- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and resolve complex issues. **Essential Duties and Responsibilities** * Conducts risk-based compliance testing on at least two investment advisers. * Leads ... including communication of findings and interaction with the Investment Advisory Chief Compliance Officer and senior management. Maintains extensive contact with… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Lead and support audit activities such as: risk assessments, audit testing , control evaluation, work paper documentation, follow-up and issue closure verification. ... of various business groups. + Perform data collection and analysis in compliance with audit program requirements to identify, analyze and recommend changes to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …sufficient to understand the reasons for tasks being performed. + Serves as a senior information risk and control advisor , participating in IT processes and ... + Identifies, implements, and maintains processes and tools to support assurance, compliance , and remediation tracking activities (eg, testing , maintenance of… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Office location. **Job Summary:** We are seeking a highly analytical and detail-oriented Senior Product Manager who will focus on delivering a new suite of strategic ... Management, Divisional Directors, financial advisors, operations, and legal and compliance to research, analyze and resolve business problems/opportunities. +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Description** **Overview:** The ** Senior Portfolio Manager - 2nd Line of Defense** plays a pivotal role in strengthening the organization's risk management ... role is responsible for independently assessing portfolio risks, ensuring regulatory compliance , and providing strategic insights to support sound credit and… more