- SMBC (New York, NY)
- …findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with relevant ... the Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. **Responsibilities:** +… more
- US Customs and Border Protection (Hicksville, NY)
- …now is the time to make your move. As a Customs and Border Protection Officer (CBPO), you will be part of our 60,000+ workforce that strives to protect the ... makes you a valuable member of the Federal Law Enforcement Officer (LEO) profession. Typical assignments include: Enforcing customs, immigration, and agriculture… more
- Yale New Haven Health (Norwalk, CT)
- …including off-shifts, weekends, and holidays. A call CRNA possesses excellent clinical skills, a commitment to patient safety, and the ability to work effectively in ... a fast-paced environment. A call CRNA is eligible for the call compensation program in recognition of the position and commitment to the core team. Schedule Requirements: Availability to work off-shifts, weekends, and holidays as part of the restricted… more
- The LiRo Group (Queens County, NY)
- …Examiners in reviewing documents for city building codes and for guaranteeing compliance Research existing building status from city records at various agencies ... years of full time expereince performing construction document review, zoning compliance , filing and facilitating permit approval and researching xrbllit property… more
- The LiRo Group (Queens County, NY)
- …Examiners in reviewing documents for city building codes and for guaranteeing compliance Research existing building status from city records at various agencies ... years of full time expereince performing construction document review, zoning compliance , filing and facilitating permit approval and researching property status… more
- Formation Bio (New York, NY)
- …the growing drug development capabilities. This position reports to the Chief Development Officer . As the VP of Quality Assurance, you will establish and manage the ... organization to ensure our organization's compliance with the highest standards, including Good Manufacturing Practices (GMP), Good Laboratory Practices (GLP), Good… more
- Unknown (New York, NY)
- …a growing fashion company with international presence, is seeking a Chief Operating Officer to lead and oversee global operations. The COO will be responsible for ... will establish Quality policies, integrate Sustainability initiatives, ensure regulatory compliance , and support strategic growth and international expansion. The… more
- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** SMBC is seeking a Credit Officer to cover Commercial Real Estate. + Review and challenge of credit applications ... Credit Department. + Provide feedback and guidance, as necessary, to ensure compliance with internal policies and procedures standards. + Monitor and supervise… more
- Neuberger Berman (New York, NY)
- **Position Overview:** The Private Wealth Business Enablement Officer will play a key role in the Private Wealth business' technology budget, prioritization, ... acts as the connective tissue across Private Wealth, Technology, Operations, Compliance , Finance, and client-facing teams to source and validate requirements, size… more
- The LiRo Group (Long Island City, NY)
- …Scroll down and click on Apply to be considered for this position. Project Officer II / III US-NY-Long Island City Job ID: 2023-2793 Type: Regular Full-Time # ... Overview We have an immediate need for a Project Officer II & III for our NYC locations. Come...Ensure the quality and high standards of performance and compliance in both design and construction by all consultants,… more
- SMBC (New York, NY)
- …to its employees. **Role Description** This position supports the Chief Credit Risk Officer as well as Co-Head(s) of CDAD as a business management and coordination ... trackers, and organizational diagnostics to support strategic initiatives. + Monitor compliance with policies and procedures related to problematic assets, including… more
- HUB International (New York, NY)
- …SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior leadership position, ... and enhancing the SEC compliance infrastructure. **Job Summary:** The **Chief Compliance Officer ** **for Retirement and Private Wealth** will be responsible… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance ... US and global businesses, working with regional teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance … more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer -CIB **Reports to:** Director, Financial Crime Risk Oversight, ... on financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the firm's FCRM program and plays a key… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER -CREDIT CARDS* WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, ... training for new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in ... to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US ... global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance … more
- ManpowerGroup (New York, NY)
- **Jefferson Wells has a long-term contract opportunity for a Fractional Compliance Officer ** **Position Type:** Part-Time / Contract **Location:** NYC **Reports ... Administration **Rate** W2 65- 75 hr **Position Summary:** The Fractional Compliance Officer serves as a strategic advisor and operational leader responsible for… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR-MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and ... maintaining assigned areas of the compliance program covering US Mortgage Banking including monitoring business area compliance with applicable laws and… more
- Banco Popular Puerto Rico (New York, NY)
- …5, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II - Regulatory US B Regulatory Compliance We are ... looking for a Senior Compliance Officer to join our Compliance Team. The role may be based in New York, NY or Miami Lakes, FL. The right candidate will… more
