- TD Bank (Portland, ME)
- …a compliance and governance perspective.** **In this Position:** ** Compliance Risk and Reporting Manager will provide leadership and oversight of ... availability and individual circumstances.** **Job Summary:** The Compliance Risk and Reporting Manager leads the development and implementation (or lead… more
- TD Bank (Portland, ME)
- …The Operational Risk Manager I provides a broad range of risk analysis, reporting and/or support to business partners and acts as a specialist/expert ... within assigned or own area of specialization. This includes responsibility as program manager for one or more enterprise risk management initiatives. Programs… more
- TD Bank (Portland, ME)
- …Crime Risk Management **Job Description:** **Department Introduction:** The Group Manager , Financial Crime Risk Investigations manages/leads a team of ... and assists staff with complex questions and issues as necessary. The Group Manager , Financial Crime Risk Investigations manages/leads a team of specialized… more
- TD Bank (Portland, ME)
- …this role. **Line of Business:** Governance & Control **Job Description:** The Senior Manager , Governance & Control oversees and leads a highly complex and diverse ... governance and control function for an area of significant risk , complexity or scope usually involving medium to long-term planning, ensuring an integrated approach… more
- TD Bank (Portland, ME)
- …to mitigate risk . US COC oversees a corporate oversight compliance risk management program. The Compliance Manager will have experience in ... a mission to build a more resilient and scalable compliance risk management function. As part of...to their Compliance Management System programs. The Compliance Manager will lead important projects and… more
- TD Bank (Portland, ME)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... that will cascade throughout the organization. The Senior Compliance Business Manager will serve as a...approval) of all functions and accountabilities related to management reporting and analysis + Manages high risk … more
- TD Bank (Portland, ME)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... Quality Assurance (US) team is responsible for providing independent quality assurance of compliance risk through the execution of reviews. These reviews assess… more
- TD Bank (Portland, ME)
- …plans to mitigate and manage these risks + Establishes and provides on-going analysis and reporting on operational risk and/or other major risk categories as ... more specific details for this role. **Line of Business:** Risk Management **Job Description:** Ultimately, this is a very...be a point of contact for guidance in the monitoring/ reporting of compliance , management, and strategic initiatives… more
- TD Bank (Portland, ME)
- …functional partners including compliance stakeholders , Line of Business and risk partners + Communicate project updates and reporting results effectively to ... US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role… more
- TD Bank (Portland, ME)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... may vary depending on availability and individual circumstances._ **Job Summary:** The Compliance Governance & Operations Manager leads the development and… more
- TD Bank (Portland, ME)
- …plans to mitigate and manage these risks + Establishes and provides on-going analysis and reporting on operational risk and/or other major risk categories as ... etc.) + May be a point of contact for guidance in the monitoring/ reporting of compliance , management, and strategic initiatives + Provides broad/deep commentary… more
- Indeed (Portland, ME)
- …resilience, and business performance. **Responsibilities** + Drive the design, execution, and reporting of risk -based internal audit plans focused on operational ... analytics to enhance efficiency and insights. + Plan and execute audits-including risk assessments, testing, documentation, and reporting -in alignment with audit… more
- M&T Bank (South Portland, ME)
- …Proactively bundle products and services as appropriate. + Adheres to applicable compliance /operational risk controls in accordance with Company or regulatory ... maintained, to include consumer and business banking guidelines. Ensures compliance with operational, security and control policies/procedures, preventing fraud and… more
- KeyBank (Portland, ME)
- …policies and procedures, including but not limited to, Reg 9 reviews and other compliance reporting functions. + Maintain deep expertise in financial markets and ... concerns around cash flow, asset growth, liquidity, income, and risk . Advises clients and internal coverage team of any...advice to clients on matters such as asset allocation, manager selection, and knowledge of markets including real estate,… more
- TD Bank (Portland, ME)
- …growth organization. + Ensure processes, policies and procedures are designed in compliance with TD Risk Appetite. + Successfully complete all required ... job specific, compliance -related training. Understand, utilize and follow Compliance / Risk and control programs. Consult with all risk functions in the… more
- TD Bank (Portland, ME)
- …alignment with Data Policy, Standards and Strategy. The role also provides reporting , analysis, and assessments to support data governance within their business area ... expertise with respect to data governance and data asset risk management for a given business line and working...in using analytical software tools, data analysis methods and reporting techniques + Skill in mentoring/coaching others + Skill… more
- TD Bank (Portland, ME)
- … reporting in response to new or amended regulations + Partners with Compliance , Risk , Technology, and other business units to ensure trading activities align ... oversight of the trading desk, ensuring adherence to regulatory requirements, risk management practices, and timely execution of trading activities. This leadership… more
- Northern Light Health (Portland, ME)
- …Week: 40.00 Work Schedule: 8:00 AM to 5:00 PM Summary: The Administrative Manager is responsible for operational, financial and strategic management of his or her ... and the highest level of ethical standards. The incumbent is responsible for reporting all security events, potential events, and other security risks to the… more
- CDM Smith (Portland, ME)
- …corporate governance requirements and local and international regulatory laws for reporting , addressing any non- compliance . * Collaborates with Client Service ... the effective management of processes for business forecasting, budgets, consolidation, and reporting to the firm. * Directs and partners on technical innovation,… more
- CDM Smith (Portland, ME)
- …Services Group. Reporting to and working in partnership with the Manager , Human Resources Business Partner, this role will provide strategic HR leadership, ... Partner will play a key role in mitigating organizational risk and ensuring compliance with company policies...Smith Placement Agreement from the CDM Smith Recruitment Center Manager to receive payment for your placement. Verbal or… more