- SMBC (Charlotte, NC)
- …FRB-NY approved Primary Dealer and member of the Financial Industry Regulatory Authority (FINRA) and the Municipal Securities Rulemaking Board (MSRB) trading ... agreement terms entry and verification, upload of agreements to SharePoint, reporting , and related administrative activities. The role will involve addressing audit… more
- SMBC (Charlotte, NC)
- …in alignment with organizational goals. **Role Objectives** **License Compliance & Reporting ** o Establish Effective License Position (ELP) by comparing entitlements ... Deep understanding of ServiceNow SAM Pro, including configuration and reporting . - Excellent analytical, problem-solving, and communication skills. - Self-motivated… more
- SMBC (Charlotte, NC)
- …offers a competitive portfolio of benefits to its employees. **Role Description** Reporting to the Operational Risk Officer, Director of Operational Risk, the ... (NFRMG) - Non-Financial Risk (NFR) Governance team with project management and reporting activities. **Role Objectives: Operational Risk Reporting & Analytics**… more
- SMBC (Charlotte, NC)
- …We are seeking a highly motivated and detail-oriented **Supplier Management Analyst ** to support the development and oversight of critical and high-risk ... termination-while ensuring performance, compliance, and alignment with business objectives. The analyst will also contribute to the delivery of best practices in… more
- Motion Recruitment Partners (Charlotte, NC)
- Regulatory Reporting Analyst Charlotte, North Carolina **Hybrid** Contract $61.06/hr - $68.8/hr Outstanding long-term contract opportunity! A well-known ... Financial Services Company is looking for a Regulatory Reporting Analyst in Charlotte, NC (Hybrid). Work Location: Charlotte - hybrid schedule (2-3 days… more
- Insight Global (Charlotte, NC)
- …banking industry, specifically data analytics experience. JIRA or SQL experience. Regulatory reporting exposure. Testing experience (system processes, etc.). ... Breaks down the product to something you can transform into data for reporting purposes. Ability to drive, execute, and facilitate meetings. We are a company… more
- Truist (Charlotte, NC)
- …the implementation and monitoring of governance programs related to Truist's regulatory reporting function. Such programs include effectiveness testing, risk ... training, and remediation activities. Help identify risk exposure within the regulatory reporting framework. Support the training of regulatory reporting… more
- Bank of America (Charlotte, NC)
- …new initiatives, systems, products, services, and processes. This role will serve as a Regulatory Reporting Analyst responsible for driving key reporting ... Regulatory Reporting Operations Professional Chandler, Arizona;New York, New York; Jersey City, New Jersey; Charlotte, North Carolina **To proceed with your… more
- ManpowerGroup (Charlotte, NC)
- Our client, a leader in the utilities and regulatory industry, is seeking a Regulatory Analyst to join their team. As a Regulatory Analyst , you will ... landscape, which will align successfully in the organization. **Job Title:** Regulatory Analyst **Location:** Remote **Pay Range:** $65.00/ hour - $70.00/hour… more
- USAA (Charlotte, NC)
- …us special and impactful. **The Opportunity** Our **Financial Reporting Analyst ** prepares and delivers financial statements, regulatory reports, and the ... end-to-end delivery and preparation of moderately complex to complex financial and regulatory reporting requirements to include Bank Holding Company reporting… more
- Truist (Charlotte, NC)
- …in a collaborative environment **Preferred Qualifications:** * Strong knowledge of regulatory reporting requirements, (FFIEC 031, FR Y-9C, FR Y-14M/Q/A, ... skills with the ability to clearly present findings to stakeholders. **Core Competencies** * Regulatory Reporting (FFIEC 031, FR Y-9C, FR Y-14, FR 2052a) *… more
- USAA (Charlotte, NC)
- …what truly makes us special and impactful. **The Opportunity** As a dedicated **Financial Regulatory Reporting Senior** , you will serve as a key contributor in ... and control testing. As a member of the Holding Company & Subsidiary Regulatory Reporting team within the Chief Accounting Office (CAO), you will support the… more
- Bank of America (Charlotte, NC)
- Regulatory Reporting Controller II-CFO Charlotte, North Carolina **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a ... Join us! **Job Description:** This job is responsible for the preparation of regulatory reporting returns for locally regulated legal entities including broker… more
- TD Bank (Charlotte, NC)
- …management reports and/or forecasts + Drives continuous improvements to the regulatory reporting and forecasting processes, focusing on timeliness, accuracy, ... efficiency and automation + Drives continuous improvements to the regulatory reporting and forecasting processes, focusing on timeliness, accuracy, efficiency… more
- Truist (Charlotte, NC)
- …following job description:** Implementation, management and ongoing execution of the Truist regulatory reporting risk frameworks in alignment with second line of ... for aggregated oversight and governance for all risk types inherent in the regulatory reporting function. Following is a summary of the essential functions… more
- Truist (Charlotte, NC)
- …following job description:** Implementation, management and ongoing execution of the Truist regulatory reporting risk frameworks in alignment with second line of ... for aggregated oversight and governance for all risk types inherent in the regulatory reporting function. Following is a summary of the essential functions… more
- Wells Fargo (Charlotte, NC)
- …will have enterprise-wide exposure to key stakeholders within the external financial/risk/ regulatory reporting infrastructure. The Enterprise COSO testing team ... of IT General Controls (ITGCs) covering applications that support financial, risk, and regulatory reporting . + Assessing compliance with Well Fargo & Company's… more
- USAA (Charlotte, NC)
- …that ensure USAA's ongoing financial strength. Communicates liquidity analysis and reporting to governance committees, senior management, regulatory bodies and ... working with Regulatory Bodies (OCC, FRB, TDI) + Chartered Financial Analyst (CFA) Designation + Master's degree in business, Finance, Mathematics, or other… more
- TD Bank (Charlotte, NC)
- …health reporting requirements + Analyzes emerging trends pertaining to regulatory changes, reporting or other departmental functions and provides ... Business:** Financial Crime Risk Management **Job Description:** The Financial Crime Risk Analyst II role provides a range of analytical, research and assessment… more
- City National Bank (Charlotte, NC)
- *IT RISK & CONTROL SENIOR ANALYST * WHAT IS THE OPPORTUNITY? The IT Risk Senior Analyst is a subject-area specialist with specialized training, methods and ... for cyber risk mitigation in a complex technical environment. ITRM Security Senior Analyst will conduct fit for purpose review and challenges of internal IT controls… more
