- SMBC (Charlotte, NC)
- …to monitor and perform governance reporting on Operational Risk Programs like Risk Appetite, Risk and Control Self-Assessments (RCSA), Key Risk ... control testing, etc. + Assist in preparing monthly, quarterly, and ad-hoc risk reports for senior leadership, governance committees, and regulatory bodies. +… more
- SMBC (Charlotte, NC)
- …SEC and FINRA WORM compliance, FRB/OCC/FDIC Disaster Recovery testing). - Prepare and present risk and control dashboards to senior management and governance ... the Information Technology functional areas with expert guidance on processes and control design, ensures effective assessment of technology risk across the… more
- SMBC (Charlotte, NC)
- …value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It ... batch processing methods, and ensuring the platform aligns with the bank's risk management, legal, and regulatory requirements for fraud detection and prevention.… more
- SMBC (Charlotte, NC)
- …value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It ... that enable data driven decision-making, improve productivity, and efficiently manage risk . The successful candidate will have previously implemented and managed… more
- TEKsystems (Charlotte, NC)
- Description The Commercial Risk and Control Manager will play a critical role in driving the successful execution of a detailed analysis of Controls for our ... client's Commercial Banking environment. The Commercial Risk and Control Manager will partner with the First Line of Defense (Business Control … more
- GuideOne Insurance (Charlotte, NC)
- …+ Takes initiative and seeks out new business opportunities. + Communicates with Loss Control and Risk Management for inspections. + Assist in training and ... As the Sr . Underwriter, Religious Organizations - Group Affiliated Programs,...fully review both new and/or renewal program business, assess risk of coverage, prepare quotes and respond to coverage… more
- First Horizon Bank (Charlotte, NC)
- … management; + provide critical assurance and advisory services on the governance, risk management, and control frameworks surrounding Treasury and Financial ... completing audit engagement assignments with minimal supervision. The Audit Sr . Advisor is expected to: + understand and identify...Federal Reserve, OCC, and FDIC. Proven ability to assess risk and control environments within a complex… more
- Xylem (Charlotte, NC)
- …and sustainable solutions. We are in search of a seasoned and strategic Senior Director of Procurement to oversee the procurement operations for Measurement and ... line and supplier simplification on a global scale within our Measurement and Control Solutions segment. Success in this position will depend heavily on team… more
- Honeywell (Charlotte, NC)
- As a Senior IT Engineer within the DCN Patch Management team, you will take ownership of managing the day to day tasks related to security Honeywell's environment by ... + Device Management: Implement and manage Tanium/Intune for device management in a Commercial and/or GCCH environment, ensuring the security and compliance of our IT… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Commercial Loan Servicing Specialist in Commercial Banking Operations / Wholesale Lending Operations as ... part of Commercial Banking. **In this role, you will:** + Lead...as primary liaison and work collaboratively with Sales, Legal, Control and Risk , Technology, and various Operations… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Senior Commercial Loan Servicing Specialist** in **Agency Services** as a part of the **CIB Lending Operations ... customers + Serve as primary liaison and work collaboratively with Sales, Legal, Control and Risk , Technology, and various Operations and company teams as… more
- Lilly (Concord, NC)
- …are determined to make life better for people around the world. **Responsibilities** The Senior Director, Global Process Owner for Quality Risk Management, as a ... agency standards, industry trends and scientific principles. **Key Objectives/Deliverables** The Senior Director, Global Process Owner for Quality Risk … more
- Guidehouse (Charlotte, NC)
- …mentor consultants and ensure quality deliverables. In addition, you will: + Support Risk and Control Self-Assessments (RCSA) for the Finance team, focusing on ... **Clearance Required** **:** None **What You Will Do** **:** As a Project Senior Consultant with Guidehouse, you will leverage your subject matter expertise as an… more
- American Express (Charlotte, NC)
- …Management execution, and coordinate systems and infrastructure requirements assessment processes for risk and control management purposes within the 1LoD. This ... + Coordinate systems and infrastructure requirements assessment processes for 1LoD risk / control purposes, ensuring alignment with the strategic direction. +… more
- TD Bank (Charlotte, NC)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- TD Bank (Charlotte, NC)
- …and Reporting Team is responsible for supporting change management initiatives, conducting Process Risk Control Assessment testing, Risk Appetite and Risk ... mapping and risk assessments under the Process Risk & Control Self-Assessment Framework. Ensure quality...context and advice; influences and gains alignment across increasingly senior stakeholders + Works autonomously as the lead and… more
- SMBC (Charlotte, NC)
- …motivated Business Analyst for Counterparty Credit Risk Technology to join our Risk Technology Group. The senior Business Analyst will play a pivotal role ... is desirable. **Qualifications and Skills** + In-depth experience with Counterparty Credit Risk including regulations like SR 11-10 (Counterparty Credit Risk… more
- USAA (Charlotte, NC)
- …in a **large financial institution ($100B+), including 5+ years post-Dodd Frank, in a senior risk function** role (eg, retail banking risk , market and ... knowledge of ** risk frameworks (governance, appetite, process, risk and control analysis, control ...commercial banking, etc. + Leading or auditing a risk or audit program team, especially with an issues… more
- Citigroup (Charlotte, NC)
- …& Resolution Planning. All enterprise decisions material generating a return, affecting risk appetite and risk levels, maintaining Capital levels are within ... (eg, Target CET1 ratios) including calibration of components such as Stress Loss Risk Appetite and Management Buffers * Forecasting of Risk Weighted Assets… more
- First Horizon Bank (Charlotte, NC)
- …line of defense risk management organization including new product governance, Risk and Control Self-Assessment (RCSA), key risk indicators (KRIs), ... monitoring and testing, identify gaps and drive remediation of control deficiencies. * Escalate issues and gaps to line...assessment and remediation of findings, and provide updates to senior management. * Develop risk reporting that… more
