- SMBC (Charlotte, NC)
- …FRB-NY approved Primary Dealer and member of the Financial Industry Regulatory Authority (FINRA) and the Municipal Securities Rulemaking Board (MSRB) trading ... securities and securities financing transactions (repurchase agreements, etc.). These entities provide coordinated services to our corporate and institutional clients as part of the SMBC Global Markets business unit. The Global Markets (GM) Client Lifecycle… more
- SMBC (Charlotte, NC)
- …Qualifications - Knowledge of banking industry and / or applicable laws and regulatory requirements related to IT Asset Management - Experience with Software Asset ... Management tools, preferably ServiceNow SAM PRO - Experience with ServiceNow platform (Service Request, Contract and SAM functions) - FinOps Certification - Exposure to leveraging AI capabilities within the Software Asset Management framework **Additional… more
- SMBC (Charlotte, NC)
- …quarterly, and ad-hoc risk reports for senior leadership, governance committees, and regulatory bodies. + Support data quality initiatives and ensure consistency and ... of project management templates, playbooks, and best practices. + Assist in regulatory and audit responses related to operational risk topics. **Role Objectives:… more
- SMBC (Charlotte, NC)
- …We are seeking a highly motivated and detail-oriented **Supplier Management Analyst ** to support the development and oversight of critical and high-risk ... termination-while ensuring performance, compliance, and alignment with business objectives. The analyst will also contribute to the delivery of best practices in… more
- ManpowerGroup (Charlotte, NC)
- Our client, a leader in the utilities and regulatory industry, is seeking a Regulatory Analyst to join their team. As a Regulatory Analyst , you will ... landscape, which will align successfully in the organization. **Job Title:** Regulatory Analyst **Location:** Remote **Pay Range:** $65.00/ hour - $70.00/hour… more
- Motion Recruitment Partners (Charlotte, NC)
- Regulatory Reporting Analyst Charlotte, North Carolina **Hybrid** Contract $61.06/hr - $68.8/hr Outstanding long-term contract opportunity! A well-known ... Financial Services Company is looking for a Regulatory Reporting Analyst in Charlotte, NC (Hybrid). Work Location: Charlotte - hybrid schedule (2-3 days… more
- Truist (Charlotte, NC)
- …O-1, or future sponsorship for US lawful permanent residence status.)** Research regulatory requirements (FFIEC 031, FR Y-9C, FR Y-14M/Q/A, FR 2052a) and develop ... analyzes results, and documents findings in an audit-ready manner. The analyst collaborates with stakeholders to review results and communicate issues, support… more
- Insight Global (Charlotte, NC)
- …investment banking industry, specifically data analytics experience. JIRA or SQL experience. Regulatory reporting exposure. Testing experience (system processes, ... Breaks down the product to something you can transform into data for reporting purposes. Ability to drive, execute, and facilitate meetings. We are a company committed to creating inclusive environments where people can bring their full, authentic selves to… more
- Deloitte (Charlotte, NC)
- AML Consultant-Project Delivery Senior Analyst - Regulatory , Risk & Forensic Operate Are you an experienced, passionate pioneer in technology who wants to work in ... a collaborative environment? As an experienced AML Project Delivery Senior Analyst you will have the ability to share new ideas and collaborate on projects as a… more
- Truist (Charlotte, NC)
- …implementation and monitoring of governance programs related to Truist's regulatory reporting function. Such programs include effectiveness testing, risk monitoring, ... training, and remediation activities. Help identify risk exposure within the regulatory reporting framework. Support the training of regulatory reporting… more
- Bank of America (Charlotte, NC)
- …systems, products, services, and processes. This role will serve as a Regulatory Reporting Analyst responsible for driving key reporting activities and ... Regulatory Reporting Operations Professional Chandler, Arizona;New York, New York; Jersey City, New Jersey; Charlotte, North Carolina **To proceed with your… more
- Akumin (Concord, NC)
- …initiates refund requests in compliance with payer contracts, internal policies, and regulatory standards. The Refund Analyst works closely with billing, ... The **Refund** ** Analyst ** is responsible for researching and processing patient and payer refunds related to fixed radiology services. This role ensures accurate… more
- ManpowerGroup (Charlotte, NC)
- …client, a leading financial services organization specializing in risk management and regulatory compliance, is seeking a Senior Business Analyst for ... Risk to join their team. As a Senior Business Analyst , you will be part of the Risk Technology...development and testing of technology solutions, ensuring alignment with regulatory standards like SR 11-10. + Conduct root cause… more
- Deloitte (Charlotte, NC)
- AML Project Delivery Senior Analyst -Project Delivery Senior Analyst - Regulatory , Risk & Forensic Operate Are you an experienced, passionate pioneer in ... to work in a collaborative environment? As an experienced AML Project Delivery Senior Analyst you will have the ability to share new ideas and collaborate on… more
- TD Bank (Charlotte, NC)
- …to assess the effectiveness of operational procedures and controls related to regulatory compliance within business units of TD Bank and its affiliates. Testing ... are designed and executed to specifically test and assess controls and regulatory outcomes in relation to compliance with applicable laws, rules, and regulations… more
- TD Bank (Charlotte, NC)
- …Finance **Job Description:** **Job Summary:** The Senior Treasury Capital Analyst maintains, enhances, and develops reporting processes, control frameworks, and/or ... checks regarding capital reporting and all relevant investor and/or regulatory requests and provides a range of analytical support...to ongoing projects and supports others as a Senior Analyst . **Depth & Scope:** + Produces accurate and timely… more
- Huntington National Bank (Charlotte, NC)
- Description Resolution and Recovery Analyst Sr Summary: Huntington's Corporate Risk Team is seeking a Resolution & Recovery Planning Risk Analyst Sr to join the ... documenting, implementation, and sustainability of business practices associated with regulatory notices of proposed rules and final rule publications that… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Business Aligned Finance Analyst for Middle Market Banking. **In this role, you will:** + Assist one or more Lead ... Finance Analyst and or Senior Analyst in providing...all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to… more
- Regions Bank (Charlotte, NC)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... the system. **Job Description:** At Regions, the Credit Products Analyst works as part of the credit and underwriting...team in support of various client coverage groups. The Analyst serves as the primary analytical support for the… more
- City National Bank (Charlotte, NC)
- *IT RISK & CONTROL SENIOR ANALYST * WHAT IS THE OPPORTUNITY? The IT Risk Senior Analyst is a subject-area specialist with specialized training, methods and ... for cyber risk mitigation in a complex technical environment. ITRM Security Senior Analyst will conduct fit for purpose review and challenges of internal IT controls… more
