- SMBC (New York, NY)
- …support across the Advisory Function with respect to broker-dealer-applicable regulatory engagements, support function coordination, governance and reporting . ... Change Management + Compliance Alerts and other Communications Governance and Reporting : The Regulatory Governance Team is responsible for producing management… more
- SMBC (New York, NY)
- …not limited to: + Serving as Head Office liaison and coordinating Head Office reporting . + Managing Regulatory Relations policies, standards and procedures . + ... a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Relations and Public Policy Group ("RRPP") is dedicated to managing… more
- SMBC (New York, NY)
- …will transform and drive transparency in SMBC Americas Division's senior management and regulatory reporting on forecasts and actuals. The VP will work with ... driving execution of semi-annual strategic planning and monthly management reporting , quarterly Board and regulatory reporting and ad hoc reporting … more
- Neuberger Berman (New York, NY)
- …managed accounts (SMAs). + Extensive experience with trade management workflows, regulatory reporting , incident oversight, and operational KPIs/SLAs; ability to ... resolve front-to-back issues impacting execution, risk, performance attribution and reporting . The role centralizes Aladdin problem-solving, builds operating playbooks,… more
- Neuberger Berman (New York, NY)
- …applications, updating licenses, overseeing terminations, state registrations, and related regulatory reporting . **Key Responsibilities:** + Review and complete ... day-to-day processing of registration information to ensure compliance with US regulatory requirements. This role involves supporting new hires and current employees… more
- Formation Bio (New York, NY)
- …evaluation to pre-close. Coordinate cross-functional workstreams (Clinical, CMC, Regulatory , Nonclinical, QA, Commercial, Finance, Legal/IP). Maintain trackers, RAID ... frameworks for diligence and integration. Enhance Smartsheet-based dashboards, workflows, and reporting tools for portfolio governance. Identify and implement AI and… more
- Legend Biotech USA, Inc. (New York, NY)
- …and conductPerforms all administrative functions required for the position, including reporting call activity and customer information into the appropriate call ... reporting system in a timely manner, submitting expenses, etcReports...with Corporate, PhRMA, and OIG guidelinesStrict compliance with all regulatory agencies, state, and federal law is requiredAdheres to… more
- SMBC (Jersey City, NJ)
- …and Regulatory Policy team, collaborating closely with key stakeholders including Regulatory Reporting , Treasury, Business Units, and the Head Office in ... **Role Description** The Regulatory Policy Director will mainly support regulatory reporting stakeholders by providing regulatory reporting advice,… more
- SMBC (Jersey City, NJ)
- …a self -motivated and diligent professional for a full-time position in the Regulatory Reporting - Capital Analytics Department. This position is responsible for ... the Bank Holding Company. + Support analysis of Basel RWA Reporting based on US Regulatory requirements. + Assist in requirements gathering, test case reviews,… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Relations and Public Policy Group ("RRPP") is dedicated to managing ... supervisory engagements and advising on governmental and regulatory strategy in support of SMBC's enterprise goals and...and timely data and documentation to support updates and reporting to senior management and key stakeholders. + Contribute… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Relations and Public Policy Group ("RRPP") is dedicated to managing ... supervisory engagements and advising on governmental and regulatory strategy in support of SMBC's enterprise goals and business strategies. The Regulatory … more
- Neuberger Berman (New York, NY)
- …relationships from contracting to implementation. + Lead crucial administrative and regulatory tasks including Cerulli reporting , ADV mailings and proxy ... manner. + Ability to synthesize data from multiple systems and provide actionable reporting . + Strategic thinker with a hands-on approach; able to align siloed… more
- SMBC (Jersey City, NJ)
- …**Role Description** Support accounting operations and internal / external financial and regulatory reporting requirements in a dynamic environment within SMBC ... reports as needed **Qualifications and Skills** + Knowledge of financial and regulatory reporting , consolidation balance sheets and general accounting practices… more
- SMBC (Jersey City, NJ)
- …its employees. **Role Description** This position is a subject matter expert in the Regulatory Reporting Automation for BHC, Branch, Liquidity or Broker Dealer ... and monitoring and evaluating work. This position works closely with Director of Regulatory Reporting Change Management Department to ensure proper review of all… more
- NatWest Markets (Stamford, CT)
- …and regions. Delivering high quality and consistent financial, statutory, regulatory and management reporting outputs.You'llcomply withrelevant policies and ... Associate,you'llbe responsible foroverseeing the daily P&L and monthly balance sheet reporting within NatWest Marketsoperatingin the United States. This will help… more
- United Nations Federal Credit Union (New York, NY)
- …manage, and optimize data pipelines, providing the foundation for accurate reporting Develop high-impact visual presentations that connect data trends to business ... Pricing Committee, ALCO, Board of Directors, and other various regulatory agencies Prepare presentations (including organizing and coordinating content),… more
- SMBC (Jersey City, NJ)
- …years on data analytics, data quality, and compliance of finance or financial regulatory reporting . + Exceptional written and verbal communication skills + ... solutions. + Lead gap assessments against data policies and standards and reporting (management or regulatory ) requirements to identify gaps and determine… more
- SMBC (Jersey City, NJ)
- …and documentation. + Build and optimize ETL pipelines and data warehouses for regulatory reporting and business intelligence. + Develop automation tools to ... BI. + Familiarity with legacy systems and modernization strategies. + Knowledge of regulatory reporting and banking operations. + Prior experience in mentoring… more
- SMBC (New York, NY)
- …drive efforts related to Liquidity Strategy across the Combined US Operations (CUSO). Reporting to the head of Liquidity Strategy, the candidate will be expected to ... underlying analyses and meeting materials for senior management committees and regulatory communications on spot and forward-looking strategies + Develop strong… more
- FleishmanHillard (New York, NY)
- …relationship management, measurement and analysis. Use of various influencer vetting and reporting tools required. + Strong Passion for Working with Clients within ... to ultimately produce high-performing content. + Strong understanding of industry regulatory and promotional rules. Must understand the disclosure guidelines as set… more
