One's Audit function is a dedicated group of professionals focused on ... One is seeking an energetic, self-motivated Principal Auditor interested in becoming part of our Financial Crimes Compliance (FCC) Audit team. As a member of… more
- Truist (Charlotte, NC)
- …for leading and managing staff, vision and strategic plan of respective Financial Crimes Investigations (FCI) area(s) under leadership, with an emphasis ... Project management and problem management processes experience 5. Certified Regulatory Compliance Manager (CRCM) or Certified Anti-Money Laundering Specialist… more
- City National Bank (Charlotte, NC)
- …with quality control, audit or compliance testing is preferred. * Support Financial Crimes Model Risk Management compliance , including model testing, ... * FINANCIAL CRIMES ANALYST SENIOR I* WHAT...BSA/OFAC specific role (such as those involving KYC, EDD, financial crime investigations, compliance ) at a … more
- City National Bank (Charlotte, NC)
- * FINANCIAL CRIMES ANALYST SENIOR I* WHAT IS THE OPPORTUNITY? Under the direction of the BSA Risk Manager , this colleague is responsible for carrying out ... control environment, under the guidance of the BSA Risk Manager . * Analyzes and escalates issues and concerns related...BSA/OFAC specific role (such as those involving KYC, EDD, financial crime investigations, compliance ) at a … more
- City National Bank (Charlotte, NC)
- …SERVICES SENIOR* WHAT IS THE OPPORTUNITY? Management and accountability of the Bank's Financial Crimes Compliance (FCC) department responsible for the bank's ... within the detection and prevention control environment. This Senior Manager will drive bank's transaction monitoring and OFAC enterprise...practices and advanced industry tools to detect and prevent financial crimes . * Support financial … more
- American Express (Charlotte, NC)
- … Compliance Testing team, General Counsel's Organization, Operational Risk, Control Management, Financial Crimes Compliance , and Privacy Office. + Review ... needs. **Minimum Qualifications:** + 5-7 years of experience in Compliance or related activities within the financial ...in Compliance or related activities within the financial services industry + Knowledge of banking laws, particularly… more
- Coinbase (Charlotte, NC)
- …making decision * Lead a "culture of compliance " * Subject matter expert in AML compliance * Partner with Financial Crimes and second line compliance ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for… more
- Coinbase (Charlotte, NC)
- …*Nice to haves:* * Experience building compliance systems * Exposure to financial crimes compliance systems (transaction monitoring systems, enhanced due ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...alignment. Attendance is expected and fully supported. The Coinbase Compliance Technology Team develops globally scalable systems to meet… more
- Bank of America (Charlotte, NC)
- …and acting as the liaison to Law Enforcement as required. TheGlobal Financial Crimes Compliance (GFCC) Investigator performsend-to-end investigations across ... + Trading & Transaction Patterns (inc. Transaction Monitoring) + Financial Crimes Compliance Risk Principles...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- Regions Bank (Charlotte, NC)
- …to a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Ability to ... the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first,...matter expert, engaging with internal partners in the business, Financial Crimes Unit / Fraud, Financial… more
- Wells Fargo (Charlotte, NC)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes ... **About this role:** Wells Fargo is seeking a Lead Financial Advisory Management Trainee in Wealth and Investment Management...Investment Management as part of the Wells Fargo Advisors' Manager Leadership Program (MLP). The MLP is intended to… more
- Wells Fargo (Davidson, NC)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes ... growth by building, maintaining, and hiring a robust cross channel pipeline of Financial Advisors. The Branch Complex Senior Manager will build trust and… more
- Bank of America (Charlotte, NC)
- …Platform that process these types of payments and/or experience in delivery of Financial Crimes Compliance projects **Skills:** + Attention to Detail ... Operations Project Manager - Global Payments Operations Charlotte, North Carolina;Richmond,...Driving decision making across Technology, Sanctions Operations, and Global Financial Crimes + Driving the end-to-end integration… more
- Huntington National Bank (Charlotte, NC)
- …to execute the model validation program, including the review and validation of financial crimes (Fraud, BSA/AML), marketing and AI/ML models + Establishes and ... Description The Model Validation Manager will lead/supervise the validation program of models...preferred that the candidate has exposure and familiar with financial crimes models and AI/ML + Experience… more
- Wells Fargo (Charlotte, NC)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes ... **About this role:** Wells Fargo is seeking a Branch Support Manager in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about the career… more
- Wells Fargo (Charlotte, NC)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes ... **About this role:** Wells Fargo is seeking a Brokerage Support Manager in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about the… more
- Wells Fargo (Charlotte, NC)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes ... it here.** At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed...**About this role:** Wells Fargo is seeking a **Control Manager Senior Manager ** to lead critical initiatives… more
- Wells Fargo (Charlotte, NC)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes , Operational, Regulatory Compliance ), which includes ... this role:** The Fixed Income Strategies Team is searching for a Lead Portfolio Manager - Municipal Fixed Income (Lead Wealth Investment Portfolio Manager ). The… more