- Raymond James Financial, Inc. (St. Petersburg, FL)
- …formal governance routines, issues and exam management, and ongoing reporting. As a senior advisor , you will support the Supervision Business Unit Risk Manager ... municipalities through its subsidiary companies. These subsidiaries are primarily involved in investment and financial planning, as well as capital markets and asset… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …expertise in functional area. This position will have extensive contact with senior management across the firm. **Essential Duties and Responsibilities:** * Set ... to action. **Qualifications** **Knowledge, Skills, and Abilities:** **Knowledge of:** * Investment concepts, practices and procedures used in the securities industry… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of Excel is required. (Lookups, Pivot Tables, Formulas, Macros, etc.) + Investment concepts, practices and procedures used in the securities industry. + Principles ... of securities industry operations. + Financial markets and products. **Skill in:** + Data analysis + Fluent in Microsoft Office applications- Excel (Lookups, Pivot Tables, Formulas, Macros, etc.) + Planning and scheduling work to meet organizational and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …upon milestones for effectives in achieving specified results. Extensive contact with senior leaders across the firm including Private Client Group and Technology is ... Balances conflicting resource and priority demands. + Maintains regular contact with senior management and other internal customers to identify research and resolve… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …state, and other regulatory agency rules and regulations regarding financial advisor registration. + Operates standard office equipment and uses required software ... Abilities:** **Knowledge of:** + Concepts, principles, and practices of financial advisor registration. + Rules and regulations of the Financial Industry Regulatory… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and campaign development aligns with strategic PCB objectives. * Oversees advisor education strategy including national/regional conferences, senior level ... and campaign development aligns with strategic PCB objectives. * Oversees advisor education strategy including national/regional conferences, senior level … more
- Bank of America (Sarasota, FL)
- …Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth ... planning for retirement, education, legacy, and other life goals through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … advisor support, analysis around products, and/or under more senior direction assisting in setting strategy around product pricing strategy, suitability ... mutual fund platform at Raymond James. This position will work within the Investment Solutions group within Global Wealth Solutions and will provide support to the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …departments and leadership across the firm, including Regional Management, PCG Education, Senior and At-Risk Clients, RJ Trust, and RJ Insurance Group. * Support ... of 30 FAs from around the firm, hosting bi-monthly meetings, assessing advisor feedback and implementing when appropriate. * Maintain strong, working relationships… more
- Morgan Stanley (Bradenton, FL)
- …and maintain and manage long term client relationships . Help manage client investment needs consistent with Firm policies and industry requirements . Keep current ... 5 or more years of experience as a Financial Advisor (with satisfactory production and compliance record) or comparable...Strong attention to detail . Ability to interact with senior management team, Financial Advisors, support staff, clients and… more